- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Lead Compliance Officer ** in Corporate Risk as part of ** Corporate and Investment Banking ... areas and business divisions at wellsfargojobs.com . This Senior Lead Compliance Officer will be... with federal, state, agency, legal and regulatory and Corporate Policy requirements + Oversee the Front Line's execution… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Lead Compliance Officer ** in Corporate Risk as part of **Swap Dealer & Futures Commission Merchant ... and business divisions at wellsfargojobs.com . As a Senior Lead Compliance Officer , you will...lines of defense, including business line leadership, Legal, Audit, Compliance , and other corporate stakeholders to facilitate… more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking a **Senior Lead Compliance Officer ** in Corporate Risk as part of **Wealth & Investment Management (WIM) ... areas and business divisions at wellsfargojobs.com . This Senior Lead Compliance Officer will provide... with federal, state, agency, legal and regulatory and Corporate Policy requirements + Oversee the Front Line's execution… more
- Somatus (Mclean, VA)
- …And more! Responsibilities As a member of the Company's senior management team, the VP, Corporate Compliance Officer (CCO) is a catalyst for this mission. ... effective compliance program to prevent illegal, unethical or improper conduct. The Compliance Officer reports to the Chief Executive Officer (CEO) and… more
- MUFG (Irving, TX)
- …The Compliance Officer will be a member of the Global Corporate & Investment Banking Compliance team with the objective of providing compliance ... Investment Banking ("GCIB") business unit. Roles and Responsibilities: The Compliance Officer will assist in the management...and Compliance open issues (related to core compliance topics). + Lead miscellaneous and related… more
- Wells Fargo (Charlotte, NC)
- …you. **About this role:** Wells Fargo is seeking a Lead Credit Risk Officer for the Credit Risk department within Corporate Risk to provide senior credit ... officers, Chief Risk Officer (CROs), the Chief Credit Officer (CCO)...and limits management. **In this role, you will:** + Lead complex initiatives including those that are cross-functional with… more
- AdventHealth (Burleson, TX)
- …the designated entities, with oversight from, and reporting to, the Multi-state Division Corporate Responsibility Officer . . Lead the day-to-day operations ... : Burleson, TX **The role you'll contribute:** The Regional Corporate Responsibility Officer is responsible for the... is responsible for the day-to-day operations of the corporate responsibility compliance functions and implementing the… more
- AdventHealth (Burleson, TX)
- …the designated entities, with oversight from, and reporting to, the Multi-state Division Corporate Responsibility Officer . * Lead the day-to-day operations ... Monday-Friday **Job Location** : Texas **The role you'll contribute:** The Regional Corporate Responsibility Officer is responsible for the day-to-day operations… more
- MUFG (New York, NY)
- …KYC due diligence process by engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality ... Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end… more
- MetroHealth (Cleveland, OH)
- …directly to the System Chief Executive Officer & President, the EVP/Chief Legal Officer (CLO) & Corporate Secretary leads and directs all aspects of the ... system's legal affairs, including but not limited to Corporate Governance, Strategic Transactions and Financings, Regulatory Compliance , Contracting Process,… more
- Huntington National Bank (Columbus, OH)
- …key stakeholders (business leaders, business process owners, risk pillar owners, Corporate Risk partners, Legal, Compliance , Audit, Credit Review, Technology, ... Description Summary: The Commercial Business Risk Officer , Sr. reports to the Commercial Segment Risk...key risk activities for the assigned Commercial Business Unit(s) ( Corporate , Specialty & Government Banking; Commercial Real Estate; Midde… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking **Senior** ** Lead Compliance Officers** in Corporate Risk as part of **Equity Sales and Trading Compliance .** ... and business divisions at wellsfargojobs.com . Equities Sales and Trading Compliance provides coverage for Cash, Derivatives, Electronic Trading, Research Sales, … more
- Comerica (Farmington, MI)
- BRCO Business Unit Compliance Lead The Business Risk and Control Officers (BRCOs) play a pivotal role in guiding the business to identify and understand risk ... and report risk in accordance with the risk management lifecycle. The BRCO Business Unit Compliance Lead for the Line of Business will be responsible to provide… more
- Meijer (Grand Rapids, MI)
- …of regulatory/environmental compliance . . **2nd SHIFT POSITION** The Asset Protection Officer will work in all areas on the Meijer Corporate Campus, ... life safety, reduction of civil liability, protection of assets, regulatory compliance inspections, and providing excellent customer service. This position has… more
- UT Health (Houston, TX)
- …** UTHealth Houston is seeking its next Director Institutional Compliance & Deputy Compliance Officer to lead the efficient and successful management of ... of integrity. In this crucial consultative position, the Deputy Compliance Officer will lead and...(7) years in case or report management related to compliance reports or legal/regulatory matters within a corporate… more
- IBM (Research Triangle Park, NC)
- …opportunities in an environment that embraces your unique skills and experience. The Federal Compliance Officer is an advisory role that reports to the Federal ... things you've never thought possible. Are you ready to lead in this new era of technology and solve...while properly maintaining IBM's internal control structure. The Federal Compliance Officer is the primary interface with… more
- MetLife (Bridgewater, NJ)
- …. CRM is part of Global Risk Management (GRM). The Broker Dealer Compliance Officer will be responsible for supporting the broker-dealer compliance ... stakeholders. The Role: Reporting directly to the VP, Chief Compliance Officer of MLIDC and Head of...mandatory and targeted training as needed, including the Annual Compliance Meeting. * Participate in and lead … more
- The Metropolitan Museum of Art (New York, NY)
- …to exchange ideas and work together toward our shared mission. Excellence: Lead the cultural world in quality and expertise-and inspire curiosity and creativity. ... DUTIES: You will manage two annual giving programs, the Corporate Patron Program and the Real Estate Council, and...ideas and work together toward our shared mission. Excellence: Lead the cultural world in quality and expertise-and inspire… more
- CareFirst (Baltimore, MD)
- …(all benefits/incentives are subject to eligibility requirements). **Department** Corporate Compliance Office **Equal Employment Opportunity** CareFirst ... **Resp & Qualifications** **PURPOSE:** The VP, Ethics & Compliance oversees and manages the Company's Corporate Ethics & Compliance Program, serving as an… more
- Bank OZK (Little Rock, AR)
- Compliance Officer I + Job ID: 14188 + Functional Area: Corporate Compliance + Position Type: Full-Time Regular + Experience Required: 1 - 3 Years + ... Rock, AR Corporate Headquarters + Department: CRMG Corporate Compliance + Education Required: Bachelors Degree...and recommendations that apply to Bank activities. + May lead and supervise other related positions. + Performs duties… more