- S&P Global (New York, NY)
- …the Role:** **Grade Level (for internal use):** 12 **Director, Global Sanctions & Financial Crimes Compliance Program Advisor ** **About the Role:** ... and Impact:** **The Impact:** + The Director, Global Sanctions & Financial Crimes Compliance Program Advisor will report to and work directly… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will ... & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will work independently from the CBD… more
- University of Colorado (Aurora, CO)
- Financial Aid Advisor - 34549 University Staff **Description** **University of Colorado Anschutz Medical Campus** **Department: Financial Aid & Scholarships ... Office** **Job Title: Financial Aid Advisor ** **Position #: 00679654 - Requisition #:34549** **Job Summary:**...to individual student aid packages. + Ensures accuracy and compliance when awarding and adjusting student financial … more
- Bank of America (Boca Raton, FL)
- Merrill Team Financial Advisor Kingsport, Tennessee;Boca Raton, Florida **Job Description:** Merrill Wealth Management is a leading provider of comprehensive ... that is culture driven, resilient, results focused and effective. **Merrill Team Financial Advisor Business Development Program** **The Merrill Wealth Management… more
- Nightingale College (UT)
- Position Summary The Advisor I, Learner Funding Advisor Function prepares and assists in the application and delivery of Federal Student Aid and military funds ... regulations and guidelines. The incumbent provides document review for accuracy, compliance , and completeness in preparation for the delivery and coordination of… more
- Capital One (Plano, TX)
- Plano 5 (31065), United States of America, Plano, Texas Compliance Advisor Sr. Manager - Auto Finance Capital One is looking for a Senior Manager Compliance ... Advisor to support Auto Finance in Plano. The Compliance Advisor Senior Manager performs a key...risk management processes + Enhance risk management processes across Financial Services Compliance by providing thought leadership,… more
- Atria Wealth Solutions (Greenville, SC)
- …CUSO Financial Services, LP (CFS) Truliant Federal Credit Union is seeking a Financial Advisor to join their team in the Greenville, SC area. Truliant's ... all that they do. Purpose of the Job The Financial Advisor II serves the financial...TFA program. + Follows the established securities and insurance compliance guidelines, and strictly adheres to all Credit Union,… more
- Citizens (Boston, MA)
- …being the single point of contact for investment needs. The Virtual Financial Advisor will be required to maintain compliance with all Citizens Financial ... a broad array of Investment and Insurance products to customers. The Virtual Financial Advisor is a key role within our Wealth Management division and is… more
- CUNY (Brooklyn, NY)
- Financial Aid Advisor (2 positions) **POSITION DETAILS** Brooklyn College is currently accepting applications for the position of Financial Aid Advisor ... in the Office of Financial Aid. The Financial Aid Advisor plays a crucial role...update student data and administrative records daily and ensure financial aid compliance with Student Financial… more
- State of Colorado (CO)
- ECMC Enforcement Advisor ( COMPLIANCE SPECIALIST IV) -Hybrid Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/4633466) Apply ECMC ... Enforcement Advisor ( COMPLIANCE SPECIALIST IV) -Hybrid Salary $70,140.00...and guidance to agency staff in the engineering, environmental, compliance , permitting, production, and financial assurance units… more
- Capital One (Plano, TX)
- Plano 2 (31062), United States of America, Plano, Texas Compliance Advisor Manager The Compliance Advisor Manager performs a key risk management role ... While working within the Compliance Management Program framework, the Compliance Advisor Manager is responsible for delivering quality results, providing… more
- Capital One (Richmond, VA)
- West Creek 3 (12073), United States of America, Richmond, Virginia Global Trade Compliance Advisor - Manager The Enterprise Services Compliance Team is ... on this journey. This role will serve as an advisor and liaison with product, business, governance and risk...At least 3 years of experience in a risk, compliance , or legal role with a FinTech, Financial… more
- Raymond James Financial, Inc. (Birmingham, AL)
- …Advisors for success. In conjunction with a Mentor, Branch Manager, and/or a team of Financial Advisors, the Financial Advisor Trainee will learn to build an ... Duties and Responsibilities:** Become trained and skilled to effectively and efficiently perform the Financial Advisor role: * If hired as a team candidate, the… more
- Atria Wealth Solutions (Marion, IN)
- …relationship with CUSO Financial Services, LP (CFS) Via Credit Union is seeking a Financial Advisor to join their team in the Marion, IN area. Are you ... positive impact? Do you enjoy educating others? The Licensed Financial Advisor provides expertise on products and...Department website. + Ensure the Investment Department is in compliance with FINRA. + Maintain advertising and complaint files… more
- Capital One (Richmond, VA)
- West Creek 3 (12073), United States of America, Richmond, Virginia Compliance Advisor - AI/Machine Learning, Marketing and Messaging Capital One's technology ... in a clear, solution oriented and customer-focused manner. The Compliance Advisor Manager will support the implementation...At least 3 years of experience in a risk, compliance or legal role within a FinTech, Financial… more
- San Jose State University (San Jose, CA)
- Financial Aid Advisor Apply now (https://secure.dc4.pageuppeople.com/apply/873/gateway/default.aspx?c=apply&lJobID=535691&lJobSourceTypeID=837&sLanguage=en-us) ... Professionals of California, Probationary, Full Time, Student Services Job Summary The Financial Aid Advisor performs functions under the general supervision of… more
- Atria Wealth Solutions (Greensboro, NC)
- …with CUSO Financial Services, LP (CFS) Truliant Federal Credit Union is seeking a Financial Advisor II (Remote Work Flexibility - NC) to join their team in ... determined by your manager. Purpose of the Job The Financial Advisor II serves the financial...TFA program. + Follows the established securities and insurance compliance guidelines, and strictly adheres to all Credit Union,… more
- Martin's Point Health Care (Portland, ME)
- …as a "Great Place to Work" since 2015. Position Summary The Patient Financial Advisor supports Patient Accounts by actively managing the collections process, ... for services rendered from the appropriate party. The Patient Financial Advisor will also assist as needed...+ Ability to maintain confidentiality of healthcare data (HIPAA Compliance ) + Capacity to be cross trained to new… more
- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Privacy Compliance Advisor , Manager (Enterprise Services) Capital One's technology transformation ... an Advisory Manager who will serve as a dedicated advisor for international privacy risks. This role, which will...least 3 years of experience in a risk or compliance role within a FinTech, Financial Services,… more
- BECU (Bothell, WA)
- …regarding BECU Benefits can be found here . **IMPACT YOU'LL MAKE:** As an Associate Financial Advisor at BECU, you will play a pivotal role in providing ... meetings.** **WHAT YOU'LL DO:** + **Partnering for Success** : Work collaboratively with Financial Advisor (s) in your assigned area to develop and execute… more