- Edward Jones (Tempe, AZ)
- …Compliance Division of Edward Jones seeks a qualified individual to serve as a Senior Compliance Officer within the firm's Trading and Market Surveillance ... + 5+ years securities industry experience with minimum 3+ years in a compliance capacity or surveillance, trading or capital markets experience. + Series 7, 9,… more
- City National Bank (Phoenix, AZ)
- * COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing ... and maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business area compliance with applicable laws and… more
- City National Bank (Phoenix, AZ)
- …for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... results and lead line of business to remediation plans. * Works with Senior Compliance Officer , Compliance Manager to maintain audit tracking logs… more
- Prime Therapeutics (Phoenix, AZ)
- …prepare and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate ... Title** Sr. Compliance Analyst - Remote **Job Description** The Senior Compliance Analyst assists in the implementation of Prime's compliance programs… more
- USAA (Phoenix, AZ)
- …Be part of what truly makes us special and impactful. **The Opportunity** The **VP, Senior Financial Officer (SFO) for Property & Casualty (P&C)** leads a team ... external material reported to Board of Directors, rating agencies, regulators, and senior management. This function is the integral financial resource for line of… more
- Wells Fargo (Tempe, AZ)
- **About this role:** Wells Fargo is seeking a ** Senior Lead Operational Risk Officer ** within Technology Risk Management. You'll provide second line oversight of ... clear, actionable insights and reporting on cybersecurity risk exposures to senior management, risk committees, and regulatory bodies. + Stakeholder Engagement:… more
- RTX Corporation (Tucson, AZ)
- …that create a safer, more secure world. Our cybersecurity team is seeking a ** Senior Information Systems Security Officer (ISSO)** to support our team **100% ... policies. **What You Will Do** + Assessing and monitoring system compliance , auditing, security plan development and delivering information systems security… more
- HUB International (Phoenix, AZ)
- …investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, reporting ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership...SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth**… more
- Edward Jones (Tempe, AZ)
- …businesses, charitable organizations, and private foundations. **What You Will Do:** The Senior Trust Tax Officer is responsible for fiduciary tax return ... Assisting the Trust Tax Team Leader in ensuring continued regulatory and statutory compliance in all aspects of fiduciary duties, responding to branch team, client,… more
- United Therapeutics (Phoenix, AZ)
- … Corporate Compliance Director, Risk Management reports to the Chief Compliance Officer and is responsible for leading the Department's risk management ... activities. The Senior Corporate Compliance Director will develop the auditing and monitoring strategy for the Department, and will lead the execution of the… more
- Coinbase (Phoenix, AZ)
- …be doing (ie. job duties):* * Serve as trusted partner to the Chief Compliance Officer , driving strategic and operational alignment across the Compliance ... Attendance is expected and fully supported. The CCO leads Coinbase's global compliance strategy, ensuring the company meets regulatory obligations while enabling the… more
- JPMorgan Chase (Tempe, AZ)
- …across departments to uphold regulatory standards. We are looking for a KYC Officer to lead strategic initiatives, ensuring compliance and high-quality due ... diligence for client relationships. As the Dealer Services - AML/KYC Officer within the AML/KYC Controls team, you will partner with Bankers and AML/KYC Operations… more
- City National Bank (Phoenix, AZ)
- *BUSINESS CONTROLS ANALYST SENIOR * WHAT IS THE OPPORTUNITY? This position will work directly with the City National Bank's ("CNB") Business Control Officer ... leadership team. Responsibilities will encompass understanding controls required for compliance with applicable regulations, identification of relevant issues, solution… more
- Deloitte (Tempe, AZ)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer + Professional Accreditation in EU Customs Law (post masters) ... world in our world! What you'll do As a Senior Manager on our Global Trade Advisory team, you...technologies. Responsibilities will include: + Helping companies manage global compliance requirements and realize efficiencies in their global supply… more
- RTX Corporation (Tucson, AZ)
- …more secure world. Our cybersecurity team, is seeking an **Information System Security Officer (ISSO)** to support our team **100% onsite** at our facility in ... You Will Do** + You will be primarily responsible for system compliance , auditing, security plan development and delivering information systems security education… more
- Prime Therapeutics (Phoenix, AZ)
- …future of pharmacy with us. **Job Posting Title** Sr. Business Information Security Officer - Remote **Job Description** The Senior Business Information Security ... provides reporting, metrics and regular status updates to clients. The Senior Business Information Security Consultant works collaboratively with key stakeholders to… more
- JPMorgan Chase (Tempe, AZ)
- …with our most complex Commercial Bank clients across the country. As a Client Success Senior Associate within the Commercial Bank you will serve as a key liaison for ... valued relationships and newly acquired clients being implemented. The Client Success Officer plays an important role in the execution of the firm's retention,… more
- Travelers Insurance Company (Phoenix, AZ)
- …analyzes complex data related to cyber security, privacy and regulatory compliance , industry and economic exposures and financial performance. The underwriting ... process may involve client meetings with senior management and/or Chief Information Security Officers (CISOs) and...and Errors & Omissions Liability coverage. The Account Executive Officer (AEO) will partner with agents and brokers to… more
- Coinbase (Phoenix, AZ)
- …to motivate a range of senior stakeholders including Chief Financial Officer , Chief Compliance Officer , Business Operations, Customer Experience, Product ... can launch and scale safely. We are looking for an entrepreneurial, self-motivated Senior Product Manager who thrives in a fast-paced startup environment. You have… more
- CBRE (Phoenix, AZ)
- Senior Underwriter - Bridge Job ID 227037 Posted 15-Oct-2025 Service line Advisory Segment Role type Full-time Areas of Interest Capital Markets Location(s) Atlanta ... America, Tampa - Florida - United States of America **About the role:** As a Senior Underwriter at CBRE, you will work with the underwriting team to perform all due… more