- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... also support other aspects of the Core Compliance program as needed. Compliance Monitoring and Testing + Develop and design annual and cycle-based … more
- TD Bank (New York, NY)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US … more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing + Assist with developing and executing the annual … more
- TD Bank (New York, NY)
- …**Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the ... + Assist with the development, implementation and coordination of the Compliance Monitoring program, including evaluating program design elements, analyzing… more
- TD Bank (New York, NY)
- …This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on developing, ... and coordinate with our Risk Owners to assist and show coverage alongside the Compliance testing and monitoring plan coverage of key risks and business units… more
- TD Bank (New York, NY)
- …CRA, UDAAP, GLBA; familiarity with securities regulations a plus. + Experience in compliance monitoring , testing , and control mapping. + Hands-on experience ... business reports, and key risk indicators to identify trends, gaps, and potential compliance risks. + Review and validate first-line testing to ensure gaps… more
- JPMorgan Chase (New York, NY)
- …+ Experience using Python, AI, and other technology resources to design and implement compliance monitoring and testing + MBA or professional certification ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...harmonizing policy and practices across regions + Conduct targeted monitoring activities and identify processes that could be automated… more
- Google (New York, NY)
- …in a complex environment. + Experience with control frameworks, including risk assessment, compliance testing , monitoring , and governance. **About the job** ... Program Manager, Risk and Compliance _corporate_fare_ Google _place_ Reston, VA, USA; New...management. + 8 years of experience in risk or compliance . **Preferred qualifications:** + 8 years of experience managing… more
- Citigroup (New York, NY)
- …function, with exposure to Compliance programs such as Risk Assessments, Monitoring & Testing , Compliance Risk Appetite, Escalations, Regulation ... + Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring and governance committee reports + Lead reviews for all types of… more
- SMBC (New York, NY)
- …+ Policies and Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Quality Assurance, Monitoring & Testing Sr. Group Manager for its New York, New York location. Duties: Establish and oversee the Technology ... Job Family Group: Controls Governance and Oversight Job Family: Quality Assurance, Monitoring and Testing (C15) **Job Family Group:** **Job Family:** **Time… more
- AIG (New York, NY)
- Senior Manager, Compliance Data Analytics & Monitoring Compliance partners with GLCR Data Analytics & Automation (GLCR DAA) to maintain a Testing and ... 's representative, partner with GLCR DA&A team to deliver the annual Compliance Testing plan, leveraging existing automation platforms: + Provide oversight… more
- TD Bank (New York, NY)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring . This role will execute monitoring , conduct ... would require the following: + Ability to execute and enhance the Bank's monitoring program + Manages and/or perform independent compliance reviews of regulatory… more
- TD Bank (New York, NY)
- …as the Fair and Responsible Banking Risk Assessments and Fair and Responsible Banking Monitoring & Testing plan, as well as conducting in scope Advisory services ... more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Director, Fair...and Monitoring and Testing activities. This role is… more
- CIBC (New York, NY)
- …+ Control Testing and Deficiency Management: Ensure awareness of regulatory compliance deficiencies and control testing results impacting RCM controls within ... more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Corporate Function Compliance (CFC) Officer will assist in the management of CFC… more
- American Express (New York, NY)
- …policy interpretation, regulatory change implementation, and incident response. + Support compliance testing , audit readiness, and business responses to ... and comply with applicable regulatory obligations. + Support the execution of compliance risk assessments and ongoing monitoring activities within the business… more
- City National Bank (New York, NY)
- * COMPLIANCE ANALYST* *WHAT IS THE OPPORTUNITY?* The Compliance Analyst will be responsible for monitoring , oversight and independent review and assessment of ... products, training, regulatory change management, risk assessments, issues management, and monitoring and reporting. * Compliance Risk Management Division* This… more
- TD Bank (New York, NY)
- …+ Develop and deliver specialized/ad hoc training, as required. + Support testing engagements from Internal Audit, Compliance Quality Assurance, and others. ... function for assigned line of business through the development and monitoring of compliance programs within the larger compliance framework developed +… more
- American Express (New York, NY)
- …role will lead core Global Compliance & Ethics (GCE) function / compliance process audits, business monitoring , and management and regulatory action plan ... change management, risk assessment (also UDAAP and fair lending risk assessments), testing , monitoring , training, reporting, and complaints management + Prior… more
- Mizuho Corporate Bank (New York, NY)
- …Crime Compliance department. This role will be expected to perform ongoing testing of the AML Transaction Monitoring , KYC, and Sanctions procedures against ... General Department Description The Americas Compliance Department (ACD) manages compliance risk...regulatory requirements. In addition to testing in search of any control weaknesses, the FCC… more