- Eisai, Inc (New York, NY)
- …Director, GCP Quality Assurance works within the Global Clinical Quality team to conduct GCP compliance activities at Eisai, at our CROs and Investigator ... protect patient safety & wellbeing, maintain data integrity, and support operational excellence Independently conduct Clinical Investigator Site Audits, Vendor… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan. As part of Compliance , Conduct and Operational Risk (CCOR), you are at the center of keeping JP Morgan Chase strong and ... Office. This position requires expertise and experience in privacy governance, compliance , and operational risk . Familiarity with key privacy laws, rules,… more
- Mizuho Corporate Bank (New York, NY)
- … risk management operations, balance sheet management, liquidity, compliance , conduct , financial crime, credit risk , operational and third-party ... with the IADA policy and procedures, drive efficiency and operational excellence through the use of available tools and...practices and techniques, the concepts of risk , risk management, internal control and compliance , and… more
- CBRE (New York, NY)
- Operational , Risk and Compliance Manager Job ID 216261 Posted 22-Apr-2025 Service line Advisory Segment Role type Full-time Areas of Interest Property ... States of America **About The Role:** As a CBRE Operational , Risk and Compliance Manager,...refine and implement standard processes and ensure engagement and compliance . + Develop training materials and conduct … more
- City National Bank (New York, NY)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... * OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER* WHAT...WILL YOU DO? * Support the development of strong risk culture, risk conduct , and … more
- ManpowerGroup (New York, NY)
- Our client, a leading financial institution, is seeking a Operational Risk Analyst with marketing risk experience to join their team. As a Market Risk ... of the Risk Control Self-Assessment (RCSA) framework, identifying and assessing operational risk within market risk functions. + Prepare detailed… more
- City of New York (New York, NY)
- Job Description This position is based in the Mayor's Office of Risk Management and Compliance (MoRMC), which was created by Mayor Eric Adams to assist City ... agencies in assessing their operational , financial and compliance risks, eliminating and...individual City agencies to help them create and enhance risk management and compliance programs and develop… more
- Grant Thornton (New York, NY)
- …former commissioned bank examiner with the FDIC, FRB, OCC, or CFPB preferred + Compliance risk management, audit, or risk management, background highly ... Research, analyze, and understand current marketplace issues and emerging risk and regulatory requirements and guidance + Conduct...preferred + Knowledge of consumer protection principles, compliance management systems, compliance risk … more
- TD Bank (New York, NY)
- …new industry standards. US Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described ... a mission to build a more resilient and scalable compliance risk management function. As part of...assess the Digital Advisor's impact on client outcomes and operational compliance . + Monitor and assess vendor… more
- Amazon (New York, NY)
- …legal, finance, tech, and human resource teams to implement world-class, customer-centric, compliance and risk management solutions. This position requires the ... Conduct comprehensive audits of carrier partners to verify compliance with: Legal requirements, Contractual obligations, Business practice standards,… more
- City National Bank (New York, NY)
- …YOU DO?* * Act as the 1LOD business teams' liaison for all CNR risk management, compliance activities, legal engagement, internal or external audits, and ... and implementation of new programs/strategies, implementation of new regulations, rules, and risk management requirements. * At the direction of CNR Director of… more
- TD Bank (New York, NY)
- …manage, monitor, and enhance the effectiveness of financial controls, ensuring accuracy, compliance , and risk mitigation across the bank's financial reporting ... roles in Risk Management or other control functions (eg, Audit, Compliance , Privacy). + Strong written and verbal communication skills, including writing concise… more
- TD Bank (New York, NY)
- …("FCRM") program that meets regulatory requirements and mitigates financial crime risk . This involves providing guidance on regulatory compliance , close ... transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program development.… more
- American Express (New York, NY)
- …Testing and Reporting team is to identify, assess, mitigate, and report on Operational Risk within BU processes to ensure adherence to regulatory standards, ... control monitoring (supplemental to BU process owners testing) and compile key operational risk trends, activities, and events + Proactively help identify areas… more
- Marex (New York, NY)
- …alignment between US Risk and UK Risk teams. + Work with Operational Risk to perform RCSAs on acquisitions. + Work with Change Management to perform ... CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more
- TD Bank (New York, NY)
- …provide oversight, advisory services and act as an oversight function related to TD's enterprise/ operational Risk programs. They will be expected to act as a ... as Compliance , Legal, Audit, AML + Coaches to ensure functional/ operational problems are handled appropriately, and participates in the negotiation and… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Creates a ... leveraging technology, data analytics, and automation to improve effectiveness. Regulatory Compliance & International Risk Management + Ensure the AML… more
- CIBC (New York, NY)
- …help facilitate credit decisions. Dissect complex rule-based and stress-based margin methodologies to conduct proper risk testing + Assess complex PB, OTC, FX ... subjects + Ability to effectively manage multiple projects of varying complexity simultaneously. ** Conduct and Risk Culture** Our CIBC risk culture is… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Champions a ... security reporting which may impact the bank. + Monitors compliance with IT Risk Policies, Standards and...areas in accordance with Scotiabank's Values, its Code of Conduct and the Global Sales Principles, while ensuring the… more
- City National Bank (New York, NY)
- …in identifying, analyzing, and assessing investment, market, liquidity, counterparty, and operational risks across investment portfolios. * Conduct stress ... data from multiple portfolio management systems to create reports on portfolio performance, risk exposures, and compliance with CNR's risk management… more
