- SMBC (New York, NY)
- …lead audit coverage of Front Office and associated support functions including Sales , Trading , risk management and Operations within the Internal Audit ... related to market activities including Dodd Frank, Volcker and Trading supervision + Expert knowledge of audit ...and Trading supervision + Expert knowledge of audit techniques, risk, and internal controls assessment, and workpaper… more
- Citigroup (New York, NY)
- The Trader is a senior level position responsible for overseeing a trading book and managing book risk, in coordination with the Trading team. The overall ... and to coordinate with key stakeholders to develop the trading franchise. **Responsibilities:** + Oversee a trading ...franchise and connect with key clients + Coordinate with Sales , Research, CMand and other organizations across Markets and… more
- Citigroup (New York, NY)
- …trading floors in almost 80 countries. The strength of our underwriting, sales and trading and distribution capabilities span asset classes (Commodities, ... and Internal Audit findings. + Real-time monitoring of Citi's algorithmic trading activities for signs of disorderly trading . + Design, deliver, and… more
- MUFG (New York, NY)
- …closely with Risk Managers to support and enhance processes + Participate in audit and regulatory engagements + Work with Risk stripe lead, Technology and Data ... Officers to build and support sustainable control assessment model + Own and enhance policy and procedures relating ICRO + Supports the execution of strategic initiatives in collaboration with internal and external stakeholders **Requirements:** +… more
- Citigroup (New York, NY)
- Counterparty Trading & Risk is a global business including XVA Trading , In-Business Credit Risk Management and Capital Management. XVA Trading is responsible ... and asset classes. In-Business Credit Risk Management works closely with XVA Trading , Institutional Credit management (ICM) and Risk to continually monitor and… more
- Wells Fargo (New York, NY)
- …of Market Abuse Risks and applicable rules and regulations across specific Sales and Trading business + In-depth knowledge of Supervision, Supervisory ... Banking (CIB) Markets COO division is seeking a manager at the Executive Director level to provide leadership and management covering Equities, Electronic Trading… more
- Citigroup (New York, NY)
- …also work with the broader franchise across Global Markets, including: High Touch Cash Sales Trading , Program Trading , Prime Brokerage, Advisory and ... cash trading needs - working closely with Sales Trading and Execution Advisory Services team...functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and… more
- Citigroup (New York, NY)
- …Metals Sales /Structuring role at a Financial Institution or Commodities Trading House + Strong understanding of physical precious metals and physical financing ... technical authority across the full precious metals value chain, the Director Salesperson will be responsible for developing our Corporate and Institutional… more
- Citigroup (New York, NY)
- Citi's FX Desk is looking for a Director level, LatAm FX Option Trader based in NY. The Trading role is a senior level position responsible for managing our ... + Work in conjunction with the NY and global trading team to deliver on revenue and franchise goals,...a positive culture on the desk and with the sales partners + Define goals and objectives and develop… more
- Capital One (New York, NY)
- Director , Structured Products Sales Overview: Capital One is a top 10 US Bank, with the strength and stability to meet the needs of any business. The commercial ... Rate Derivatives, Commodity Derivatives, Foreign Exchange, Structured Products, DCM/ECM, Institutional Sales & Trading , Equity Research, and Mergers &… more
- Citigroup (New York, NY)
- The Director , Equity Derivatives Sales - PEF & AM North America is a senior-level position responsible for selling equity derivatives to Real Money clients, ... Insurance companies. The Director Salesperson also serves as an intermediary in trading for clients. The overall objective of this role is to act as strategic… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... Associate Director , Global Capital Markets Documentation, GBM, New York,...activities and decisions. This includes ensuring the terms in trading documentation are executed within the Bank's risk tolerance… more
- S&P Global (New York, NY)
- …Role:** **Grade Level (for internal use):** 12 **About the Role:** **Associate Director ** **-** **Internal Audit ** **Review** **O** **fficer** **The** **Role** ... in the provision of analytical assurance to the SPGI Audit Committee, SPGI Boards and S&P Global Ratings senior...additional compensation such as an annual incentive bonus or sales commission plan. This role is eligible to receive… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... Director , Head of GBM/GTB AML Risk & Controls...collaborate with key stakeholders - including compliance, legal, internal audit , technology, and business leaders - to enhance AML… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... Associate Director or Director , Equity Derivatives Quant...to model stakeholders such as the business, risk management, audit , product control and technology groups during and post… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... Director , OFAC Advisory **Requisition ID:** 208494 **Salary Range:**...AML 2nd line, GBM Onboarding, Global AML Operations, Internal Audit , and others + Serving as a key liaison… more
- Mizuho Corporate Bank (New York, NY)
- …span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit ... and completeness of issue closure actions and evidence. Liaise with Internal Audit to understand closure expectations and facilitate issue closure discussions. +… more
- Mizuho Corporate Bank (New York, NY)
- …span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit ... About the TeamThe Internal Audit Department Americas (IADA) provides internal audit...and sharing of best practices. + Work with IADA Director /MD and management to effectively identify, analyze, and negotiate… more
- Scotiabank (New York, NY)
- …or audit . + Experience/background in compliance applicable to institutional trading & sales , investment banking, futures commission merchant, swap dealer ... and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy,… more