• Securities Principal Control

    Citizens (New York, NY)
    control testing and monitoring, and training and awareness. + Lastly, the Principal Control Professional is responsible for incident management and ... and research, while intimately focusing on each client's unique circumstances. The Principal Control Analyst is responsible for conducting supervisory reviews of… more
    Citizens (04/18/25)
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  • Principal Product Software Engineer AI…

    Wolters Kluwer (New York, NY)
    ** Principal AI Engineer & Applied Researcher** **Job Description** Wolters Kluwer is a global leader in professional information services. Professionals in ... better understand complex legal issues in key areas like securities , tax, and other practices of law. VitalLaw AI...help create better client deliverables. In the role of Principal AI Engineer & Applied Researcher, you will take… more
    Wolters Kluwer (03/29/25)
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  • Treasury & Capital Audit, Assistant Vice President

    MUFG (New York, NY)
    …to assess and evaluate the effectiveness of the Bank's governance, risk management and control processes. It reports to either a VP, Audit Lead or a Director, Sr. ... industry best practices, applicable regulations, and internal and external professional practice expectations. + Act as a leader and...choices are rooted in good judgment and support MUFG's Principal of Ethics and Conduct. + Operate with an… more
    MUFG (02/22/25)
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  • Citi Private Bank - UHNW Investment Counselor…

    Citigroup (Greenwich, CT)
    The Investment Counselor Principal is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and ... conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 15+ years of...S7, S66 (or 63 & 65) & S31; NOTE: Securities Industry Exam (SIE is a prerequisite to the… more
    Citigroup (02/20/25)
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  • Citi Wealth at Work - Investment Counselor - D/MD

    Citigroup (New York, NY)
    …financing, we aim to be your comprehensive financial partner. The Investment Counselor Principal is a strategic professional who closely follows latest trends in ... conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 15+ years of...S7, S66 (or 63 & 65) & S31; NOTE: Securities Industry Exam (SIE is a prerequisite to the… more
    Citigroup (03/12/25)
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