- Wells Fargo (New York, NY)
- …career" in the US **About this role:** Wells Fargo is seeking a **F** **ront- Line Regulatory Risk Execution Leader** (Business Execution Senior Manager) in ... role, you will:** + Lead and manage the CIB Front Line Compliance Risk Execution...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory… more
- MUFG (New York, NY)
- …due diligence / and documentation terms is a strong plus. + Experience in a Second line Risk function at a financial institution is a plus. + Strong written and ... and approvals serving as the primary contact with the Front Office Business and Risk /Underwriting teams. This...or Counterparty Credit in either a first (Business or Risk ) or second line ( Risk )… more
- MUFG (New York, NY)
- …in control testing techniques and documentation + Strong knowledge of operational risk regulatory expectations and industry practices + Demonstrated ability to ... the operational risk framework in effectively managing risk as the bank's first line of...organizational skills. **Experience/Abilities:** + 5+ years' experience in operational risk management, internal audit, consulting, regulatory or… more
- Bank of America (New York, NY)
- …applicable + Provides oversight of risk requests, breach remediation's and providing risk effective challenges for front line units + Oversees ... accordance with the bank's risk appetite and risk limits identified, as well as regulatory ...expertise of structured products and capital markets to guide front line units through transaction life cycle,… more
- Bank of America (New York, NY)
- …are the responsibility of EFR, including but not limited to independent review and risk assessment of front line owned processes (eg capital calculation, ... CCAR Capital Plan and Recovery and Resolution Plans), capital risk appetite limits, Line of Business capital...new transactions + Deliver effective review and challenge of front - line owned processes that generate or impact… more
- Scotiabank (New York, NY)
- …drive a strong global AML risk culture, ensuring that regional teams and front - line business leaders understand and integrate AML risk management into ... the development, execution, and continuous refinement of the GBM/GTB AML risk assessment framework, ensuring alignment with international regulatory requirements… more
- TD Bank (New York, NY)
- …business partners including Treasury, Balance Sheet Management, Front Office, other second- line of defense risk partners, and Internal and External Auditors ... Charlotte, North Carolina, United States of America **Hours:** 40 ** Line of Business:** Risk Management **Pay Detail:**...suitability to business evolution + Assists with local market risk regulatory issues + Develops a thorough… more
- Citigroup (New York, NY)
- **Description** : The Global Markets In-Business Risk (IBR) is a Front Office 1st Line of Defense team responsible for market risk across asset classes ... capital framework to allow effective optimization and allocation of risk . + Build front to back holistic...risk appetite ratio. + Work closely with independent risk teams (2nd Line of Defense) in… more
- Citigroup (New York, NY)
- **NAM/LATAM Equities Asset Class Lead** The E-Trading Risk Management (ETRM) Team provides Second Line of Defence (2LOD) oversight of all E-Trading activities ... of metrics to measure the effectiveness of the First Line of Defence's (1LOD) implementation of the E-Trading framework...**Qualifications:** + 10+ years of related E-Trading experience in front office or risk management capacity +… more
- CIBC (New York, NY)
- …executives on relevant matters. + **Meetings** - Attend client meetings with front - line relationship managers as appropriate. + **Advise** - Provide constructive ... be doing** As the Executive Director II, Corporate Credit Risk , you will form an integral part of the...addition, Corporate Credit will provide advice and counsel to Line of Business partners in fulfillment of the corporate… more
- Bank of America (New York, NY)
- …established by the company + Manages risk requests, breach remediations and providing risk effective challenges for front line units + Develops risk ... us! **Job Description:** This job is responsible for providing risk oversight and advice to the Line ...+ Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation + Trading Strategy **Shift:**… more
- Bank of America (New York, NY)
- …applicable + Provides oversight of risk requests, breach remediations and providing risk effective challenges for front line units + Oversees development ... EFR Global Markets Risk Sr Manager - IRR Charlotte, North Carolina;Jersey...accordance with the bank's risk appetite and risk limits identified, as well as regulatory … more
- SitusAMC (New York, NY)
- …for the assessment, approval, monitoring, review, and challenge of SLF transactions globally. In line with hybrid nature of the underlying risk , the team draws ... operations, and functional services across the Group. **About Global Risk ** The Global Risk function is responsible...whilst ensuring that the team continues to fully support Front Office relationship and sales staff. + Prepare credit… more
- Wells Fargo (New York, NY)
- …legal and regulatory and Corporate Policy requirements + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions + ... issues, deficiencies or regulatory matters regarding compliance risk management + Oversee the Front ...regarding compliance risk management + Oversee the Front Line 's execution and challenges appropriately on… more
- Wells Fargo (New York, NY)
- …legal and regulatory and Corporate Policy requirements + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions + ... issues, deficiencies or regulatory matters regarding compliance risk management + Oversee the Front ...regarding compliance risk management + Oversee the Front Line 's execution and challenges appropriately on… more
- MUFG (New York, NY)
- … requirements (eg, BCBS 239 alignment), and enable analytics to support expense reduction, risk reduction and top line growth. + Implement an enhanced ongoing ... data-related issues to improve data quality for Tier 1 Risk and Regulatory Reports, Financial Crimes Prioritized...the FRB MOU. + Key RCSA Business Processes. + Front End Production Systems + Prioritized Financial Crimes Processes,… more
- TD Bank (New York, NY)
- … regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment ... York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000...Compliance team in a manner consistent with the Bank's risk culture and the relevant risk appetite… more
- Wells Fargo (New York, NY)
- …legal and regulatory and Corporate Policy requirements + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions + ... the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management + Provide direction… more
- Wells Fargo (New York, NY)
- …is seeking a **Control Management Director in Central Control Programs** to lead front line testing for the **Wholesale Group,** which includes Commercial ... needed to achieve the target state. + Partner with Front Line Testing Program Control Executive, peers,...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory… more
- Santander US (New York, NY)
- …be responsible for strategic planning, assessment, with a particular focus in regulatory capital including Risk Weighted Assets (RWA) optimization. The candidate ... management, with a specific focus on RWA optimization, in line with the bank's corporate and investment banking activities...best practices from both the US and European financial regulatory bodies. + Risk Assessment: Oversee the… more