- SMBC (New York, NY)
- …for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, and other governance forums, including relevant ... of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division ("CPAD") and provides… more
- Warner Music Group (New York, NY)
- …incorporated into security operations. ? Work with other security verticals and serve in an advisory role for senior leaders on security issues. ? Support on and ... company that retains the creative spirit of a nimble independent. **Job Title: Security Manager , Operations** **A little bit about our team:** You will be based in… more
- Tradeweb (New York, NY)
- …business audits for a cutting-edge financial services company, including working with senior leadership and business, technology and corporate teams to manage the ... end-to-end audit life-cycle including conducting risk assessments, engagement planning, audit execution and reporting; assisting the annual planning process to… more
- Neuberger Berman (New York, NY)
- …This individual will ensure operational processes, governance structures, and risk management practices support both regulatory requirements and business objectives, ... ongoing oversight and escalation of control matters + Partner with Compliance, Risk , Legal, Operations, and other control partners to ensure the highest standards… more
- Stryker (Mahwah, NJ)
- …risk management, controls, and governance processes? As a leader in our Assurance and Risk Advisory (ARA) function, you will play an integral role in bringing ... we are seeking someone with internal audit expertise and risk acumen. Are you interested in driving improvements in...remit spans strategic, operational, compliance, and financial risks. The Senior Manager will support the Senior… more
- Bloomberg (New York, NY)
- Risk Manager - Engineering Advisory...businesses and departments. In addition, we are responsible for risk reporting to firm-wide partners and senior ... and Compliance, Finance, Operational Resilience, and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to… more
- JPMorgan Chase (New York, NY)
- …risks, adapting to the priorities of various business lines. As the Business Manager supporting the Corporate Advisory group within the Investment Bank, you ... Join JP Morgan's Corporate Advisory group to help clients enhance their impact...provide centralized access to sustainability-focused solutions. As a business manager , you'll optimize performance, influence strategic initiatives, and mitigate… more
- Capgemini (New York, NY)
- …_INVENT PEOPLE S&T_ **Title:** _Capgemini Invent - Financial Services Strategy & Advisory - Manager / Sr. Manager_ **Location:** _NY-New York_ **Requisition ... **YOUR ROLE** _We are seeking highly skilled and motivated Managers or Senior Managers with a strong background in Financial Services Transformation Consulting,… more
- Grant Thornton (New York, NY)
- As a Real Estate/Construction Advisory Manager , you will get the opportunity to grow and contribute to our clients' business needs and be responsible for all ... From day one, you'll be empowered by the greater Risk team to help clients make the moves that...and client management. + Work closely with Grant Thornton Senior Managers, Managing Directors, and Partners to promptly identify… more
- Huron Consulting Group (New York, NY)
- …as the expert you are now and create your future. Huron is seeking Manager -level candidates with experience in Internal Audit, GRC and SOX 404 within the financial ... services industry to join our Financial Institutions Advisory team. In this client-facing role, you will leverage your deep understanding of banking regulations,… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate must have ... compliance experience in the investment banking space, preferably in an advisory capacity. The Director will primarily focus on the management of the firms… more
- TD Bank (New York, NY)
- …details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Manager Group Risk - ORM Capital Lead** drives, develops ... a broad, highly specialized and diverse team of Operational Risk professionals who provide oversight, advisory support/services...procedures in coordination with management in line with TD's Risk Program + Works with executive team, senior… more
- TD Bank (New York, NY)
- …of Business:** Analytics, Insights, & Artificial Intelligence **Job Description:** The **Business Execution Senior Manager ** leads ORM / ERM wide efforts for the ... Fraud, Insider and Conduct Risk Management team, including execution, delivery and reporting. This...technical working lead/expert to others and works closely with senior leadership on significant projects. Additionally, this role drives… more
- American Express (New York, NY)
- …mission is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the ... Risk team withing IAG is responsible for conducting risk -based assurance and advisory reviews of CFR....business exams + Delegate tasks to team members; guide Senior /Staff in assessing risks, evaluating control design, and executing… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance ... experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist in the...team are in a manner consistent with the Bank's risk culture and the relevant risk appetite… more
- American Express (New York, NY)
- …(1LOD) Compliance Manager to support the business in managing compliance risk across products, processes, and customer interactions. This role plays a key part ... strong regulatory knowledge, a process mindset, and the ability to translate risk concepts into practical actions. ** Advisory :** + Providing business-specific… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance ... advisory experience with background in OTC and Exchange-Traded Equities,...issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Responsibilities:** + Advise business… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . The successful candidate should have compliance advisory experience in ... to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Key Responsibilities** + Provide day to day… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist provides ... a comprehensive and diverse range of risk management expertise to business leaders. Leads and supports...complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives,… more
- City National Bank (New York, NY)
- …MANAGER * WHAT IS THE OPPORTUNITY? The Enterprise Fraud & Payments Risk Manager is responsible for the oversight and advisory activities at an enterprise ... payments risk . The Enterprise Fraud & Payments Risk Manager provides independent review and challenge...risk profiles, analysis and exposures to the Executives, Senior Management and RBC on a regular basis. Reporting… more
