- TD Bank (New York, NY)
- …analytical models used for TD. The position reports to Senior Manager, Trading Surveillance and Insider Risk Models Validation. Detailed accountabilities ... include: + Validates Financial Crime Risk Management (FCRM) models for Trading Surveillance...performance/ risk /governance issues + Maintains a culture of risk management and control , supported by effective… more
- TD Bank (New York, NY)
- …Business lines + Driving projects improving and maintaining tools supporting the electronic trading control framework + Assist in the onboarding of new automated ... trading activities + Assist in risk assessment...advisory support, leadership direction and guidance to assigned Business Analyst resources, stakeholders an executives of the projects and/or… more
- JPMorgan Chase (Jersey City, NJ)
- …of study plus 5 years of experience in the job offered or as Trading Services, Financial Analyst , or related occupation. Skills Required: This position requires ... trade lifecycle, including trade capture, settlements and reconciliation. Maintain control of settlement services by closely monitoring Domestic and International… more
- S&P Global (New York, NY)
- …the organization expands its use of Generative AI tools. In particular, the Analyst will participate in risk -based activities, including reviewing large data ... Role/The Team:** The role of the Generative AI Monitoring Analyst is to design and execute a monitoring program...within S&P Global Ratings. They are members of the Risk & Compliance Department, which serves as a critical… more
- Raymond James Financial, Inc. (New York, NY)
- …corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the ... and experience, this role is responsible for monitoring the possession and control of client assets, preparing and validating regulatory reports, and ensuring… more
- Marex (New York, NY)
- …(http://www.marex.com/) Purpose of Role: Marex is seeking a Fixed Income Operations Analyst who will support the Credit, Rates, MBS, Repo, Fixerd Income Prime ... tasks(s). The team places a strong emphasis on its control framework ensuring controls are followed and always evaluated...to ensure accurate processing of all credit and rates trading activity. + Monitor and resolve customer unaffirmed trades,… more
- Citigroup (New York, NY)
- …of the core library used by the Product Quant team to develop models used by Trading , Risk Managers and Cross Asset functions. As a member of the QuantDev team ... The Quantitative Analyst is a seasoned professional role. Applies in-depth...**Responsibilities:** + Develop analytics libraries used for pricing and risk -management + Create, implement, and support quantitative models for… more
- Bank of America (New York, NY)
- …Work with other groups as needed, including Middle Office, Sales and Trading , Technology, Compliance, Operational Risk , and Enterprise Capital Management to ... Data Support Sr. Analyst Charlotte, North Carolina, United States;New York, New...group. Proactively monitor and remediate incoming data used in risk measurement and reporting. Ensure the completeness, validity, and… more
- SMBC (New York, NY)
- …Services, International Services **Responsibilities:** * Work closely with Sales & Trading , and Control Function departments on requirement gathering, user ... engineers. **Qualifications:** Skills: * 2-3 years as a business analyst in a technology team building out Capital Market...in a technology team building out Capital Market Sales, Trading , and Risk platforms. * Analytical skills… more
- Mizuho Corporate Bank (New York, NY)
- …data, investigating authoritative sourcing of data, conducting data analysis to support risk assessments, and implementing data control measures to safeguard ... Mizuho's Finance businesses. Role Title: Finance Domain Data Quality Analyst As a Finance Domain Data Quality Analyst...+ Analyze large datasets to identify trends, patterns, and risk factors that may impact the organization. + Perform… more
- Mizuho Corporate Bank (New York, NY)
- … Analyst will identify and implement technical capabilities in support of Model Risk and a data control framework. Additionally, the individual will work ... Join Mizuho as a Transaction Monitoring Functional Analyst ! In this role you will bridge business...Project Support: Collaborate with cross-functional teams including Compliance, IT, Risk , and external vendors to define project scope and… more
- Bank of America (New York, NY)
- …to influence management's strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of ... Quantitative Financial Analyst New York, New York;Atlanta, Georgia; Newark, Delaware;...relating to financial modelling and model uses, particularly in trading models, market risk models and Counterparty… more
- Wellington (New York, NY)
- …the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a ... those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance program, focusing… more
- TD Bank (New York, NY)
- …stress testing, and liquidity reporting.** **The QMA team works closely with front office trading and sales to deliver on their risk management, valuation and ... processes** **Coaches I mentors other team members as appropriate** **Demonstrates governance, control and risk management behaviors in alignment with TD… more
- TD Bank (New York, NY)
- …+ Support new business initiatives and the implementation of system enhancements. + ** Control & Risk Management** + Maintain strong operational controls and ... Fixed Income Operations team supports the end-to-end trade lifecycle for TD Securities' trading and investment activities. As TD builds a new Whole Loan business,… more
- Bloomberg (New York, NY)
- …company. Internal Audit partners with teams and leadership to mature Bloomberg's control environment, focusing on risk -based and practical recommendations. This ... Internal Audit - Data Analytics Analyst Location New York Business Area Accounting and...The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough-we… more
- TD Bank (New York, NY)
- …Trading Business Management (TBM), Market Risk and Model Development (PnL, Risk , VaR), Market Risk Control , Operations/Data Services, Front Office, ... team, we work to deliver value for our clients every day. The Senior Analyst Project Delivery - TDS will support the end-to-end delivery of the project's… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team as a GRC Analyst ! Key Responsibilities: Audit/ Risk Assessment + Communicate with auditors to answer questions and provide clarification + ... Certificate Holder of CISA (Certified Information Systems Auditor) or CRISC (Certified in Risk and Information Systems Control ) is preferable, but not required +… more
- Insight Global (Jersey City, NJ)
- …for internal business partners and external customer relationship management, change and risk management and control , within the context of the approved ... Job Description The Corporate Actions Analyst will require an independent, self-motivated individual that...FIS platforms. Provides daily Operational support functions to BMO trading /lending desks as well as the underlying Swap Prime… more
- Citigroup (Jersey City, NJ)
- …is a minimum of 3 days in office. The Sec & Derivatives Sr Analyst is an intermediate level position responsible for processing orders and transactions originating ... from trading desks and branch offices in coordination with the...securities processing team members when required. + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more