- SMBC (New York, NY)
- … reporting teams while ensuring accurate, complete, and timely report submissions, including Market Risk capital calculations * Drives enhancements to ... Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America,...improve Market Risk capital aggregation and reporting processes *… more
- Motion Recruitment Partners (New York, NY)
- Capital Markets Risk and Controls ... + Perform analysis of required data components for control activities to automate where feasible + Execute ... Services Company is looking for a Capital Markets Risk and Controls Analyst...trading activity + Partner with 2LoD Compliance to execute Market Conduct & Supervision related policies, procedures and associated… more
- Synchrony (Stamford, CT)
- …Capital + Execute disciplined Issues Management process by ensuring that ACL/LF and Capital risk issues are reported and escalated if necessary, and action ... Testing processes and evaluate for reasonability, accuracy and governance controls in accordance with the Synchrony NMT Standards +...+ Review and propose update of the ACL and Capital Risk Oversight procedures at least annually… more
- Wells Fargo (New York, NY)
- …years of management experience **Desired Qualifications:** + Comprehensive knowledge of Counterparty and Market Risk capital requirements and risk ... will play a crucial role in assessing the adequacy and effectiveness of processes and controls that support the firm's capital planning and capital adequacy… more
- Citizens (Stamford, CT)
- …/Broker Dealer The Internal Audit team at Citizens is hiring a Senior Auditor on our audit Capital Markets , Market Risk , and Model Risk team. The ... and objective view of the effectiveness of the bank's control environment, risk management practices, and culture....including Asset Based Lending, Asset Finance (Leasing), Swap Dealer, Market Risk Oversight, and Model Risk… more
- Citigroup (New York, NY)
- …(IBR) is a Front Office 1st Line of Defense team responsible for market risk across asset classes within Citi's Global Markets division. The team aims to ... establish a holistic understanding of market risk and capital of... business/trading activities. **Key responsibilities include:** + Identify key market risk within Markets ' trading… more
- MUFG (New York, NY)
- …of the following: Liquidity Risk Management, Data Risk Management, Treasury, Capital Management, Market Risk Management or Interest Rate Risk ... assess and evaluate the effectiveness of the Bank's governance, risk management and control processes. It reports...programs. + Evaluate design and operational effectiveness of internal controls and identify control weaknesses. + Generate… more
- CIBC (New York, NY)
- …more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) What You'll Be Doing Capital Markets Risk Management (CMRM) supports the ... guidelines, and controls . **AUTHORITIES/DECISION RIGHTS** + The Prime Brokerage Market Risk Manager operates with independence to measure and monitor… more
- BMO Financial Group (New York, NY)
- …is part of the GM Operational Risk and Resilience (GM ORR) team within the Capital Markets Operational Risk and Resilience (CM ORR) group. As part of the ... BMO Capital Markets is a leading, full-service...loss resulting from inadequate internal process, people, and system controls .** + **Process Risk & Control… more
- Bank of America (New York, NY)
- … risk outcomes. Job expectations may include the ability to recognize all risk categories including credit, market , operational and compliance, as well as ... framework activities including independent monitoring and testing of controls and risk management processes for the...tactical and strategic tasks + Prior exposure to liquidity, capital or interest risk management a plus… more
- BMO Financial Group (New York, NY)
- …executive and board risk management reporting that spans multiple risk disciplines (credit, market , liquidity, operational). Specifies and builds analytics ... -related insights and recommendations for the assigned portfolio eg capital at risk modeling, risk /return...fulfill analytical needs. + Ensures strong governance and effective controls across risk reporting activities and information… more
- Citigroup (New York, NY)
- …regulatory expectations of an institution such as Citi. + Knowledge of leveraged debt capital markets . + Appropriate risk appetite with respect to size ... global basis to non-investment grade corporate clients for Leveraged Lending. Citigroup's Banking Capital Markets & Advisory (BCMA) group acts as lead arranger… more
- Citigroup (New York, NY)
- …determine regulatory capital treatment for various exposures. The SVP, Lead Market Risk Basel Reviewer manages independent review and challenge of regulatory ... senior management and regulators on the effectiveness of credit, capital and collateral risk management and the... market risk and/or counterparty credit risk resulting from markets transactions + Experience… more
- Citigroup (New York, NY)
- …MTM. Monthly reporting requirements include computation of Economic Value Sensitivity, Economic Risk Capital , and numerous stress scenarios. + Develops a high ... the reporting and analysis of interest rate and other market risks. + Conducts daily, weekly, and or monthly...Risk Management system, including establishing data standards and controls as well as coordinating and performing ongoing projects… more
- Citigroup (New York, NY)
- …of risk and control concepts and subject matter expertise regarding market risk + Effective verbal, written and negotiation skills + Effective project ... environment and audit approach + Manage audit activities on market risk topics for product line and/or...Directors and Managing Directors to develop approaches for broader risk management and risk capital … more
- Citigroup (New York, NY)
- …Capital Task Force team within Counterparty Trading & Risk (CTR). Markets Capital Task force is co-led by In-Business Market Risk & XVA teams. The ... perform Business Execution activities for the Markets Capital Advancement team within Counterparty Trading & Risk...derivatives trades including the use of credit, funding and capital . The In-Business Market Risk … more
- New York State Civil Service (New York, NY)
- …Provides assistance and guidance to other divisions or bureaus on various aspects of capital markets activities and risk management in NYSDFS regulated ... planning, organizing, coordinating and the conducting of examinations of capital markets activities and associated risk...and procedures;* Assesses the adequacy of records systems and controls governing capital markets operations;*… more
- Citigroup (New York, NY)
- …, market risk , liquidity risk , operational risk , strategic risk and/or capital markets and finance). + Superior writing skills to summarize ... safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients.... market , liquidity, operational, strategic). + Interact with risk teams in all major businesses and control… more
- Grant Thornton (New York, NY)
- …knowledge on emerging regulations and help organizations leverage efficiencies within the Risk , Regulatory Compliance & Controls Practice - all with the ... Fraud Prevention, Third Party Risk Management, Regulatory Change Management, Enterprise Risk Management, Credit Risk , and Capital and Liquidity… more
- Scotiabank (New York, NY)
- …+ Timely negotiation and execution of a range of complex, global capital markets documentation within the Bank's risk tolerance. + Timely and accurate input ... Associate Director, Global Capital Markets Documentation, GBM, New York,...controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk… more