- SMBC (White Plains, NY)
- …Vice President (VP), Director of Operational Risk , and Head of Non-Financial Risk , the Associate supports the Second Line of Defense Risk Management ... Department Americas Division's (RMDAD) Operational Risk and Other Risks Group (ORORG) for the Combined... risk framework independent of the businesses' risk appetite statements. The Associate is responsible… more
- Santander US (New York, NY)
- …Associate New York, United States of America The Senior Digital Payments Risk Associate (Sr. Associate , Operational Risk ) will be responsible for ... trust. + Real-Time Payments (RTP) Implementation & Support: SLOD lead providing operational risk oversight to support end-to-end implementation of RTP, ensuring… more
- BMO Financial Group (New York, NY)
- …with one direct report ( Associate ). The candidate will report into the _Director, Operational Risk & Resilience_ _,_ _Capital Markets_ to drive the GM ... research and advisory services to clients around the world. #bmocapitalmarkets The **VP, Operational Risk ** **&** **Resilience, Global Markets (GM)** is part of… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Change and Integration Risk Associate will be responsible for providing 2nd line of ... between US Risk and UK Risk teams. + Work with Operational Risk to perform RCSAs on acquisitions. + Work with Change Management to perform closure… more
- BlackRock (New York, NY)
- …risk controls, ensuring projects meet risk reduction goals and deadlines. ** Operational Risk Frameworks** : Knowledge of technology risk management ... experience in asset management, financial services, or technology with a focus on operational risk management. They will have a strong understanding of risk … more
- Grant Thornton (New York, NY)
- As a Financial Services Internal Audit Senior Associate , you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... knowledge on emerging regulations and help organizations leverage efficiencies within the Risk , Regulatory Compliance & Controls Practice - all with the resources,… more
- SMBC (New York, NY)
- … management and multiple risk disciplines including Credit, Market, Liquidity, Operational risk , and a background in US banking regulatory requirements ... to its employees. **Role Description** SMBC is seeking an associate to join the Office of the Chief ...associate to join the Office of the Chief Risk Officer (CRO) Business Management team. The individual will… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** **The** ** Associate - Risk Data Management role will be within the Risk ... Data Management.** **Role Objectives:** + Execute data governance, improve operational data quality, and implement BCBS 239 compliance. Ensure timely, accurate… more
- SMBC (White Plains, NY)
- …the team in the Issue Management Lifecyle. + Support the team in Risk Appetite and Risk Identification related processes **Role Objectives: Delivery** Ensure ... of Issues Management across different types of risks (credit, market, liquidity, operational ) and sub-components of those risks (concentration, company / industry /… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Analyst/ Associate , Corporate Banking, CIR (Consumer, Industrial, Retail), Origination..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate , US Treasury - Liquidity Reporting & Analytics..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Scotiabank (New York, NY)
- …risk tolerance (including but not limited to credit, legal, regulatory, and operational risk ). + Actively pursues effective and efficient operations of ... Associate Director, Global Capital Markets Documentation, GBM, New...day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk ,… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate Director / Director, Corporate Banking, Financial Institutions..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Zurich NA (New York, NY)
- Underwriting Operational Transformation Lead, US Middle Market 122939 Zurich is hiring an Underwriting Operational Transformation Lead, US Middle Market to ... one of our offices in Zurich North America** . The Underwriting Operational Transformation Lead takes a holistic approach to identifying business improvement… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate , US Treasury - Liquidity Reporting & Analytics..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate , Equity Derivatives Quant **Requisition ID:** 223634 **Salary..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of...lines or expense accounts + Perform complex administrative, transactional, operational , or customer support tasks + Provide a high… more
- Wells Fargo (Purchase, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of...will:** + Assist Financial Advisor(s) with sales, service, and operational related activities such as providing service to clients… more
- BMO Financial Group (New York, NY)
- …a 1st line of defence to ensure that appropriate controls are in place to reduce operational risk , as well as to corroborate adherence to Approved Product List + ... Structured Desk Support Associate works closely with the Global Structured Products...introductions and change initiatives. **Key Accountabilities:** **Product & Process** ** Risk & Control** **Business Performance Management** **A. Product &… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... **About this role:** Wells Fargo is seeking a Originations Associate (Credit Product Sales Specialist) to join the Secured Lending group, part of Wells Fargo… more