- Mizuho Corporate Bank (New York, NY)
- …reporting and other administrative and management tasks pertaining to managing of compliance and corporate functions. Responsibilities + Assist in the design, ... other IADA Audit Groups, as needed. + Assist the Compliance and Corporate Control Team with creating...practices and techniques, the concepts of risk, risk management, internal control and compliance , and the ability… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor ), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a ... Master's Degree in Finance, or Master of Business Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory … more
- Mizuho Corporate Bank (New York, NY)
- … audit principles, practices and techniques, the concepts of risk, risk management, internal control and compliance , and the ability to effectively and ... About the Team The Internal Audit Department Americas (IADA) provides internal...financial services risk management operations, balance sheet management, liquidity, compliance , conduct, financial crime, credit risk, operational and third-party… more
- Mizuho Corporate Bank (New York, NY)
- …and applicable regulatory guidelines such as SR 11-7 - Document third line work in compliance with the Internal Audit Manual. - Evaluate the first and second ... About the Team The Internal Audit Department Americas (IADA) provides internal...design and methodology, implementation and model documentation. - Ensure compliance with the Mizuho Americas Model Risk Management Policy… more
- Canon USA & Affiliates (Melville, NY)
- **About the Role** Canon USA, Inc. in Melville, NY is currently seeking an Internal Auditor ( Auditor , Internal ) to work within the CUSA Audit and ... Business Consultation department. The Internal Auditor will possess specialized knowledge/ skills...- Additionally, provides assurance that business operations comply with corporate policy and that the current protocols and procedures… more
- JPMorgan Chase (Jersey City, NJ)
- …outside of Internal Audit and across the firm! As a Senior Internal Auditor , Associate on the Commercial and Investment Banking Finance Audit team, ... Investment Bank's financial controls, including integrity of financial statements, compliance with external/regulatory reporting requirements, and adherence to applicable… more
- City National Bank (Jersey City, NJ)
- …and supervising staff. * CPA - Certified Public Accountant Or * CIA - Certified Internal Auditor Or * CISA - Certified Information Systems Auditor Or ... *AUDIT MANAGER II- CORPORATE FUNCTIONS* WHAT IS THE OPPORTUNITY? The Audit...Manager II position is a leadership role as an auditor -in-charge to guide a team of auditors to assess… more
- Bank of America (New York, NY)
- …5-7 years of internal audit or front office business control or compliance or risk management experience covering the corporate and investment banking (GCIB) ... Audit Supervisor - Global Corporate and Investment Banking New York, New York...Certified Public Accountants (CPA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or relevant qualifications **Skills:**… more
- DoorDash (New York, NY)
- …anywhere. About the Role DoorDash is looking for an experienced Associate Manager, Corporate Safety and Security to join our Global Safety and Security team. You ... security of our New York, Toronto, and Washington DC corporate offices. We are looking for a high-output, strategic...foster a proactive safety culture. + Develop and execute internal safety and security communications, ensuring timely and clear… more
- Mizuho Corporate Bank (New York, NY)
- …Management Forums, handling communication with outside of reporting production team (eg Internal Auditor , Quality Assurance, and FRB). + Monitor and ensure ... to new and existing regulatory requirements to ensure firm's compliance . + Keep track of each assigned tasks and...and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the… more
- JPMorgan Chase (Jersey City, NJ)
- Join our team as a Senior Associate Internal Auditor , where you'll lead impactful audits, collaborate with senior leaders, and drive excellence in financial and ... operational integrity! As a Senior Auditor , Senior Associate within our Internal Audit Department, you will have the unique opportunity to lead the entire audit… more
- Mitsubishi Chemical Group (New York, NY)
- …in Business Administration, Accounting or Finance; Master's degree is a plus + Internal Auditor (CIA) or Certified Public Accountant (CPA) certifications are a ... Control, business management, and functional teams, such as Legal/ Compliance , Finance, HR, Procurement, Digital, etc. + Work effectively...plus but not required + Big 4 and corporate internal audit or internal … more
- City National Bank (Jersey City, NJ)
- …approaches, technologies and tools. * Direct, counsel, and manage a staff of compliance internal auditors assigned to engagements and review audit plan, ... WHAT IS THE OPPORTUNITY? The Director of Audit for Compliance will support City National Bank's Internal ...Risk Management experience including any one of operational risk, compliance risk, credit risk, ERM/ corporate governance, etc.,… more
- Citigroup (New York, NY)
- …applicable regulatory and legal requirements. The role reports to the Chief Auditor for Compliance Transformation. **Key Responsibilities:** + IA Compliance ... Ultimately, this role helps ensure there are no material corporate surprises and that the business manages current and...compliance risk management, the related control frameworks and Internal Audit validation efforts across the end to end… more
- City of New York (New York, NY)
- …license issued by the New York State Education Department; or (C) a valid Certified Internal Auditor certificate issued by the Institute of Internal Auditors ... principles, annual accounting reports submitted by court-appointed private and corporate trustees. - Ensure compliance with all...or a Certified Public Accountant license; or a Certified Internal Auditor certificate, as described in "1(B)"… more
- Broadridge Financial Solutions (Edgewood, NY)
- …mitigated and compliance procedures are followed + Conducts or directs the internal investigation of compliance issues + Assesses product, compliance , or ... with the companys external business objectives and goals + Maintains a strong internal control environment and ensures full compliance with internal … more
- JPMorgan Chase (Jersey City, NJ)
- …of JPMorgan Chase & Co. as the Executive Director in the Office of the General Auditor . In this role, you'll support the General Auditor and Chief of Staff, ... of Audit Committee Governance Reporting & Engagement within the Office of the General Auditor , you will be responsible for leading a team dedicated to supporting the… more
- DoorDash (New York, NY)
- …for our rapidly growing business. You will partner closely with our Business and Corporate Development teams on M&A transactions and integration, as well as other ... corporate and investment transactions, and you will also provide...Provide strategic legal advice to senior management and other internal stakeholders regarding M&A strategy, risk management, and execution… more
- Scotiabank (New York, NY)
- …future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience in Trade Surveillance audits, ... Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products,… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **About the Role:** **Associate Director** **-** ** Internal Audit** **Review** **O** **fficer** ... Lead audits and provide analytical assurance for Rating activities across corporate , financial institution or structured finance sectors and analytical activities… more