- SMBC (New York, NY)
- …Internal Audit Department (IAD). The ideal candidate will be responsible for leading financial and regulatory reporting audits as an Auditor In Charge, ... execute high quality and risk based audits of accounting, financial and regulatory reporting function...knowledge over US GAAP and FRB/FDIC regulatory reporting requirments. + Direct and supervise audit … more
- Mizuho Corporate Bank (New York, NY)
- …+ Demonstrates a sound understanding of the financial services industry, including audit , financial , regulatory reporting , risk management, or ... for issues (eg regulatory , third-party and internal audit ) related to Regulatory Reporting ...part of the recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in… more
- American Express (New York, NY)
- …in Banking/ Financial Services. * Knowledge of financial and regulatory reporting . * Knowledge of regulatory audit or process review is a plus. ... assurance reviews and financial analysis to ensure reporting accuracy of various regulatory reports submitted... Audit Group review and others. * Support regulatory reporting to ensure compliance with the… more
- TD Bank (New York, NY)
- …coordinates ad hoc responses to regulatory agencies and Internal Audit , and prepares periodic reporting to multiple stakeholders. Teammates interact ... other activities** + **Centralized policy and reports inventories** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking,… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... annual planning process + Manage and maintain the QAIP audit universe and reporting including internal audits,...relevant experience in audit + Understanding of regulatory , accounting, and financial industry guidance and… more
- American Express (New York, NY)
- …Understanding of regulatory , financial accounting, SEC and/ or US regulatory reporting processes, including financial industry best practices + ... group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... the audit plan. + Participate in IAG's Audit Reporting processes for Audits, Special Reviews,...or equivalent + Strong knowledge and appreciation of Internal Audit regulatory standards and industry best practices… more
- Mizuho Corporate Bank (New York, NY)
- …compliance, conduct, financial crime, technology, credit risk, market risk, regulatory reporting , know your customer (KYC) and client onboarding are ... program including overall management and/or leading the timely execution of audit planning, fieldwork, reporting and other administrative and management tasks… more
- Citigroup (New York, NY)
- …dialogue, trust in the IA function and general reliance being placed on IA's audit work. Meets specific regulatory requirements relating to IA whilst following ... The Audit Director is a senior level management position...of strategic business plans, whilst operating within all applicable regulatory and legal requirements. The role reports to the… more
- Scotiabank (New York, NY)
- …Acts primarily as Officer in Charge (OIC) and leads the planning, execution and reporting of Global trade surveillance Compliance Audit by assessing the control ... regulatory requirements and standards. May also execute assigned audit activities independently as a team member under the...impact the annual audit plan and/or quarterly Audit Committee reporting . + Ensures Scotiabank standards… more
- SMBC (White Plains, NY)
- …Change Management, Remote Access, Incident and Problem Management, Cloud, and more. Reporting to IT Infrastructure Team Head, the Audit professional will ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...promote timely remediation. * Perform issue assurance work for audit , regulatory , and self-identified to confirm closure… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... in this role? American Express' Internal Audit Group (IAG) has reinvented our audit process and is leading the financial services industry with our Audit… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... operational risk, financial accounting, data analytics, and banking operations. Our audit teams align to key risk areas and business units to ensure IAG… more
- SMBC (New York, NY)
- …conduct audit coverage for the firm's cybersecurity and other related technology controls. Reporting to the Cybersecurity Audit Team Head, the Audit Vice ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...to its employees. **Overview** SMBC is seeking an experienced Audit Vice President with a minimum of 7 years'… more
- Mizuho Corporate Bank (New York, NY)
- …a robust audit program including performing the timely execution of audit planning, fieldwork, reporting and other administrative and management tasks ... the testing approach, preparing testing documents and reports for issues (eg regulatory , third-party and internal audit ) related to IT infrastructure and… more
- American Express (New York, NY)
- …+ 5 years of work experience in Banking/ Financial Services. + Knowledge of financial and regulatory reporting . + Experience in financial analytics, ... team is responsible for ensuring governance and oversight of regulatory reporting process. The team performs Quality...in Finance/Accounting. CPA is a plus. + Knowledge of regulatory audit or process review is a… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... financial accounting, data analytics, and banking operations. Our audit teams align to key risk areas and business...capabilities and technologies. American Express' IAG has reinvented our audit process and is leading the financial … more
- SMBC (New York, NY)
- …audit director with a minimum of 10-15 years' experience in the relevant financial industry and audit experience covering sales and trading businesses with ... completion including planning, testing, issue identification, workpaper review and reporting . * Lead audit teams to execute...years of audit experience in the in Audit , Risk and/or Control function in financial … more
- SMBC (New York, NY)
- …experienced audit manager with a minimum of 10 years' experience in the financial industry to lead audit coverage of Front Office and associated support ... inception to completion including planning, testing, issue identification, workpaper review and reporting . + Lead audit teams to execute high quality reviews… more
- PNC (New York, NY)
- …and resources efficiently to get things done **Job Description** + Manages financial , compliance, and/or operational audit reviews, including the evaluation of ... opportunity to contribute to the company's success. As an Audit Lead, you will be within PNC's Internal ...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more