- Edward Jones (Tempe, AZ)
- …Compliance Division of Edward Jones seeks a qualified individual to serve as a Senior Compliance Officer within the firm's Trading and Market Surveillance ... + 5+ years securities industry experience with minimum 3+ years in a compliance capacity or surveillance, trading or capital markets experience. + Series 7, 9,… more
- Wells Fargo (Tempe, AZ)
- **About this role:** Wells Fargo is seeking a ** Senior Lead Operational Risk Officer ** within Technology Risk Management. You'll provide second line oversight of ... clear, actionable insights and reporting on cybersecurity risk exposures to senior management, risk committees, and regulatory bodies. + Stakeholder Engagement:… more
- HUB International (Scottsdale, AZ)
- …investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, reporting ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership...SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth**… more
- Edward Jones (Tempe, AZ)
- …businesses, charitable organizations, and private foundations. **What You Will Do:** The Senior Trust Tax Officer is responsible for fiduciary tax return ... Assisting the Trust Tax Team Leader in ensuring continued regulatory and statutory compliance in all aspects of fiduciary duties, responding to branch team, client,… more
- Deloitte (Tempe, AZ)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer + Professional Accreditation in EU Customs Law (post masters) ... world in our world! What you'll do As a Senior Manager on our Global Trade Advisory team, you...technologies. Responsibilities will include: + Helping companies manage global compliance requirements and realize efficiencies in their global supply… more
- Deloitte (Tempe, AZ)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... on May 31, 2026. What you'll do As a Senior Consultant on our Global Trade Advisory team, you...Responsibilities include: + Helping importers and exporters achieve worldwide compliance and realize efficiencies in their global supply chain.… more
- JPMorgan Chase (Tempe, AZ)
- …with our most complex Commercial Bank clients across the country. As a Client Success Senior Associate within the Commercial Bank you will serve as a key liaison for ... valued relationships and newly acquired clients being implemented. The Client Success Officer plays an important role in the execution of the firm's retention,… more
- Honeywell (Chandler, AZ)
- …and customer experience. You will report directly to our VP, Chief Data Analytics Officer , and you'll work out of our Phoenix, AZ location on a Hybrid work ... the adoption of AI technologies across various business functions, ensuring compliance with regulatory standards, and fostering innovation through AI initiatives.… more
- Deloitte (Tempe, AZ)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing and… more
- Element Materials Technology (Tempe, AZ)
- …documentation, and result reviews in accordance with ISO 17025 requirements. + Trade Compliance Officer Duties - Maintain export control and compliance ... laboratory environment and wants to make a measurable impact on safety, compliance , and continuous improvement. This role supports our Product Qualification Testing… more
- MUFG (Tempe, AZ)
- …provide more details. **Position Overview:** We are seeking an analytical, detail-oriented senior analyst / AVP to develop and enhance reporting processes within the ... reports consumed by stakeholders across the bank, including the Chief Risk Officer , Americas Risk Officers, and Risk Committees. Your expertise developing insightful… more
- Ethos Veterinary Health (Gilbert, AZ)
- …are demonstrating positive customer service to all clients * Provide feedback to the Senior Leadership Team if any corrective action or coaching is needed for any ... Assist with monitoring offices and hospital areas and ensure compliance with duties. Notify Assistant Hospital Manager if proper...being completed + Lab - meets regularly with Lab Officer to ensure equipment is properly maintained and there… more
- NTT America, Inc. (Mesa, AZ)
- …or theft. + Perform regular security audits and inspections to ensure compliance with security policies and procedures. + Execute security awareness training to ... including law enforcement, regulatory agencies, and customers to promote security and compliance . + Manage the budget for the data center security operations. +… more
- Dickinson Financial Corporation (Scottsdale, AZ)
- …relationships, and overall portfolio size will vary and be provided to each loan officer based on the banker's area of expertise and assignment (eg, National CRE, ... introductions to broad team of associates, facilitating ownership and senior management client introductions, and maintaining up-to-date client information within… more