- Raymond James Financial, Inc. (New York, NY)
- …**Essential Duties and Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining ... the business appetite for risk taking and establish appropriate controls. . Conducts and...and establish appropriate controls. . Conducts and presents regular risk reviews in order to provide an independent perspective… more
- Mastercard (Harrison, NY)
- …businesses and governments realize their greatest potential._ **Title and Summary** Chief Compliance Officer , Mastercard Transaction Services MTS Overview: ... enterprise at 1st line of defence operational level * Drive a well-balanced compliance framework aligned with market risk profiles by navigating a new and… more
- Trexquant Investment (Stamford, CT)
- …finance professionals pushes the boundaries of quantitative finance. We are seeking a Chief Compliance Officer (CCO) to join our senior leadership team, ... and traders to integrate compliance into our algorithmic trading framework . + Oversee regulatory filings and disclosures (ADV, Form...Form PF, 13F, and other key filings). + Develop risk assessments and report findings to the CEO and… more
- Arena Investors LP (New York, NY)
- … risk management framework . This position requires close collaboration with the Chief Risk Officer , where you will provide vital insights and ... In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's… more
- Bloomberg (New York, NY)
- …back to our communities as evidenced by our award-winning pro bono program. The Chief Risk Office and Global Legal and Compliance teams provide coverage of ... Role?** As the Global Exam Management and Regulatory Inquiries Officer , you will work with the Global Regulatory Engagement...will work with the Global Regulatory Engagement Lead, the Chief Risk Office and Global Compliance teams,… more
- Bloomberg (New York, NY)
- …As the Risk and Compliance Policy Officer , you will work with the Chief Risk Office and Global Compliance teams, as well as key business and risk ... back to our communities as evidenced by our award-winning pro bono program. The Chief Risk Office and Global Compliance team provide coverage of Bloomberg's… more
- Wells Fargo (New York, NY)
- …us! **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer . This Senior Lead Control Officer role is a critical position within ... the Technology Risk Management function. This individual will support Foundational Hosting...This individual will support Foundational Hosting Platform teams in Chief Technology Office, focusing on integrated hosting and database… more
- Bank of America (New York, NY)
- …rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial ... and the risk to our capital position(s), as described within BAC's Risk Framework . The department's aim is to support Bank of America's purpose in making… more
- American Express (New York, NY)
- …Compliance Organization (GRC) is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American ... reduction initiatives to senior management and ensure alignment with the enterprise risk framework + Stay connected with external experts and industry forums to… more
- American Express (New York, NY)
- …credible challenge across the planning horizon and discuss findings with leadership including the Chief Risk Officer + Risk Monitoring and Analysis: ... applicable regulatory expectations. We create and maintain the overall risk management framework while ensuring legal and...create and maintain the overall risk management framework while ensuring legal and regulatory compliance. We are… more
- American Express (New York, NY)
- …Compliance Organization ("GRC") is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American ... within all applicable regulatory expectations. GRC creates and maintains the overall risk management framework , performs independent risk management… more
- American Express (New York, NY)
- …Compliance Organization ("GRC") is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American ... within all applicable regulatory expectations. GRC creates and maintains the overall risk management framework , performs independent risk management… more
- SMBC (New York, NY)
- …and resource requirements, creates project charter, engages steering and oversight groups and Chief Risk Officer for approval, socializes with relevant ... Manage the initiation, planning, delivery, and closure of in-scope risk transformation initiatives and activities across SMBC Americas Division. Leverage… more
- City of New York (New York, NY)
- …program staff, auditors, and other audit stakeholders Your Role Reporting to the Chief Compliance Officer and working closely with other staff throughout the ... A Blueprint for Housing and Homelessness," Mayor Adams' comprehensive housing framework . To support this important work, the administration has committed $5… more
- TD Bank (New York, NY)
- …requirements under control partner direction (eg, Privacy, Legal, Compliance, Office of the Chief Data Officer , etc.) + Accountable for overall mapping of ... projects or work streams within broader projects with moderate risk and complexity, may be accountable for ongoing activities,...requirements under Privacy, Legal, Compliance, and Office of the Chief Data Officer + Oversees budget management… more
- American Express (New York, NY)
- …Compliance Organization (GRC) is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American ... with all applicable regulatory expectations. GRC creates and maintains the overall risk management framework , performs independent risk management… more
- Citigroup (New York, NY)
- …professional with subject matter expertise on Economic Sanctions that reports into Citi's Chief Sanctions Officer . The role is responsible for setting strategy ... the consistent implementation, execution and oversight of the Sanctions Compliance risk management framework , ensuring consistent global application of sanctions… more
- American Express (New York, NY)
- …Compliance Organization (GRC) is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American ... with all applicable regulatory expectations. GRC creates and maintains the overall risk management framework , performs independent risk management… more
- American Express (New York, NY)
- …with our business units. The leader will play a critical role in supporting the Business Unit Chief Risk Officer (CRO) and the broader risk management ... applicable regulatory expectations. We create and maintain the overall risk management framework while ensuring legal and...create and maintain the overall risk management framework while ensuring legal and regulatory compliance. We are… more
- PNC (New York, NY)
- …Risk regulatory framework . This highly visible role reports directly to the Chief Market Risk Officer (CMRO). Preferred skills and experience include: ... and activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework . PNC also has fundamental expectations of our people managers. As… more