- JPMorgan Chase (Columbus, OH)
- **Position description** As a Data Owner - Vice President in JPMorgan Wealth Management , you will be responsible for integrating data priorities with an ... within the product, and remediating issues identified throughout the data life cycle in compliance with Firm-wide... domains & SORs that are needed by a wealth management organization (eg, securities data… more
- M&T Bank (Clanton, AL)
- …include system administrative duties such as maintenance, validation, and/or updating in the compliance data management system (Archer). + Review work papers ... This position would support the testing of M&T Securities, Institutional Services & Wealth Management Marketing, The Volcker Rule and other regulations covered… more
- Morgan Stanley (Menlo Park, CA)
- *POSITION SUMMARY:* The Wealth Management Analyst's responsibilities include producing strategy reports, synthesizing client/prospect data to develop ... clients and creating and executing marketing strategies to attract new clients. The Wealth Management Analyst focuses on servicing clients by understanding their… more
- Bankers Trust (Des Moines, IA)
- …Project & Audit Specialist will play a pivotal role in ensuring the integrity and compliance of our Wealth Management business operations. This position will ... reviews to create a better process or automated solution. Reviews data collection within Wealth Management accounting system to identify inconsistencies. .… more
- Citigroup (Tampa, FL)
- …business.** **Credibility when assessing adherence to policies/standards and adoption of data management capabilities.** **Proficiency in risk and control ... will support coverage of Citi's US Personal Banking and Wealth organizations on all elements pertaining to data...of banking operations including regulatory requirements.** **In-depth knowledge of data management , data governance, … more
- Morgan Stanley (Menlo Park, CA)
- *POSITION SUMMARY:* The Wealth Management Associate is often the first point of contact with clients on a broad array of services related to account servicing, ... quickly and accurately to client questions and concerns. The Wealth Management Associate is an integral member...Wealth Advisors * Prepares performance reports and other data for clients that may involve evaluating account performance,… more
- Truist (Charlotte, NC)
- …Truist Wealth client experience and lead a team that will align wealth management content, communications, marketing and social media strategies to drive ... client acquisition and relationship deepening. **Director of Wealth Client Experience and Integrated Relationship Management (IRM)** ESSENTIAL DUTIES AND… more
- Morgan Stanley (Knoxville, TN)
- …The Consulting Group (CG) Analyst participates in overall business growth of a Wealth Management team by developing customized Financial Plans /Asset Allocation ... Service Officer Morgan Stanley EOE committed to diversifying its workforce. M/F/D/V **Job:** ** Wealth Management * **Title:** *Private Wealth Management … more
- Dow Jones (New York, NY)
- …the achievements of the most successful and influential financial advisors in the wealth management industry. The summits are an excellent opportunity for elite ... News, Investor's Business Daily, Factiva, Dow Jones Risk & Compliance , Dow Jones Newswires, OPIS and Chemical Market Analytics....Will:** + Assist with research projects related to the wealth management industry + Support compiling invitation… more
- Citigroup (Miami, FL)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent ... AML risk management policy and strategic direction + Maintain AML compliance program for the business including assessment of risks and the development of… more
- HUB International (Columbus, OH)
- …within a rapidly expanding legal and compliance department. The SVP of Compliance ("SVP"), HUB Retirement and Private Wealth ("RPW"), will be a highly ... throughout the insurance community. **About HUB Retirement & Private Wealth (RPW):** We lead our communities with integrity, driven...and resources; and + Assisting in the development of compliance monitoring of transactional data and to… more
- Citizens (OH)
- …risk with specific focus on aspects of compliance and operational risk for Wealth Management . This includes aspects of material risk related to how Wealth ... and risk management support. Qualifications: + 6-8+ years' experience in Wealth Management Risk Management , Audit, or Compliance + 6+ years' Risk and… more
- Morgan Stanley (New York, NY)
- …and Readiness, and Regulatory Compliance . The team partners with individual Wealth Management business lines, Legal/Risk/ Compliance , and senior Firm ... financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees… more
- HSBC (New York, NY)
- …qualifications to succeed in this role: + Minimum of 10 years proven Wealth Management supervisory or related investment supervisory experience required. + ... Supervisors work closely with the Market Managers and various Wealth teams to ensure proper compliance with...regulations + Review customer complaints in conjunction with Sales Management and Compliance to ensure proper resolution… more
- Bank of America (Los Angeles, CA)
- … Market Client Relationship Manager Los Angeles, California **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth ... products and services for individuals, companies, and institutions. Merrill Wealth Management is one of the largest...+ Supervises financial transactions and operations to drive risk management best practices and ensure compliance with… more
- Bank of America (Chicago, IL)
- … Wealth Market Client Relationship Manager Chicago, Illinois **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth ... and investment products and services for individuals, companies, and institutions. Merrill Wealth Management is one of the largest businesses of its kind… more
- Truist (Richmond, VA)
- …of experience with area(s) of concentration specifically in financial planning and wealth management or affiliated industries 2. Experience advising HNW clients ... under management at Truist of $10MM and above, including wealth transfer tax planning, income tax planning, capital sufficiency analysis, charitable planning,… more
- Bank of America (Jersey City, NJ)
- Global Financial Crimes Manager - Global Markets and Global Wealth & Investment Management Risk New York, New York;Jersey City, New Jersey; Charlotte, North ... the Front Line Units (FLUs) and Control Functions (CFs) to complete compliance , policy, operational/fraud risk management requirements. The Global Financial… more
- Truist (Jupiter, FL)
- …experience as manager, or with training teammates 4. Demonstrates strong investment, wealth management , treasury services, credit and deposit knowledge to ... including account opening/closing/maintenance and wires, with a focus on Risk Management and Compliance . Owns onboarding and primary specific maintenance… more
- Bank OZK (Little Rock, AR)
- …Knowledge, Skills & Abilities + Knowledge of general banking and/or wealth management concepts. + Knowledge and awareness of data security within a banking ... client service efforts. + Interacts with Operations, Middle Office, Compliance , IT, and other Trust and Wealth ...alternative outcomes. + Ability to coordinate multiple activities and data sources to achieve desired outcomes. + Ability to… more