- Truist (Coral Gables, FL)
- …and/or a sales assistant role. 3. Knowledge of securities markets and brokerage accounts. 4. Knowledge of the features and attributes of annuity products. 5. ... business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND… more
- Truist (Coral Gables, FL)
- …and/or a sales assistant role. 4. Knowledge of securities markets and brokerage accounts. 5. Knowledge of the features and attributes of annuity products. 6. ... business development assistance, and providing a consistent and effective level of client servicing when the FA is unavailable. ESSENTIAL DUTIES AND RESPONSIBILITIES… more
- Atria Wealth Solutions (Dublin, CA)
- …CUSO Financial Services, L. P. (CFS) Patelco Credit Union is seeking a Sales Assistant in the Dublin, CA area. About Patelco Credit Union Patelco Credit Union is ... other investment and financial services related training. + Conducts research on client and security information while maintaining and updating members' brokerage… more
- M&T Bank (Syracuse, NY)
- **Overview:** Provides administrative and sales support to Registered Representatives (Financial Advisors) to a designated branch and/or region. **Primary ... and executing sales-related activities including audits, preparing marketing materials and client onboarding and preparing and follow-up processes. + Assist in… more
- City National Bank (Los Angeles, CA)
- …may entail working with Legal, NFS, and other bank divisions. Provide support to Assistant Investment officers and CNS Client Service Lead when Assistant ... emails and social media posts sent or received for registered representatives of CNS. + Review DOL PTE2020-02 rollover/transfer...equivalent + Minimum of 5 years of experience in Brokerage Operations, Broker Dealer Compliance, and Client … more