- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is ... strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance...10 or more years of experience with a registered US broker dealer or regulator. + JD desirable but… more
- TD Bank (New York, NY)
- …the registration, licensing, entity filing and employee matters in connection with TD's US Wholesale businesses. The Director Compliance TDS oversees/leads a ... **Work Location** : New York, New York, United States of America **Hours:** 40...for this role. **Job Description:** We are seeking a Director TDS - Compliance to join our… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is ... more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of...Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional… more
- Organon & Co. (Jersey City, NJ)
- **Job Description** **The Position** Organon is recruiting for a Director , US Compliance to provide business counseling support for the US Commercial ... support and also supports other functions, as needed. The Director , US Compliance will support...phone calls or emails. **Applicable to United States Positions Only:** Under various US state… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team! As the Director of Compliance Technology Modernization, you will be at the helm of a transformative journey-redefining how compliance ... is a rare opportunity to lead the modernization of mission-critical compliance screening platforms, transitioning legacy systems into agile, cloud-native solutions… more
- Scotiabank (New York, NY)
- Director , Markets Compliance Officer...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New ... Trading businesses by acting as a team leader for Markets Compliance . **What You'll Do** + Acting...team. + Communicate with sales and trading management and US Compliance personnel on relevant compliance… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join our team in ... **Work Location** : New York, New York, United States of America **Hours:** 40...investment banking Functions including M&A, Debt and Equity Capital Markets . The Director Compliance TDS… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is ... seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical in managing and mitigating conflicts of… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Technology Solutions **Pay Detail:** $185,000 - $235,000 USD ... : We are seeking an experienced, dynamic, and innovative Director of Technology Solutions to lead our Compliance...up to date with industry developments, regulatory changes, and market trends related to compliance technology. +… more
- Ankura (New York, NY)
- …Security professional and program leader in a company, professional services firm, or US Government . Demonstrated expertise in cyber compliance assessments . ... that collaboration drives results.This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services… more
- Wolters Kluwer (New York, NY)
- …and Compliance ** + Maintain and monitor Quality Management System (SOPs/WIs) in compliance with ISO 13485, US Quality System Regulation for SaMD regulated by ... product compliance . + Prepare documentation and third-party testing for US and global registrations, license renewals, new product registrations, and product… more
- New York Power Authority (White Plains, NY)
- Director Operations Control Systems Location: White Plains, US **Summary** Leads research, design, and development activities to improve NYPA's energy services. ... executed, established, and/or maintained for the standards and requirements to which the Director is assigned in NYPA's Compliance Responsibility Matrix and that… more
- SCI Shared Resources, LLC (Massapequa, NY)
- …company expectations; and local, state, or federal laws. As the licensed Funeral Director , responsible for the compliance with all mortuary, health, and vital ... statistics regulation compliance within the funeral establishment(s). **JOB RESPONSIBILITIES** Arrangements Conference...charity events to represent and promote the location or market . General + Works under general guidance. New associates… more
- SMBC (Jersey City, NJ)
- …across multiple entities and business lines. This role will report into the Director of Compliance Governance. **Role Objectives** + Support development of the ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...in financial services + Prior experience working in the compliance department of a large US or… more
- Mizuho Corporate Bank (New York, NY)
- Job Description: Position Overview: The Corporate Tax Compliance Associate will support the VP/Executive Director of Compliance in managing the company's tax ... Tax Provision: + Prepare and calculate quarterly and annual tax provisions, ensuring compliance with US GAAP. + Reconcile tax accounts and maintain accurate… more
- SMBC (Jersey City, NJ)
- …of third-party vendors engaged by SMBC. The role will report to the Director , Third-Party Compliance program lead and will be an individual contributor. ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...compliance risks, as necessary. + Strong knowledge of US banking laws and regulations is preferred; familiarity with… more
- Danaher Corporation (Port Washington, NY)
- …Business System (https://www.danaher.com/how-we-work/danaher-business-system) which makes everything possible. Director Global Quality and Regulatory Compliance ... (https://danaher.com/our-businesses) 15+ operating companies, our work saves lives-and we're all united by a shared commitment to innovate for tangible impact.… more
- Cushman & Wakefield (New York, NY)
- …culture of accountability, transparency, and trust. As a key leader in our Ethics & Compliance team, the Director will also play a critical role in developing ... **Job Title** Director , Global Data Privacy **Job Description Summary** We...individual will serve as the enterprise-wide privacy expert, ensuring compliance with complex international laws, mitigating risk, and driving… more
- Cognizant (New York, NY)
- …assist clients on their digital transformation needs. The qualified candidate can live in the United States , will work remotely, and must be able to travel as ... Flexible & Collaborative. **Work Authorization** Must be legally authorized to work in the United States without the need for employer sponsorship, now or any… more
- Scotiabank (New York, NY)
- …support your unique family, financial, physical, mental, and social health needs. \#GBM2025 Location(s): United States : New York : New York City Scotiabank is a ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...testing report get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and… more