- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...our clients an important bridge to this key global market for trade and investment flows across the Americas… more
- Elevance Health (Metairie, LA)
- ** Compliance Manager - Plan Compliance Officer ** **Location: Must be located in/a resident of Louisiana.** This position will take part in Elevance ... with the in office setting in Metairie, LA. The ** Compliance Manager /Plan Compliance Officer...communities and our business. We offer a range of market -competitive total rewards that include merit increases, paid holidays,… more
- City National Bank (Charlotte, NC)
- …training for new or revised laws and regulations. + Assist the Compliance Manager , Senior Compliance Officer , and Risk Assessment team with the ... of business to remediation plans. + Works with Senior Compliance Officer , Compliance Manager...provides personalized banking, investment and trust services in select markets including Los Angeles, Orange County, San Diego, the… more
- KPMG (Chicago, IL)
- …in consumer compliance and safety and soundness regulations, (such as a compliance manager and/or officer , auditor, examiner, advisor, consultant, or ... federal or state banking agency; professional designations, such as Certified Regulatory Compliance Manager (CRCM) or commissioned examiner is preferred +… more
- LA Care Health Plan (Los Angeles, CA)
- …for the Regulatory Compliance unit, the Advisor also advises and supports the Manager , Director, and Chief Compliance Officer on other duties as assigned ... Compliance Advisor II Job Category: Administrative, HR, Business...many factors such as geography, experience, education, and the market . The range is subject to change. LA Care… more
- PNC (Camden, NJ)
- …and have an opportunity to contribute to the company's success. As an Emerging Markets Mortgage Loan Officer within PNC's Mortgage organization, you will be ... field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion **Job Description** + Markets and promotes low- to… more
- CommonSpirit Health (Greenwood Village, CO)
- …the applicable division/ market leader(s) and/or local CRP Oversight Committee on compliance matters and the progress of the CRP. + Maintains expert working ... CommonSpirit Health's Corporate Responsibility Program (CRP) for specific assigned markets /entities within the CommonSpirit enterprise. Responsible for in-depth knowledge… more
- Bankers Trust (Des Moines, IA)
- …throughout the Bank. The individual selected will be hired as either a BSA Officer or BSA Compliance Manager DOE. Primary Functions and/or Responsibilities: ... of peer groups in the industry and in our market (s). . Provides direct supervisory oversight and management to...Range: BSA Officer $84,000 - $110,000 BSA Compliance Manager $98,000 - $129,000 Benefits *… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Trade Surveillance team responsible for the design, ... potential risks for the Firm and escalating the matter to a designated manager and to the legal representative and the respective product coverage areas as… more
- M&T Bank (Clanton, AL)
- … Risk Manager Director, Consumer Protection Office reports to the Chief Compliance Officer within M&T Bank's Compliance Risk Management Department and ... 30+ compliance program and subject matter experts; report into the Chief Compliance Officer . + Provide guidance, assess, and report on consumer protection… more
- Bill and Melinda Gates Foundation (Seattle, WA)
- …of inequities and market failures, to realize the potential of untapped markets , and to see the economic and social benefits of including everyone. Core areas ... Relocation will not be provided. Your Role The Program Officer (PO), Fortification Compliance position will support...What role could third parties play to assure fortification compliance in markets ? Our work also covers… more
- Morgan Stanley (Dallas, TX)
- …Business Service Officer with a dotted line to the Complex Manager _*Direct reports:*_ * Business Service Officers, Service Managers (and select, senior exempt ... to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Market Business Service Officer * **Location:** *Texas-Dallas* **Requisition… more
- S&P Global (New York, NY)
- …Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation ... S&P Global Ratings data and technology activities from a Compliance , Risk & Internal Controls perspective. The role will...Data & Technology. + Partner, in collaboration with Covering Manager , with the Data & Technology Organization to be… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- Truist (Charlotte, NC)
- …Management Organization (RMO), operating under the leadership of the Senior Treasury Market and Liquidity Group Risk Officer , perform independent quantitative ... quantitative and qualitative assessments of risk management practices. 4. Assist the Senior Treasury Market and Liquidity Group Risk Officer , in some cases as a… more
- Thrivent Financial (Salt Lake City, UT)
- …one of the following certifications are required: + Certified Regulatory Compliance Manager certification (CRCM). + Certified Anti-Money Laundering Specialist ... life they want today-and tomorrow. Job Summary The Chief Compliance & CRA Officer reports to the...(CAMS). + Certified Information Privacy Manager (CIPM)/Certified Information Privacy Professional (CIPP) or similar certification… more
- Marshfield Clinic (Marshfield, WI)
- …and Medicaid. This is a condition of employment. Employee must immediately notify his/her manager or the Clinic's Compliance Officer if he/she is threatened ... Employee must immediately notify his/her manager or the Health System's Compliance Officer if he/she is threatened with exclusion or becomes excluded… more
- Bank of America (Newark, DE)
- Compliance and Operational Risk Manager - Global Markets and Financial Risk Charlotte, North Carolina;Pennington, New Jersey; Newark, Delaware; Plano, Texas ... job is responsible for executing second line of defense compliance and operational risk oversight for Global Markets...As a member of an FLU or CF C&OR officer team, the C&OR Manager is accountable… more
- Institute of Electrical and Electronics Engineers (New York, NY)
- Temporary Executive Assistant to the General Counsel and Chief Compliance Officer - 240171 : N/A Description Job Summary: This temporary position supports the ... General Counsel and Chief Compliance Officer , its Managing Counsels and the...information. The incumbent also acts as the department office manager and works with the managing attorney to spearhead… more