- Citigroup (New York, NY)
- **Regulatory and Exam Management , VP - Hybrid** _The Operations & Technology (O&T) Chief Operating Office (COO) is a driving force in delivering value to our ... execute on O&T's Vision and Strategy._ _The O&T Regulatory Exam Management Officer will report to the...and ad hoc meetings) globally, and support O&T regulatory governance and quality control processes. This role requires interaction… more
- Comerica (San Antonio, TX)
- …build and maintain internal controls. They will also be responsible for supporting the governance and management of the Line of Business framework and programs ... Governance and Risk Committees * Supports the governance and management of the Line of...activities required for a well-functioning organization, such as: * Exam related activities: Owns and serves as the point… more
- Truist (Atlanta, GA)
- …of America) **Please review the following job description:** As part of Governance and Control team perform control testing activities (including control design and ... effectiveness testing), Perform issue validation testing, Perform compliance monitoring indicator (CMI) activities. Following is a summary of the essential functions… more
- Bank of America (Jacksonville, FL)
- …Onboarding Operations (GCAOO). The team is seeking to strengthen its risk management governance , accountability, routines, and strategy. The associate for this ... Global Credit, AML and Onboarding Operations Audit & Exam Leader Charlotte, North Carolina;Jacksonville, Florida **Job Description:** At Bank of America, we are… more
- Citigroup (Irving, TX)
- …+ Performs other duties and functions as assigned such as Regulatory and exam management , regulatory commitments etc. + Appropriately assess risk when business ... **Job Description** IT Lead Analyst for Issue Execution is a strategic professional who stays...Evaluate existing key Tech processes and identify IT risk management issues, concerns and emerging risks associated with them… more
- Citigroup (New York, NY)
- …Identify and escalate potential hurdles to avoid re-targeting. + Maintain strong issue management culture across ERM spearheading efforts to self-identify ... for and conduct of regulatory and IA exams in accordance with Global Regulatory Exam Management & Oversight Standard + Provide oversight and guidance over the… more
- Citizens (Boston, MA)
- …to assess control adequacy, key risk indicator trends, and risk identification through issue management . + adequate design of risk appetite statements and ... proper engagement with Compliance, based on subject matter + issue management through challenge of remediation plans...include quarterly business line opinions, material risk identification, and exam management engagement. + Serve as an… more
- Sallie Mae (Newark, DE)
- …Associate of Business Controls has multiple key responsibilities that support governance , risk and compliance activities for the Operations organization within the ... are conducted year-round, so this will be a continuous responsibility. Monitoring issue remediation and providing monthly status updates for issues under the Chief… more
- Truist (Raleigh, NC)
- …specific activities may change from time to time: + Execute upon the Enterprise Issue Management Framework to effectively identify, write and manage issues in ... of America) **Please review the following job description:** As part of Governance and Control team perform control testing activities (including control design and… more
- Truist (Charlotte, NC)
- …including but not limited to the execution of playbook/procedure creation, issue remediation ownership, process/control enhancements and audit/ exam document ... of defense risk professional leading a team within the Governance and Controls Office (GCO), serving as a subject...existing and emerging risks. Responsible for supporting strong risk management practices in alignment with the firm's risk appetite… more
- Bank of America (Pennington, NJ)
- …Resource Management + Regulatory Compliance + Strategy Planning and Development + Issue Management + Policies, Procedures, and Guidelines Management + ... Global Financial Crimes Executive - Global Wealth and Investment Management Front Lines New York, New York;Charlotte, North Carolina; Pennington, New Jersey **Job… more
- Santander US (Boston, MA)
- …Risk & Control Matrices, Inherent Risk Assessments, Internal Control testing and Issue Management data/input. Engage and hold IT process owners accountable ... take appropriate action to ensure Business Lines remediate and prevent recurrence. + Exam Management : Liaison with Technology process and control owners for… more
- Comerica (Farmington, MI)
- …be assigned to support two or more of the specialty areas: RCSA, Control Design, Issue Management , Control Testing, and Metrics & Reporting based on the volume ... more of the specialty risk areas: RCSA, Control Design, Issue Management , Control Testing, and Metrics &...activities required for a well-functioning organization, such as: * Exam related activities: Supports exam related activities… more
- Turner & Townsend (Columbus, OH)
- …part of Turner & Townsend. It specializes in project and program management for public sector organizations, with industry-leading experts in corporate, cultural, ... the Public Sector. **Responsibilities: ** + Manages all facets of project management (budget, schedule, procurement, quality & risk) for individual real estate… more
- City National Bank (Los Angeles, CA)
- …+ Experience communicating and interacting with audit and regulatory agencies, including exam management and other regulatory affairs. + Experience interfacing ... the priority. This will involve working directly with the issue owners to understand existing action plans, develop action...propose necessary revisions. + Participate in and attend key governance meetings where issues management statuses must… more
- Regions Bank (Atlanta, GA)
- …or financial industry **Preferences** + Familiarity with Agile and Waterfall project management practices and tools + Governance , Risk, and Compliance (GRC) ... in technology functions responsible for application development, cybersecurity, data governance , enterprise architecture, business resilience and change management… more
- JPMorgan Chase (Tampa, FL)
- …and Operational Risk Evaluation), issue management , risk event management , risk reporting, and audit/ exam preparedness. You must have a strong ... and assessing control testing results + Oversee and execute issue management control protocols, ensuring Client Service... issue management protocols, risk event management protocols, and risk governance practices +… more
- Citigroup (Jacksonville, FL)
- …implementation of the Control Framework, including Risk Control Policy, Control Standard, Issue Management Policy, Lesson Learned Policy and Control Inventory. * ... improvements, provide check and challenge to ensure appropriate escalation in according with Issue Management and Escalation Policies. * Direct teams in the… more
- JPMorgan Chase (Columbus, OH)
- …cross-functional collaboration and progress toward shared goals. + Execute reporting and governance of controls, policies, issue management , and ... regulatory compliance. + Support team on periodic audit readiness, regulatory assessments, and exam management . + Work closely with Azure Engineering and Product… more
- TD Bank (Jacksonville, FL)
- …an individual should possess subject matter expertise on Financial Crime Risk and complex issue management skills. The above details are specific to the role ... team of AML compliance professionals, interacting with key stakeholders + Provides governance oversight through management of the policy and training exemption… more