- Eisai, Inc (Nutley, NJ)
- …make a difference. If this is your profile, we want to hear from you. The Associate Director , Compliance Operations will be a key member of Eisai's US Ethics & ... and HCP payment records Serve as the operational lead for Eisai US's Compliance Monitoring Program, managing internal resources and external vendors Communicate… more
- Jet Aviation (Teterboro, NJ)
- …across multiple stakeholders, ensuring on-time delivery without compromising quality or regulatory compliance . Your ability to anticipate challenges, mitigate ... Director and GM FBO Services Location: Teterboro, NJ,...elevate service quality and operational efficiency + Expertise in regulatory compliance (FAA, OSHA, EPA, airport authority)… more
- SMBC (New York, NY)
- …Description** **Overview** We are seeking an experienced and strategic **Executive Director ** to lead the **Payables and Receivables** product portfolio within our ... collaboration with cross-functional teams including Technology, Operations, Sales, Corporate Banking, Compliance , and Finance. This position reports to the Head of… more
- SMBC (New York, NY)
- …a business from the ground up, design and implement a robust legal and regulatory compliance framework in partnership with Compliance colleagues, and educate ... under US investment management laws and regulations. Support business objectives while managing legal, regulatory , and franchise risks. Assess and respond to… more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC Special Credits Group is seeking an Executive Director to lead the Corporate Product Team. This is a key leadership role ... reporting to the Head of Special Credits, responsible for managing a portfolio of substandard or lower-rated corporate and LBO transactions transferred from the… more
- SMBC (White Plains, NY)
- …the performance appraisal process and employee relations matters + Ensures employee compliance with bank and regulatory requirements and standards of ethical ... tri-party repos and mortgage backed securities. The Associate is responsible for managing the workflow and approving transactions of the processing specialists. This… more
- Banc of California (New York, NY)
- …Corporate Asset Finance (CAF) loan portfolio under the general supervision of the Managing Director , CAF. Responsible for loan underwriting and credit approval ... lending staff to provide support, underwriting assistance and credit approval ensuring compliance with credit policy and regulatory guidance. + Manages,… more
- Grant Thornton (New York, NY)
- As a Managing Director within our Regulatory Compliance & Risk Consulting practice, you will get the opportunity to contribute to our clients' business ... + Enterprise Risk Management, Risk Management Framework, Management Systems, and/or Regulatory Compliance or related consulting experience + Exceptional client… more
- TD Bank (New York, NY)
- …a key member of the TDS US Compliance Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created ... functions. **Key Responsibilities:** + Draft and maintain comprehensive suite of regulatory Compliance policies and procedures + Coordinate with stakeholders… more
- Mount Sinai Health System (New York, NY)
- **Job Description** **System Senior Director , Regulatory Compliance - Mount Sinai Health System** The Senior Director for Regulatory Affairs is ... Regulatory Affairs, MSHS, in maintaining a state of regulatory compliance across the MSHS, through proactive...managing project groups. Non-Bargaining Unit, 620 - HSO Regulatory Compliance - MSH, Mount Sinai Hospital… more
- Ross Stores, Inc. (New York, NY)
- …with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work ... of topics and projects in the areas of product compliance , regulatory compliance , product safety,...have direct reports, as an attorney with responsibility for managing claims and projects, there is responsibility to effectively… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- …stakeholders, typically carrying out the responsibilities independently. The Associate Director Regulatory Affairs, Advertising and Promotion will ensure ... Regeneron's Regulatory Affairs Organization is seeking an Associate Director to join our Advertising & Promotion team! **In this role, a typical day might… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... Director , Regulatory Relations Group **Requisition ID:**...limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more
- TD Bank (New York, NY)
- …of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director , Regulatory and Controls is responsible for leading the ... of policies, procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements +… more
- PNC (New York, NY)
- …respected, valued, and have an opportunity to contribute to the company's success. As a Managing Director in PNC's Corporate Treasury team you will be based in ... require time in the office on a regular basis. This role as Managing Director within PNC's Corporate Treasury organization reports directly to the… more
- BMO Financial Group (New York, NY)
- …+ Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to regulatory ... and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs. + Advises and influences senior leaders on… more
- Robert Half Finance & Accounting (New York, NY)
- …technology? Our client, a rapidly growing Tech Company, is currently looking for a Managing Director of Audit Solutions - a high-impact role for a world-class ... audit professional passionate about innovation, transformation, and team leadership. As Managing Director of Audit Solutions, you'll leverage years of deep… more
- Ankura (New York, NY)
- …operational, and compliance solutions to complex litigation, enforcement, and regulatory challenges. Role Overview The Senior Director will support the ... for senior level review. + Perform client facing tasks including operational, compliance or regulatory assessments and develop associated deliverables. + Develop… more
- JPMorgan Chase (New York, NY)
- As the Managing Director , Senior Credit Strategy Officer, Chase Auto, you will report directly to the CFO of Auto and responsible for building, managing and ... shape credit policies, underwriting standards, and risk management frameworks. + ** Regulatory Compliance :** Ensure adherence to banking regulations and internal… more
- TD Bank (New York, NY)
- …banking Functions including M&A, Debt and Equity Capital Markets. The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join...Analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product,… more
