• Audit Manager - C13 - IA Wealth

    Citigroup (Irving, TX)
    This is a key role within Internal Audit Wealth Team that incorporates Governance , Reporting, and Strategy working with team leadership. This role includes ... of high-quality reporting related to control testing, corrective action validation, regulatory reporting, governance reporting and business monitoring which meet… more
    Citigroup (09/11/24)
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  • BRCO Governance Analyst - Wealth

    Comerica (Dallas, TX)
    …for Line of Business will be responsible for collaborating with 1LOD on risk management frameworks, tools, regulatory requirements and how to build and maintain ... internal controls. They will also be responsible for supporting the governance and management of the Line of Business framework and programs as well as… more
    Comerica (09/18/24)
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  • Control Manager - Regulatory Change…

    JPMorgan Chase (Columbus, OH)
    Join JP Morgan as a Regulatory Change Management Governance & Controls Product Executive Director and be part of a team that ensures strong and consistent ... firm. As a Control Manager Executive Director within the Regulatory Change Management Governance &...teams across Consumer & Community Banking (CCB), Asset & Wealth Management (AWM), and International Consumer Bank… more
    JPMorgan Chase (08/23/24)
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  • First Line Risk Sr Manager - Wealth

    Citizens (OH)
    …Insurance Divisions and Banking Regulatory Agencies. + Experience with Governance , Risk Management , and Compliance (GRC) platforms, preferably Archer. + ... a First Line Risk Senior Manager supporting our Private Wealth Management - RIA and Trust Fiduciary...regulatory standards. + Advise, implement, and/or influence internal governance processes. Manage Governance throughout the firm… more
    Citizens (09/08/24)
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  • Wealth & Investment Management (WIM)…

    Wells Fargo (Minneapolis, MN)
    …of financial and investment services. WIM provides a full range of personalized wealth management , investment, and retirement products and services to meet ... Wells Fargo is seeking talent to join the 2025 Wealth & Investment Management (WIM) Development Program....This team also manages and oversees all risk and governance activities within BL&T. Professional development during the program… more
    Wells Fargo (09/17/24)
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  • Director Product Management Wealth

    Comerica (Dallas, TX)
    …team manages and develops existing and new products, the wealth management product catalog, product standardization, and governance . The central purpose of ... Director Product Management Wealth & Private Banking The... regulatory risks. * Responsible for development and management of all existing and new wealth more
    Comerica (07/03/24)
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  • Global Financial Crimes Manager - Global Markets…

    Bank of America (Jersey City, NJ)
    Global Financial Crimes Manager - Global Markets and Global Wealth & Investment Management Risk New York, New York;Jersey City, New Jersey; Charlotte, North ... requirements. The Global Financial Crimes ("GFC") Manager - Global Markets and Global Wealth &Investment Management Risk (hereinto referred to as "GFC Risk… more
    Bank of America (09/20/24)
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  • VP, ERM - Wealth New Activity Lead Analyst…

    Citigroup (Fort Lauderdale, FL)
    …high-net-worth customer relationship tiers of Citigold and Citigold Private Client and offers wealth management in the workplace through Citi Global Wealth ... Lead Analyst** based in Ft. Lauderdale, Florida to support Wealth New Activity Risk Management . The ...process, including but not limited to: + Support strong governance , appropriate senior management engagement, and the… more
    Citigroup (09/18/24)
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  • Wealth & Investment Management

    Wells Fargo (Minneapolis, MN)
    …of financial and investment services. WIM provides a full range of personalized wealth management , investment, and retirement products and services to meet ... **2025 Wealth & Investment Management Summer Internship...all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to… more
    Wells Fargo (09/17/24)
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  • Wealth Management - Project Manager,…

    Morgan Stanley (New York, NY)
    …Readiness, and Regulatory Compliance. The team partners with individual Wealth Management business lines, Legal/Risk/Compliance, and senior Firm leadership ... providing a wide range of investment banking, securities, investment management and wealth management services....work with project teams to build out a project's governance , reporting and tracking, and overall execution model from… more
    Morgan Stanley (08/07/24)
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  • Associate ll, Wealth Risk Ops

    First National Bank of Omaha (Omaha, NE)
    …audiences. **Job Requirements** + 3-5+ years in compliance, risk, internal audit, or regulatory experience in the Wealth Management industry + Effective ... team, reporting directly to the Director of Risk, Wealth Management . Maintain a current and up...regulatory requirements. + Actively participate in oversight and governance activities. + Work with business unit partners to… more
    First National Bank of Omaha (09/23/24)
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  • Wealth Management , Operational Due…

    JPMorgan Chase (New York, NY)
    Wealth Management Investment Solutions provides Wealth Management clients with investment solutions across all major asset classes including equities, ... Operational Due Diligence team within the Investment & Research Team within Wealth Management Investment Solutions. **Job Responsibilities:** + Supporting the… more
    JPMorgan Chase (08/13/24)
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  • Chief Compliance Officer, CIBC US Private…

    CIBC (Chicago, IL)
    …independent second line oversight to the US Capital Markets, US Commercial Banking and Wealth Management lines of business. US Compliance supports these lines of ... and relationship-oriented bank for a modern world. CIBC Private Wealth Management ("PWM") conducts an investment advisory...professionals and will be a member of various PWM governance committees (eg, Trust Committee, Management Risk… more
    CIBC (08/20/24)
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  • Wealth Relationship Officer

    HSBC (Miami, FL)
    …experience managing clients + Knowledge of Anti Money Laundering practices and relevant regulatory governance in the US + Bilingual-English and Spanish + Series ... our communities and the planet we all share. The Wealth Relationship Officer works closely with the Wealth... Wealth Relationship Officer works closely with the Wealth Relationship Manager and the overall Relationship Team to… more
    HSBC (09/26/24)
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  • Asset Wealth Management Risk…

    JPMorgan Chase (Columbus, OH)
    Management team, you will primarily utilize your extensive knowledge of Asset Wealth Management and its auxiliary functions. Your contributions will be vital ... to Asset Wealth Management Risk Business Management ...duties will encompass coordinating and preparing materials for senior management , enhancing governance structures, managing risk priorities,… more
    JPMorgan Chase (08/24/24)
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  • VP Operational Risk Officer - Data Risk - Personal…

    Citigroup (Tampa, FL)
    …banking operations including regulatory requirements.** **In-depth knowledge of data management , data governance , data quality or related data concepts (DAMA ... will support coverage of Citi's US Personal Banking and Wealth organizations on all elements pertaining to data risk...an experienced risk manager with experience in data risk management or data governance in a globally… more
    Citigroup (09/19/24)
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  • AVP, Wealth Risk Credit Officer - C12…

    Citigroup (Irving, TX)
    …all the Citi Private Bank, Citi Wealth at Work (WaW), and Consumer Wealth businesses. Wealth Risk Management is an independent global organization within ... appetite and limits. This position will be part of Wealth Risk Management , providing 2nd line of...monthly/quarterly reporting metrics to ensure data quality and completeness. Governance / Regulatory related + Develop strong… more
    Citigroup (09/05/24)
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  • JP Morgan Wealth Management - Senior…

    JPMorgan Chase (Columbus, OH)
    …Morgan Walth Management Business Readiness Team is part of the JPM Wealth Management Service and Administration organization. The team oversees and manages ... and other business changes. The team works cross-functionally with all groups across Wealth Management and other lines of business. The team is highly visible,… more
    JPMorgan Chase (08/18/24)
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  • Wealth Management , Private Bank…

    JPMorgan Chase (New York, NY)
    …and closed-end registered investment companies (RICs) for clients of JP Morgan Wealth Management and Investment Solutions (WMIS). Currently, JPMPI provides ... to lead projects and teams in a dynamic market, regulatory , and internal governance environment. Job Responsibilities:...experience is preferred. + CPA is preferred JP Morgan Wealth Management Solutions comprises a workforce of… more
    JPMorgan Chase (08/01/24)
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  • Institutional Wealth Management

    Amalgamated Bank (New York, NY)
    Amalgamated Bank seeks a highly motivated Institutional Wealth Management Service & Operations Manager that will report directly to the Director of Trust ... employees and customers. Essential Job Functions: + Lead the Wealth Management Service and Operations team while...the teams' responsibilities and functions. + Participant across various governance and working group forums with key vendors and… more
    Amalgamated Bank (08/26/24)
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