- Fluent (New York, NY)
- As our Corporate Counsel , SEC Reporting and Corporate Governance, you will report directly to the General Counsel and play a key role in ensuring ... compliance with all SEC reporting requirements and corporate ...401(k) and equity grants + Collaborate with the General Counsel with respect to the overall Legal and Compliance… more
- S&P Global (New York, NY)
- …**About the Role:** **The Team:** This position reports directly to the Deputy General Counsel and Corporate Secretary, and will lead a team of three attorneys, ... compensation, and benefits counsels. **Responsibilities and Impact:** The Associate General Counsel - Securities and Corporate Finance is responsible for… more
- City of New York (New York, NY)
- …diligence, such as reporting on financial information in accordance with the SEC and other federal, state and/or local finance laws. - Working closely with City ... five years of experience to serve as an in-house counsel to the City and related entities that issue...issue municipal bonds and facilitate loans with respect to corporate governance, litigation audits, federal disclosure issues and documentation… more
- Bank of America (New York, NY)
- …specific to client's requirements and release these to clients daily. + Collaborate with outside counsel and Corporate clients on SEC Filings and cleanup of ... Memos and other pertinent deal documents + Responsible for FINRA and/or SEC regulatory communications. + Responsible for insuring all regulatory requirements (eg.… more