- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** Americas Division (AD) New Business Manager with responsibility to facilitate the end-to-end delivery of ... a clear framework to facilitate the consistent cross functional delivery of New Business proposals in compliance with regulatory and group guidance. + Engage… more
- SMBC (New York, NY)
- …range of compliance and regulatory issues and works hand-in-hand with business /function partners to advise on compliance matters, frequently in real time ... Risk Assessment + Communications and Transaction Surveillance + Employee Compliance (ie, Registrations, Outside Business Activities and Personal Account… more
- Neuberger Berman (New York, NY)
- …Charles River, Eze) and investment workflows (trading, portfolio construction, compliance ). + Familiarity with investment guideline oversight , investment ... We are seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg,… more
- SMBC (New York, NY)
- …Agreements (MSAs) to maintain alignment with organizational requirements. Risk & Compliance Oversight + Identify and mitigate third-party risks, including ... of benefits to its employees. **Role Description** The Third-Party Vendor Relationship Manager plays a role in supporting the CISO Organization by overseeing the… more
- Neuberger Berman (New York, NY)
- …address root causes and ensure timely resolution + Establish and manage business -wide governance routines, ensuring ongoing oversight and escalation of control ... 15+ years of experience in financial services, with significant experience in business controls, risk management, audit, or compliance within Wealth Management,… more
- Neuberger Berman (New York, NY)
- …of the finance team responsible for the accounting and financial reporting oversight for Neuberger Berman's Specialty Finance business + Experience managing ... certificates, covenant reporting, etc. + Managing all communication with lenders + Oversight and compliance of fund credit facilities by accurately comprehending… more
- Neuberger Berman (New York, NY)
- …team overseeing accounting and financial reporting for Neuberger Berman's Secondary Funds business + Support accounting and financial reporting oversight for ... equity funds across the Neuberger Berman platform, as well as providing oversight of fund administrators in recording and reconciling transactions within the… more
- SMBC (New York, NY)
- …Americas Division Control Office is seeking a highly organized and experienced program manager to join our team. The Program Management and Documentation VP will be ... control office, helping to oversee effective governance, risk management, and compliance across the organization. + Program Management: Assist with managing multiple… more
- Neuberger Berman (New York, NY)
- …Investment Risk group in our New York office, supporting independent risk oversight for the firm's Equity, Fixed Income, Alternatives, and Multi-Asset Class ... true team player. The highest integrity relates to corporate standards and compliance + Exposure to industry's standard risk models/platforms such as Aladdin, Barra,… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, support ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance and oversight… more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight ... can pivot quickly and adapt to changing priorities.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (New York, NY)
- …creating a culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will ... depending on availability and individual circumstances._ **Job Profile Summary** The Compliance Business Oversight Manager provides advice, support and… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will ... depending on availability and individual circumstances._ **Job Description Summary** The Senior Compliance Business Oversight Manager provides advice,… more
- TD Bank (New York, NY)
- …Reporting to the Senior Manager , Global Regulatory Change & Library Governance, the Compliance Business Oversight Manager will support the Global ... various lines of business , banking offices, and operating departments. The Compliance Manager Interacts with senior management in assigned areas, developing,… more
- TD Bank (New York, NY)
- …vary depending on availability and individual circumstances. **Job Profile Summary** The Senior Manager , Compliance Business Oversight manages and leads ... that will cascade throughout the organization. The US Compliance Senior Transformation Manager supports the overall...subject matter expertise and Compliance advice to business management + Maintains oversight (via review… more
- MTA (New York, NY)
- Manager of Financial Oversight Job ID: 12647 Business Unit: Metro-North Railroad Location: New York, NY, United States Regular/Temporary: Regular Department: ... of operating department budgets and reports to the Director of Financial Oversight . The Manager will assist in providing professional-level financial planning… more
- American Express (New York, NY)
- … units, functions, processes and geographies at American Express. We are seeking Manager , External Fraud Risk Oversight (2nd LOD), to join our Financial ... assisting in identification, measurement, monitoring, and management of fraud risk, ensuring compliance with regulations and internal policies, and oversight of… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and objective ... the management of risks arising from City National Bank's business processes, people, systems or external events. Working with...Manager II is responsible for providing advisory and oversight for Fraud within ORM, with a particular focus… more
- TD Bank (New York, NY)
- …(M&T) Team, responsible for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $110,000 - $135,000...Officer will also support other aspects of the Core Compliance program as needed. ** Compliance Oversight… more
- Molina Healthcare (Yonkers, NY)
- …reporting exists to demonstrate compliance to regulatory requirements. * Supports Manager and Director with developing the Operational Oversight Work Plan, ... plans and operations departments to assess, oversee, and recommend business practices to ensure adherence to and compliance...and internal policies and procedures. * Supports the Operational Oversight Manager , Director, and team in the… more
