- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Lead Securities Operations Representative in Business Operations as part of Transactions & Processing ... and compliance requirements **Required Qualifications, US:** + 6+ years of Securities Operations experience, or equivalent experience demonstrated through one… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Representative in Business Operations as part of Transactions & Processing ... and compliance requirements **Required Qualifications:** + 4+ years of Securities Operations experience, or equivalent experience demonstrated through… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Representative in Business Operations as part of Transactions & Processing ... in volume or other factors **Required Qualifications:** + 4+ years of Securities Operations experience, or equivalent experience demonstrated through one or… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Representative **In this role, you will:** + Perform a variety of operational ... and compliance requirements **Required Qualifications, US:** + 4+ years of Securities Operations experience, or equivalent experience demonstrated through one… more
- Randstad US (Minneapolis, MN)
- coo- securities operations representative 3. + minneapolis , minnesota + posted june 4, 2024 **job details** summary + $20 - $23.44 per hour + temporary + ... bachelor degree + category business and financial operations occupations + referenceAB_4547329 job details Randstad Strategic Accounts is looking for a business… more
- State of Colorado (Denver, CO)
- Criminal Investigator I- DORA: Division of Securities Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/4541268) Apply Criminal Investigator I- ... DORA: Division of Securities Salary $5,279.00 - $7,391.00 Monthly Location Denver, CO...of a chief investigator and guidance of the Team Lead , and to provide litigation support to civil attorneys… more
- Comerica (Farmington, MI)
- …and analytical guidance to management and the project team as a representative of Comerica Securities business unit. Specfically, responsibilities include ... Sr. Securities IT Project Manager The Business Support Senior...it with the business unit target. Risk Management * Lead efforts to proactively identify risk gaps in CSI… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as ... as a dually registered broker-dealer and investment adviser. The incumbent will lead the implementation and interpretation of applicable SEC, FINRA, MSRB laws and… more
- TD Bank (New York, NY)
- …subject matter expertise/analysis or operational process support as a key resource/ representative for the Global Operations and Business Services function ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $55,000 - $115,000 USD TD is committed to providing fair… more
- MassMutual (Boston, MA)
- …for the ensuring the integrity of the accounting information received from the Investment Operations securities system. This team will be highly focused on the ... to the operational accounting impacts of the investment operations processes. The position will lead a...team will work closely with its critical partner, Investment Operations and Securities Controllership. The team will… more
- Truist (Raleigh, NC)
- …responsible for providing product and/or processing expertise within Derivative Trading, Securities Trading, Loan Trading or Agency Services Lines of Business within ... Capital Markets Operations . Major responsibilities include working on and providing guidance on core operational tasks including Client On-Boarding, Trade Capture, … more
- Citigroup (Rutherford, NJ)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- Truist (Orlando, FL)
- …not mentioned below. Specific activities may change from time to time. + Lead and guide the ongoing design, execution, and continuous improvement of control ... processes. **QUALIFICATIONS** **Required Qualifications:** The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable… more
- SMBC (Jersey City, NJ)
- …broker dealer and registered swap dealer; SMBC Group's wholesale and retail banking operations ; US and LATAM representative offices; Grand Cayman Branch; Canada ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- City of Reno, NV (Reno, NV)
- …and participates in the work of staff responsible for the activities and operations of the Police Records Section within the Police Department including the ... supervise, review, and direct the work of staff responsible for the daily operations of the Police Department's Records Section including Work Applicant Unit, ,… more
- Truist (Charlotte, NC)
- …and general management of Wholesale and Capital Management Operations through effective origination, fulfillment, servicing, administration, support and ... life-of-loan and securities activities. This position requires deep subject matter expertise...This position requires deep subject matter expertise in banking operations platforms across the commercial community bank, corporate and… more
- Citigroup (New York, NY)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities ... a must, while knowledge of AML and financial services operations across all business lines is a plus. As...across all business lines is a plus. As a representative and extension of the ICRM AML team, this… more
- EMCOR Group (Farmingdale, NY)
- …compliance, proper records maintenance, and adequate accounting controls in support of Company operations . + Prepare for and lead monthly project reviews with ... accounting principles issued by the Financial Accounting Standards Board, the Securities and Exchange Commission, and other regulatory and advisory organizations and… more
- Truist (Richmond, VA)
- …to time. 1. Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and Approval. Utilize multiple systems ... view of overall transaction and escalate complex matters to Team Lead and/or Divisional Sales Management. 2. Review of Electronic Correspondence/Social Media… more
- Truist (New York, NY)
- …underwrite and distribute asset securitization transactions and asset backed securities while working constructively with Structuring and Portfolio Management. ... Collaborate with internal partners including Banking, Risk, Operations , and Legal to achieve seamless execution, appropriate risk mitigation and strong client… more