- TD Bank (Mount Laurel, NJ)
- …Financial Crime Risk Management (FRCM) program, specifically including: + Internal Audit , Regulatory Exam and ongoing supervision management + Issues and ... Regulatory Compliance Management (RCM) activities + The Financial Crime Risk Specialist, Audit & Exam ...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Capital One (Richmond, VA)
- West Creek 1 (12071), United States of America, Richmond, Virginia Senior Risk Specialist ( Audit & Exam Engagement) - Hybrid As a Senior Risk Specialist ... mitigate, or avoid the risks altogether. This position, Senior Risk Specialist ( Audit & Exam ...Risk Management Assurance (CRMA) or Certified Regulatory Compliance Manager (CRCM) + Lean, Agile, Six Sigma, Business Process… more
- Morgan Stanley (New York, NY)
- …a plus Required: *Bachelor's Degree * Risk Certifications a plus *For Regulatory Exam Support: Juris Doctorate a plus *For Audit Oversight & Regulatory ... if candiate sits in Baltimore pay will vary. Regulatory Exam Support: * Provide support & guidance to management...of professional experience in financial services with focus on audit or regulatory risk & compliance; 15… more
- Commonwealth of Pennsylvania (PA)
- Audit Manager Print (https://www.governmentjobs.com/careers/pabureau/jobs/newprint/4529310) Apply Audit Manager Salary $74,191.00 - $112,666.00 ... have professional auditing experience? Are interested in leading high risk audit engagements and want to use...Pennsylvania? The Bureau of Audits is seeking a dedicated Audit Manager to ensure that taxpayer dollars… more
- TD Bank (Mount Laurel, NJ)
- …regulatory requests and reviews, serves as liaison for assigned business lines and exam staffs, and serves as primary Relationship Manager for less complex ... affiliates, and the US Holding Company. The Regulatory Relationship Manager I is the primary point of contact and...required + 7 years related experience required, preferably in Risk Management, Regulatory, or Audit in the… more
- Commonwealth of Pennsylvania (PA)
- …of Audit objectives and performance measures. This position reports to the Audit Manager and will communicate the progress of assignments or specified issues ... Responsibilities include developing risk assessment or evaluating risk assessment developed by staff based on audit...the application, including all supplemental questions, serves as your exam for this position. No additional exam … more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The Regulatory Relationship Manager II provides ... (OSFI) + Serves as a Trusted Advisor and analyzes exam /review results, industry shifts, executive management risk ...degree required + 10+ years' experience required preferably in Risk Management, Regulatory, or Audit in the… more
- TD Bank (Mount Laurel, NJ)
- …regulatory requests and reviews, serves as liaison for assigned business lines and exam staffs, and serves as primary Relationship Manager for less complex ... affiliates, and the US Holding Company. The Regulatory Relationship Manager I is the primary point of contact and...required + 7 years related experience required, preferably in Risk Management, Regulatory, or Audit in the… more
- Citigroup (Tampa, FL)
- …process simplification and continuous improvement. + Engage with 2nd lines of defense, Internal Audit , HR Risk and Controls and Compliance on the closure of ... and help ensure timely response to regulatory requests and exam responses and help effective oversight of program success...as a Regulatory Engagement Manager or Project Manager , with accompanying proficiency using iCAPs/Citi's Risk … more
- CIBC (Chicago, IL)
- …Qualifications: + Bachelor's Degree and 5+ years of risk management, audit , legal, regulatory or exam management experience. + Knowledge of applicable ... CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **Serves as the Credit Risk Management representative for regulatory, Internal Audit and… more
- Navy Federal Credit Union (Vienna, VA)
- …+ Ensure risk control recommendations/solutions support optimal internal/external exam / audit preparedness + Acquire, process diverse information to develop ... policies, standards, and procedures to ensure effective quality control and audit procedures. Ensure operational risk programs align with strategic… more
- Truist (Charlotte, NC)
- …risk management experience in financial services or related field. 3. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced ... of playbook/procedure creation, issue remediation ownership, process/control enhancements and audit / exam document preparation. Following is a summary of… more
- Santander US (Dallas, TX)
- Manager , Risk and Control Self-Assessment (RCSA) Infrastructure Dallas, United States of America The Manager of IT Infrastructure RCSA within the first line ... Control & Risk Management team, is accountable leading the Infrastructure Technology Risk and Control Self-Assessment. The Manager will have a team that… more
- Capital One (Richmond, VA)
- …, Cyber Risk & Analysis (Data Protection & Endpoint Security Service) As a Risk Manager in Capital One's Cyber DPS Operations Team, you will be responsible ... and organization skills. These skills and competencies allow the risk manager to gain insights, and act...assessments (PLA, RCSA, ARR, etc.) + Lead facilitation of exam and audit responses + Establish well… more
- Navy Federal Credit Union (Vienna, VA)
- …+ Ensure risk control recommendations/solutions support optimal internal/external exam / audit preparedness. + Acquire, process diverse information to develop ... policies, standards, and procedures to ensure effective quality control and audit procedures. Ensure operational risk programs align with strategic… more
- M&T Bank (Bridgeport, CT)
- …between Risk /Ops and the product owners + Partner with assigned first line risk , legal, audit and compliance resources to ensure alignment on timing and ... **Overview:** Responsible for Risk Management and Operations responsibilities within the Consumer...and regulatory environment + Assist in responding to regulatory exam inquiries and follow-up + Maintain/update disclosure, policies and… more
- Morgan Stanley (New York, NY)
- …Business Partners to prepare for regulatory inquiries/exams and internal exams (eg, Internal Audit ) and support post- exam action plans. * Assist with the ... Stanley sponsored benefit programs./ **Job:** **Other* **Title:** *Global Financial Crimes: Risk Ranking Project Manager * **Location:** *New York-New York*… more
- Citigroup (Jacksonville, FL)
- The Business Risk Officer role is a strategic professional who is pivotal in managing Risks for the Wealth Organization. Understanding of the Control framework and ... performing required duties to mitigate risk for activities such as Regulatory/Policy... for activities such as Regulatory/Policy Change, Lessons Learned, Exam deliverables etc. in a timely manner. Additionally this… more
- TD Bank (Mount Laurel, NJ)
- …Financial Crime Risk Management (FRCM) program, specifically including: + Internal Audit , Regulatory Exam and ongoing supervision management + Issues and ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** AML Exam and Regulatory Relations (US)… more
- Bank of America (Charlotte, NC)
- Liquidity Risk Manager - Liquidity Governance Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... the company. Our business partners include Global Funding, Enterprise Capital Management, Finance, Audit , Risk , and Lines of Business. The group works with… more