- Scotiabank (New York, NY)
- Senior Manager, Regulatory Relations Group **Requisition ID:** 222217 **Salary Range:** 117.400,00 - 224.700,00 _Please note that the Salary Range shown is a ... is responsible for supporting and coordinating supervisory exam management, continuous regulatory monitoring interactions, assisting with oversight of regulatory … more
- Mizuho Corporate Bank (New York, NY)
- …the organization, and implementing necessary changes to ensure ongoing compliance. SummaryThe Regulatory Relations Team is seeking an Assistant Vice President ... About the TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for managing the... Affairs Group is responsible for managing the Bank's regulatory relationships and supervisory engagement across MUSO, ensuring that… more
- City National Bank (New York, NY)
- …GRC program. The position will closely coordinate with the Bank's and RBC US/CUSO's Regulatory Relations and Legal functions. WHAT WILL YOU DO? * Responsible for ... plan development in response to regulatory findings. * Liaise with the Regulatory Relations office on a regular cadence to ensure alignment of GRC and … more
- Citigroup (New York, NY)
- …including recurring liaison meetings and ad hoc information requests, to strengthen regulatory relations from an Independent Risk Management perspective. + ... across relevant risk segments to ensure a more integrated approach to regulatory relations . + Support proactive communication strategies with regulators and… more
- MUFG (New York, NY)
- …generating roles, program management, audit/compliance, managing staff functions + Background in regulatory relations and knowledge of heightened regulatory ... one day. A member of our recruitment team will provide more details. Regulatory Affairs Office (RAO) Coordinator, Assistant Vice President Join a financial group… more
- Equitable (New York, NY)
- …and manage a diverse team, including Directors of State and Federal Government Relations and regulatory affairs professionals. Provide guidance and mentorship to ... Head of Government Relations ( 25000041 ) **Primary Location** : UNITED...Your role is pivotal in crafting and executing legal, regulatory , and policy initiatives that propel Equitable's interests forward.… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... Express' Internal Audit Methodology, internal policies and standards, and regulatory expectations, while consistently delivering with quality and professionalism. +… more
- American Express (New York, NY)
- …or outstanding issues that may impact the scope of the examination. + US Regulatory Relations team within the General Counsel's Organization to provide input to ... will you make an impact in this role?** The Regulatory Exam Lifecycle Management team ("RELM") in Global Risk...and Compliance is the center of expertise for US regulatory exams and remediation of regulatory findings… more
- Scotiabank (New York, NY)
- …(Internal Controls, Compliance, Finance, Risk, Legal, Operations, Information and Technology, Regulatory Relations , Data Governance, etc.) to ensure business ... client relationships and leverage broader Bank relationships, systems and knowledge Regulatory and Controls: + Strengthen and develop the control environment by… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... colleagues and co-sourced resources + Oversee and manage any external reviews and regulatory requests related to QAIP activities and processes + Develop and drive… more
- SMBC (New York, NY)
- …more Compliance disciplines (ie, BSA/AML, ABC, AF, Surveillance, Control Room, Testing, Regulatory Relations , etc.) + Skilled in working effectively with ... day-to-day operations. The role requires forming and maintaining effective stakeholder relations across cross-functional teams, the ability to collaborate to align… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... audit plan and/or audit universe, when required. + Participate in IAG's regulatory activities which include meeting overviews and deliverables of regulatory … more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... including testing control effectiveness with analytics-based testing + Analyze regulatory and industry cybersecurity requirements and frameworks over risk… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... recommendations with clarity and professionalism + Knowledge and appreciation of regulatory , accounting, and financial industry guidance and best practices relevant… more
- Capital One (New York, NY)
- …CRA Strategy and Program Management, the Government and Political Affairs Group, Regulatory Relations , and Strategy and Engagement. Through our teams, we ... management approvals, ensuring alignment with Capital One's risk appetite and regulatory requirements. + Drive innovation and process improvements in underwriting,… more
- Bank of America (New York, NY)
- …functions across the bank such as talent acquisition, compensation, employee relations , regulatory compliance, performance management, and employee engagement ... management of our company. This includes accounting, financial and regulatory reporting, balance sheet management, financial planning and analysis, treasury,… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... key internal capabilities and technologies. **About the Role:** American Express' Internal Audit Group (IAG) has reinvented our audit process and is leading the financial services industry with our Data-Driven Continuous Auditing methodology embedding… more
- Bank of America (New York, NY)
- …related field experience **Skills:** + Controls Management + Organizational Effectiveness + Regulatory Relations + Risk Management + Written Communications + ... Adaptability + Issue Management + Monitoring, Surveillance, and Testing + Oral Communications + Stakeholder Management + Policies, Procedures, and Guidelines Management + Process Management + Process Performance Management + Reporting + Research **Minimum… more
- Capital One (New York, NY)
- …CRA Strategy and Program Management, the Government and Political Affairs Group, Regulatory Relations , and Strategy and Engagement. Through our teams, we ... have unparalleled access to a diverse group of motivated changemakers similarly focused on the ingredients for a more perfect future. Our approach involves focusing on innovation and opportunity related to long term well being for our associates, customers,… more
- Bank of America (New York, NY)
- …functions across the bank such as talent acquisition, compensation, employee relations , regulatory compliance, performance management, and employee engagement ... written/verbal presentation skills **Desired Qualifications:** + HR Generalist, Employee Relations or relevant HR junior talent experience **Skills:** + Adaptability… more