- TD Bank (New York, NY)
- …judgment regarding responsiveness and appropriateness.** **In this position, the** ** Compliance Audit and Exam Manager will manage ongoing supervision ... Compliance regulatory** **engagement** **strategy. The Compliance Audit & Exam Manager will prepare regular stakeholder communication, provide input… more
- TD Bank (New York, NY)
- …industry standards. TD Bank is seeking a Senior Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is ... to detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. Key Responsibilities: + Draft an… more
- American Express (New York, NY)
- …US banking industry consumer and prudential compliance requirements, and support integrated audit teams with their compliance audit approach. This role ... City, or Phoenix and reports to the Vice President, Audit Leader of IAG's Global Compliance team....Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)) + Experience with data… more
- TD Bank (New York, NY)
- …knowledge + Identify efficiencies in current processes **Preferred skills:** + Regulatory exam management experience + Risk and Compliance experience + Project ... for this role. **Line of Business:** Risk Management **Job Description:** Internal Audit Regulatory Management is the central point of contact for regulatory matters… more
- TD Bank (New York, NY)
- …**Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to ... a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance … more
- NYS Housing Trust Fund Corporation (New York, NY)
- …programs (described on RHC's website (https://hcr.ny.gov/general-ida-programs) ). The Monitoring and Compliance Manager will report to RHC's Director of Policy ... is a public benefit corporation, and a Civil Service exam is not required for this position. Candidates must...adaptation and storm recovery initiatives. Job Summary: The Monitoring, Compliance and Policy Manager 's role comprises of… more
- City of New York (New York, NY)
- …evaluations. Only those applicants with permanent civil service status as a Construction Project Manager or who took Open Competitive Exam No. 3042 are eligible ... to support, monitor and ensure that BEDC is in compliance with Federal, State and local EHS laws and...with permanent civil service status as a Construction Project Manager or who took Open Competitive Exam … more
- TD Bank (New York, NY)
- …and Testing activities. This role is also accountable for Fair and Responsible Banking related exam and audit management as well as the remediation of any Fair ... including but not limited to: Advisory services, Monitoring and Testing activities, Exam and Audit management, Program Remediation and Board/Executive level… more
- Truist (New York, NY)
- …to successfully implement and document remediation. 7. Support the business for all audit and regulatory exam engagements. 8. Communicate with assigned business ... Wholesale Business Unit Risk Team with senior leadership, committee presentations, audit or regulators. **Essential Duties and Responsibilities** Following is a… more
- City National Bank (New York, NY)
- …regarding the ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build effective relationships, alliances, ... *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk...years of experience in risk management, operational risk management, compliance , or audit * Minimum 5 years… more
- City National Bank (New York, NY)
- …and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, ... * COMPLIANCE ANALYST* *WHAT IS THE OPPORTUNITY?* The ...control standards, including timely implementation of internal and external audit points together with any issues raised by external...agencies, including exam management… more
- Wellington (New York, NY)
- …with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance ... assist with the strategic implementation of IT solutions to streamline the compliance framework around conflicts and non-public information. This position is open to… more
- City National Bank (New York, NY)
- *SENIOR MANAGER IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Senior Manager will lead the T&I Regulatory Remediation Oversight function within T&I Strategic ... proactive monitoring, reporting, and mitigation of emerging risks. * Ensure compliance with regulatory requirements (eg, OCC, Federal Reserve Board, FFIEC) and… more
- Bank of America (New York, NY)
- …breaches * Participate and represent the reporting function to control partners (eg, Audit and Compliance ) * Identify, track, and remediate errors/breaches, data ... responsibilities include identifying, analyzing, and resolving complex problems, ensuring compliance with policies, and identifying opportunities to improve process… more
- TD Bank (New York, NY)
- …Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries as they relate ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...Room. + **Issues Management:** Track and manage Regulatory and Audit Findings related to Global Control Room to ensure… more
- City of New York (New York, NY)
- …ad-hoc projects and assists with Annual Comptroller's exercises: Fiscal Year close & Single Audit . - Ensure full compliance with all Federal, State and City ... those who filed for THE NEW YORK CITY BRIDGE EXAM No. 3971 From: June 7, 2023, To: July...federal, state and private grant funded programs to ensure compliance and assist programs in more efficient/effective approaches to… more