- MUFG (Tempe, AZ)
- …and evaluate the effectiveness of the Bank's risk governance, enterprise and operational risk management and control processes. This role includes, but ... impact on risk and/or risk management practices, reporting findings and audit issues...related regulatory agencies. + Experience preferred in enterprise and/or operational risk management . + Experience… more
- MUFG (Tempe, AZ)
- …organizational skills. **Experience/Abilities:** + 5+ years' experience in operational risk management , internal audit , consulting, regulatory or related ... in control testing techniques and documentation + Strong understanding of operational risk management programs and practices, including third party … more
- City National Bank (Gilbert, AZ)
- …* Minimum 7 years of experience in risk management , operational risk management , compliance, or audit * Minimum 5 years of control assessment and ... OVERSIGHT MANAGER II- Payment Systems* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is...ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build effective relationships,… more
- MUFG (Tempe, AZ)
- …: + 6+ yrs experience in third party risk in an operational risk management , internal audit , management consulting or related risk ... will provide more details. **Job Summary** : Reporting to Operational Risk Management (ORM) SLoD...Issue Management + Experience with control testing, audit background a plus + Experience in risk… more
- MUFG (Tempe, AZ)
- … operational risk management , (includes operations, operational risk management , compliance, audit , and third-party risk management ... management , Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated +...+ Bachelor's degree or experience in auditing technology, engineering, risk management , computer science, information systems, or… more
- MUFG (Tempe, AZ)
- …or related field.MBA a plus. + 7 + years' experience in operational risk management , internal audit , consulting, regulatory or related field applicable ... operational risk function + Proven awareness and understanding of operational risk management regulatory requirements. + Advanced knowledge of Risk… more
- Amazon (Tempe, AZ)
- …is responsible for overseeing and managing the Global Procurement Organization (GPO) supplier audit and risk management program. This role ensures that ... with procurement, quality assurance, and other relevant departments to ensure effective supplier risk management * Improve audit accuracy and capabilities *… more
- Wells Fargo (Chandler, AZ)
- …a Data Analytics Audit Manager, VP as part of our Wealth and Investment Management (WIM) Audit Innovation & Analytics team. The Audit Manager at Wells ... and Control Management . This role will be responsible for supporting audit work through data analytics. The candidate will develop expertise in navigating the… more
- Wells Fargo (Chandler, AZ)
- …Operating Office (COO) Audit Team. The team is responsible for providing audit coverage over the end-to-end Supply Chain Management process (ie, Strategic ... Audit Services policy + Identify and develop compensating controls that mitigate audit findings and make recommendations to management + Inform manager of… more
- MUFG (Tempe, AZ)
- …MUFG lines of defense, including second-line Compliance programs, Review Functions, Examination & Audit Management , and Regulatory Exam Management to set and ... Ltd. will report to the Vice President, Americas Issues Management Regulatory & Audit Reporting Coordination ("VP")...years of experience in Financial Services, preferably in Compliance, Risk Management or related areas. + Excellent… more
- Wells Fargo (Chandler, AZ)
- … Audit and with teams companywide **Required Qualifications:** + 5+ years of Audit , Risk experience, or equivalent demonstrated through one or a combination ... degree or higher + Solid knowledge and understanding of audit or risk methodologies and supporting tools...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Wells Fargo (Chandler, AZ)
- …acts as an independent assurance function that evaluates the effectiveness of risk management , control, and governance processes. Participants will learn ... mentor program and group projects **Required Qualifications:** + 6+ months of Audit , Risk experience, equivalent demonstrated through one or a combination… more
- MUFG (Tempe, AZ)
- …Anti-Money Laundering, Anti-Bribery & Corruption, Markets/Securities), Review Functions, Examination & Audit Management , and Regulatory Exam Management to ... recruitment team will provide more details. This Americas Issues Management Regulatory & Audit Reporting Coordination Vice...hoc duties as assigned. **Qualifications** + 7+ years of risk management experience, specific knowledge in the… more
- MUFG (Tempe, AZ)
- …that effectively convey significance and impact on risk and/or risk management practices, reporting findings and audit issues to Audit Management ... developing scope and work programs. + Evaluate design and operational effectiveness of internal controls and identify control weaknesses....of 6 or more years of internal or external audit or risk management experience… more
- Wells Fargo (Chandler, AZ)
- …acts as an independent assurance function that evaluates the effectiveness of risk management , control, and governance processes. The internship experience ... **202** **6** ** Audit Summer Internship - Early Careers** **About this...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- MUFG (Tempe, AZ)
- … risk and control self-assessments and initiatives, and support the Operational Risk Management processes and tools through analysis, training, ... recruitment team will provide more details. We're seeking an Operational Risk professional to provide analytic support...years' experience in the financial services industry in a risk management or internal audit … more
- Deloitte (Tempe, AZ)
- …and technology risk management programs + Perform internal audit assurance activities (internal audits over financial, operational , compliance, IT, SOX ... center of every decision, bringing both new risks and opportunities. As an Audit & Assurance Analyst, you could help our industry-leading clients navigate the risks… more
- Wells Fargo (Chandler, AZ)
- …Counterparty Risk Audit Team which focuses on market and counterparty risk independent risk management activities such as governance, limit framework ... risk . **In this role, you will:** + Perform audit testing components of assigned audits within multiple segments...policy + Identify and develop compensating controls that mitigate audit findings and make recommendations to management … more
- MUFG (Tempe, AZ)
- …as well as introduction of new regulations & regulatory guidance in collaboration with Operational Risk Management partners. + Assess the impact of new ... performing analytical comparisons or gap analyses in collaboration with Operational Risk Management partners. +...desirable. + 7+ years of experience in bank compliance, audit , risk , legal or related positions. +… more