- Tradeweb (New York, NY)
- …Minimum 7 years of experience in operational risk, business controls, or first line risk management, ideally within a FinTech or regulated financial services ... a motivated and execution-focused Vice President to join the First Line Risk & Control function. Operating...the execution of risk and control activities across key operational processes and trading workflows, with particular focus on… more
- Scotiabank (New York, NY)
- Senior Analyst, First Line Operational Risk and Resilience **Requisition ID:** 217067 **Salary Range:** 69,400.00 - 129,000.00 _Please note that the Salary ... Do** + Evaluate enterprise -wide assessments in TPRM, BSA/AML, CRCA, Risk ID, Operational Resilience, to tie critical data points to establish a holistic view of… more
- City National Bank (New York, NY)
- …lead a team of risk professionals responsible for performing objective assessment over [ Line of Business or Support Function's] operational risk practices to ... * OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER* WHAT IS...1LOD led programs that have major implications on the enterprise risk profile such as information security, resiliency, privacy,… more
- S&P Global (New York, NY)
- …Role:** **Grade Level (for internal use):** 12 **S&P Global Corporate** **Manager, First Line Technology Controls Testing** **The Team:** Digital Solutions (DS) ... is an enterprise -shared technology service enabling people, functions, and divisions. We...Solutions technology risk and governance strategy, partnering with the first line of defense in Information Security,… more
- TD Bank (New York, NY)
- …of Defense" model to risk management. Risks are owned and managed by the first line , which is responsible to develop, operate, and monitor sufficient controls. ... the accountability and authority to assess and challenge the first line to ensure compliance with same....is accountable for the design and maintenance of TDBG's Operational Risk Management Framework, which encompasses enterprise -level… more
- American Express (New York, NY)
- …a Center of Excellence to serve as a central support hub for all first - line control management teams throughout the enterprise and be a key connection point ... in driving greater consistency, effectiveness and efficiency across the first line via the AENB COO Office's...Operational Risk Events Programs, inclusive of ownership of enterprise level procedures. This role is also responsible for… more
- Mizuho Corporate Bank (New York, NY)
- … Operational Resilience framework by rigorously reviewing and challenging first line practices, including business continuity, disaster recovery, third-party ... Risk (NFR) Team has built a repeatable and sustainable operational risk framework across the enterprise and...+ Proven ability to independently challenge first line practices and drive improvements in operational … more
- Bank of America (New York, NY)
- …Join us! **Job Description:** This job is responsible for leading and executing the second line of defense compliance and operational risk oversight for a Front ... risk team and ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management ...Oversees engagement in activities which provide independent compliance and operational risk oversight of Front Line Unit… more
- US Bank (New York, NY)
- …discover what you excel at-all from Day One. **Job Description** The Technology Business Line Chief Financial Officer (BL CFO) will be a key partner with the Head ... Technology BL CFO will work with the Technology business line to ensure that financial performance against the strategy...be accountable to deliver financial outcomes with transparency into enterprise performance and objectives. They will act as a… more
- MUFG (New York, NY)
- …adherence to the operational risk framework in effectively managing risk as the bank's first line of defense and the second line of defense ORM's view ... group, it's part of our culture to put people first , listen to new and diverse ideas and collaborate...manage relationships with Business Unit Risk and Control Managers, Line of Business Executives and other Operational … more
- Scotiabank (New York, NY)
- … Operational Risk Events, New Initiatives, and providing support and guidance to the first line to manage operational risks. + The senior manager will ... Management Framework. The framework encompasses the key components of Enterprise Risk Management, including, but not limited to, Risk...and execute areas of improvement to strengthen the 2nd Line Operational Risk coverage. + As the… more
- Scotiabank (New York, NY)
- … Operational Risk Events, New Initiatives, and providing support and guidance to the first line to manage operational risks. + The senior manager will ... Management Framework. The framework encompasses the key components of Enterprise Risk Management, including, but not limited to, Risk...and execute areas of improvement to strengthen the 2nd Line Operational Risk coverage. + As the… more
- Bank of America (New York, NY)
- …executing on internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF). Key ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina...of a segment for a site, region, or product line within the bank's internal operations. Key responsibilities include… more
- SMBC (White Plains, NY)
- …direct work experience preferably within Risk Management + Foundational knowledge of enterprise Operational Risk Management + Bachelor's degree + Strong ... benefits to its employees. **Role Description** Reporting to the Operational Risk Officer Vice President (VP), Director of ...and Control Self Assessment (RCSA) Program by working with first - and second- line participants to identify and… more
- MUFG (New York, NY)
- …world's most trusted financial group, it's part of our culture to put people first , listen to new and diverse ideas and collaborate toward greater innovation, speed ... of any observed weaknesses + Familiarity with the Sound Practices to Operational Resilience, and ensure all regulatory requirements (eg FFIEC, OCC, FRB) are… more
- TD Bank (New York, NY)
- …reviews and assessing control effectiveness. This position requires close collaboration with Enterprise Insider Risk Management, first - line risk owners, ... knowledge, recognizing and anticipating emerging trends and identifying operational efficiencies and opportunities with other business management/ enterprise … more
- American Express (New York, NY)
- …a Center of Excellence to serve as a central support hub for all first - line control management teams throughout the enterprise and be a key connection point ... and executive officers. In addition, the team plays an enterprise role in driving greater consistency, effectiveness and efficiency...in driving greater consistency, effectiveness and efficiency across the first line via the AENB COO Office's… more
- Mizuho Corporate Bank (New York, NY)
- …at strategic and operational levels. + Review and challenge the first line 's self-assessments (eg, RCSAs), issue management, risk acceptances, and process ... Risk (NFR) Team has built a repeatable and sustainable operational risk framework across the enterprise and...weaknesses. + Validate that remediation actions taken by the first line effectively address root causes and… more
- American Express (New York, NY)
- …a Center of Excellence to serve as a central support hub for all first - line control management teams throughout the enterprise and be a key connection point ... in driving greater consistency, effectiveness and efficiency across the first line via the AENB COO Office's...the business unit. + Ensure ECM team compliance with enterprise policies with regard to audit, second line… more
- CIBC (New York, NY)
- …other operational risk programs, processes and tools). * Collaborate with the first line of defense in the management, identification and reporting of ... following activities: * Fulfill the role of CIBC's second line of defense in the management of operational...and control framework and policies related advice to the first line of defense to enhance the… more