- HSBC (New York, NY)
- …to emerging and crystallised financial crime risk .Uses analytical insights to support Risk Stewards, Risk Owners, and Control Owners to drive ... Risk & Compliance function and the Lines of Business . As our SVP Head of Financial Crime ...emerging and crystallized financial crime risks impacting the Bank's control framework at a market, business , or… more
- HSBC (New York, NY)
- …objectives, requiring executing efficient model monitoring/assessment and model risk governance/ control plans to meet both regulatory and internal model ... to provide analytical solutions and tools to quantify key risk metrics used to inform business decisions...monitoring standards and frameworks to meet evolving regulatory and internal model risk management requirements. You will… more
- SMBC (New York, NY)
- …the creation of hazard-specific credit metrics to support risk monitoring, risk appetite setting, and business growth - Draft model documentation, regulatory ... motivated and detail-oriented Associate to join the Credit Portfolio Risk team. This role will reside in the Sustainability...submissions, and internal report, ensuring accuracy and transparency. - Partner with… more
- NatWest Markets (Stamford, CT)
- …derivatives solutions for a corporate client base + Support and maintain a robust risk control environment + Accurately book all trading activities within the ... necessary to ensure the proper operations of the department and the business ._ **Purpose of Role:** Member of the US team originating/executing derivatives solutions… more
- Warner Music Group (New York, NY)
- …technology to maximize our impact. Our success is measured by the amount of internal control improvement, risk mitigation and overall positive change that ... audits, and proactive risk management for the business . The Internal Audit department partners with...assess processes, risks, and controls, and improve the overall control environment. High performing individuals will have the opportunity… more
- RWE Clean Energy (White Plains, NY)
- …the protection of personnel, property, and information through robust risk management, policy development, and cross-functional collaboration, while aligning with ... + Lead the integration of security governance into field operations and business planning + Oversee daily operations of all physical security programs, including… more
- HSBC (New York, NY)
- …and optimize relations with regulators by addressing any issues + Maintain HSBC internal control standards, including timely implementation of internal and ... Private Bank and Wealth Business Partner Brand: HSBC Area of Interest: Finance...testing and product transfer pricing + Ensure compliance, operational risk controls in accordance with HSBC or regulatory standards… more
- HSBC (New York, NY)
- … in their day-to-day operations. In executing these responsibilities, the Group has adopted risk management and internal control structures referred to as ... risk considerations + Ensure compliance with operational risk controls in accordance with internal and/or...establish and effectively manage governance forums that support the business + Knowledge of cross-border tax implications in a… more
- HSBC (New York, NY)
- …over the design and operating effectiveness of the Group's framework of risk management, control and governance processes. GIA possesses specialized capabilities ... in monitoring and continual assessment of risks arising from business activities + Confirm compliance arrangements and internal...succeed in this role: + Relevant work experience in risk or control aspects gained within any… more
- HSBC (New York, NY)
- …efficiency of the business + Be accountable for financial and non-financial risk , including credit, operational and reputational risk for Investor clients + ... who provides valuable market and sector-related insight to both internal and external stakeholders + Ensure all audit, legal...investing, ALM), including the financial products used to drive business and risk management + Subject Matter… more
- HSBC (New York, NY)
- …making commercial decisions while considering legal and reputational risks, ensuring that the business operates within the HSBC risk framework and in line with ... collaborating with business management and other functions, such as Non-Financial Risk , COO, Operations, and Technology, the role ensures that best practices are… more
- HSBC (New York, NY)
- …global strategy for Cryptography, supported by engineers, architects and multiple Control Owners, enabling business success, meeting regulatory expectation and ... risk - risk trade-offs + Knowledge and exposure of the application of Risk and Control Management and associated frameworks, preferably from a multi-market… more
- SMBC (New York, NY)
- …(SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit, and Technology. The Regulatory Governance team collaborates ... Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, and other… more
- SMBC (New York, NY)
- …losses by having quality underwriting practices and credit monitoring practices. - Assign internal Risk rating /JP and US Reg classification ratings, update ... to compete the reviews in timely manner for all business segments and ensure accurate risk rating...to what is allocated above. - Comply with SMFL internal control standards and compliance at all… more
- HSBC (New York, NY)
- …purpose via establishing an effective model validation framework + Maintain documentation and control for models in line with internal policies and regulatory ... guidance + Onboard and maintain models on internal model execution platforms + Working with ...current and/or proposed PPNR models + Working with businesses, risk and finance teams to submit and validate data… more
- RWE Clean Energy (New York, NY)
- …as possible, full time, permanent** **Functional area:** Administration; Business Development; Communications; Project Management **Remuneration:** Exempt The ... includes estimating, establishing subcontracts, supervising subcontractors and vendors, quality control , maintaining project schedules and interfacing directly with the… more
- Neuberger Berman (New York, NY)
- …including product launches, onboarding, and system enhancements. + Collaborate with Compliance, Risk , Product, and other control groups to support effective ... The Alternatives Business Enablement and Operations team will provide critical...+ Coordinate with operating partners, fund administrators, custodians, and internal stakeholders to facilitate smooth execution of operational activities.… more
- Arup (New York, NY)
- …in monitoring budgets, expenses, and project performance. . Implementation of quality control and risk management practices. . Experience identifying staffing ... the region. You will be responsible for contributing to business development efforts, leading projects as a PM and...while cultivating a sense of belonging for all. Our internal employee networks support our inclusive culture: from race,… more
- Grant Thornton (New York, NY)
- …Review operational, financial, and technology processes to provide clients with an assessment of business risk , internal control , and the overall ... and execution of enterprise risk management, operational risk compliance and/or internal control ...and operational internal audits, as well as business process, internal control and/or… more
- City National Bank (New York, NY)
- …to ensure consistency with internal policies and standards. Additionally, conduct process/ risk / control (PRC) reviews to evaluate and overall control ... testing practices meet internal standards. * Conduct Process/ Risk and Control (PRC) reviews against IT...Including a strong ability to create positive and professional business relationships with internal clients. * Strong… more
