- Mizuho Corporate Bank (New York, NY)
- … examinations, reviews, continuous monitoring, inquiries, horizon scanning for emerging regulations, regulatory change management , maintenance of the laws, ... Regulatory Affairs Group is seeking an Assistant Vice President of Regulatory Change Management who will lead the horizon scanning process to identify… more
- SMBC (New York, NY)
- …Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other ... in response to new regulations and regulatory developments through the Regulatory Change Management process. + Provide regulatory advice and… more
- JPMorgan Chase (New York, NY)
- …impacts. + Maintain a robust controls framework to mitigate risks associated with regulatory change management . + Formulate readiness strategies for ... will collaborate with the regional and global partners, manage regulatory change governance framework for the region,...and governance model, aligning with global standards and risk management best practices. + Monitor the regulatory … more
- TD Bank (New York, NY)
- …particular with respect to policy and procedure related deliverables + Participate in regulatory change management and business-related processes to ensure ... business areas and developing understanding of financial institution's products and regulatory requirements and obligations. + Advanced project management skills… more
- TD Bank (New York, NY)
- …as a specialist on internal or external committees as well as on enterprise-wide Regulatory Change Management initiative, as required + Delivers relevant ... to build a more resilient and scalable compliance risk management function. As part of our team, you'll play...support creation of documentation and reports required by external regulatory bodies and TD internal groups + Leads development… more
- PNC (New York, NY)
- …individual contributors up through the CEO. * In-depth knowledge of risk methodologies, regulatory compliance, and change management best practices. PNC will ... a senior leadership role, with preference of prior experience in a risk management and/or program/ change management capacity. Broad financial services… more
- TD Bank (New York, NY)
- …and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, regulatory compliance ... corporate compliance programs. Supports the business in identifying, assessing, and implementing regulatory change . Supports business line regulatory … more
- City National Bank (New York, NY)
- …and ensuring effective controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and ... investments. * Provide credible challenge at committee meetings. * Manage regulatory change management and participate with business areas, in addition… more
- City National Bank (New York, NY)
- …and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and ... materials comply with regulatory and business standards. * Manage regulatory change management and participate with business areas supported such as… more
- TD Bank (New York, NY)
- …as a specialist on internal or external committees as well as on enterprise-wide Regulatory Change Management initiative, as required + Delivers relevant ... training requirements** + **Knowledge of current and emerging trends, including regulatory expectations and standards for effective compliance management … more
- TD Bank (New York, NY)
- …as a specialist on internal or external committees as well as on enterprise-wide Regulatory Change Management initiative, as required + Delivers relevant ... are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for a… more
- RGP (New York, NY)
- …strategies tailored to evolving regulatory requirements. + Provide strategic guidance on regulatory change management , helping clients adapt to new rules ... forward thinking. + Lead and manage client engagements focused on risk management , regulatory compliance, and audit remediation across banking, insurance, and… more
- Travelers Insurance Company (New York, NY)
- …ethical behavior, + Assist with compiling reports on compliance-related data and trends. + Regulatory Change Management (RCM): + Review and communicate new ... complexity legal/ regulatory change . + Escalate more complex legal/ regulatory change matters to management and/or internal stakeholders for attention.… more
- City National Bank (New York, NY)
- …program risks that includes an internal control structure, new products, training, regulatory change management , risk assessments, issues management ... working with deadlines. * Experience communicating and interacting with regulatory agencies, including exam management and other...and interacting with regulatory agencies, including exam management and other regulatory affairs. * For… more
- TD Bank (Melville, NY)
- …controls to comply with regulatory and firm requirements + Acts as the regulatory change management lead, assessing and implementing required changes to ... strategic and operational oversight of the trading desk, ensuring adherence to regulatory requirements, risk management practices, and timely execution of… more
- JPMorgan Chase (New York, NY)
- …General real estate knowledge; experience in product development, business transformation, or regulatory change management is advantageous. + Experience with ... Business Management optimizes business performance by helping to promote...and strategic priorities. + Stay abreast of legal and regulatory developments, ensuring Commercial Real Estate business practices remain… more
- JPMorgan Chase (Jersey City, NJ)
- …effective risk management . + Manage governance responsibilities, including legal and regulatory change management and performance scorecards. + Oversee ... and procedures. + Participate in working groups on document governance and regulatory change management . + Lead and oversee training and awareness programs… more
- Mizuho Corporate Bank (New York, NY)
- …technologies and data which enable these. + Strong knowledge and experience of regulatory change management . + Strong business, analytical, quantitative, ... key initiatives to ensure bank is in line with regulatory expectations and industry best practice. + Driving the...of others and developing individuals in the program and change management space. + Exceptional stakeholder … more
- MUFG (New York, NY)
- …limited to, customer onboarding, acceptance, rejection, and exits; + Overseeing and managing regulatory change management processes across the US MUFG Bank ... and regional financial crimes compliance governance forums; + Supporting Senior Management , industry, regulatory , and law enforcement communications and… more
- SMBC (Jersey City, NJ)
- …and monitoring and evaluating work. This position works closely with Director of Regulatory Reporting Change Management Department to ensure proper review ... This position is a subject matter expert in the Regulatory Reporting Automation for BHC, Branch, Liquidity or Broker...gaps using tactical and strategical approach + Drive Data Management activities with focus on data definitions, data sourcing… more