- TD Bank (New York, NY)
- …variety of audiences (including senior management), coordination with other Compliance workstreams to integrate Issues Management intro their respective ... to handle multiple assignments at the same time. The Senior Compliance Office provides advice, guidance and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for ... team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:**...issues in Public Finance; and ensure that escalated compliance issues receive immediate senior … more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets...objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to join the CIB Fixed Income Business Aligned Compliance Team. This role ... Trading Compliance Team is a Business Aligned Compliance Officer (BACO) who will serve as...Prepare and provide management ready communications and reporting of compliance issues and activities + Report findings… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core … more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... Testing metrics, and contribute to department reporting + Support issues management development and tracking of Compliance -identified...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage ... + Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible challenge. + Participating in… more
- CUNY (New York, NY)
- Senior Project Management Officer **POSITION DETAILS** Reporting to the Executive Director of the Program Management Office (PMO), the Senior Project ... drive human resources strategy at the City University of New York. The Senior Project Management Officer provides project leadership and collaborates closely… more
- Citigroup (New York, NY)
- The Credit Risk Senior Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and ... Primarily affects a sub-function. Responsible for handling staff management issues , including resource management and allocation of work within...and trends for senior management and/or the Senior Credit Officer + Monitor an assigned… more
- Mastercard (Harrison, NY)
- …the role holder will: 1 - Reports and works closely with the MTS Chief Compliance Officer to determine the effectiveness of the Compliance Program and ... governments realize their greatest potential._ **Title and Summary** VP, Compliance BSA Officer Overview MTS US is...and articulate communication skills and the ability to influence senior level stakeholders in a convincing manner. MTS is… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Market Risk Senior Officer I for its New York, New York location. Duties: Identify and evaluate market risks associated with the Latin ... scenarios. Review and approve limits risk framework for these desks. Monitor compliance with risk limits/triggers. Ensure limits are properly set with respect to… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's ... before submission + Provide strategic guidance and regular updates to senior management regarding significant matters being handled, including but not limited… more
- City of New York (New York, NY)
- …detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful candidate will have ... ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked... management team. Advise the ACCO / DACCO on issues concerning compliance and subcontractor approvals. --Lead… more
- Bank of America (New York, NY)
- Senior Trust Officer New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through ... to their unique goals, while delivering a high-quality experience + Ensures compliance with regulatory and legal requirements related to client accounts and… more
- Citigroup (New York, NY)
- The individual in this Citi Wealth role will work as a senior leader across the Citi Global Wealth businesses and functions coordinating regulatory examinations, ... with Business Leaders in the Citi Global Wealth businesses, Independent Compliance Risk Management (ICRM), Legal, Operations, Technology, Independent Risk, Internal… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer in Corporate and Investment Banking (CIB) Compliance to support the Electronic Trading ... Program on the Cross Asset Team. The Lead Compliance Officer will be responsible for managing...+ Monitor the reporting, escalation, and timely remediation of issues , deficiencies or regulatory matters regarding compliance … more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... areas of concern. NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance ,...to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior VP for Equities Independent Compliance Risk Management (ICRM)** responsible ... + Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible challenge. + Participating in… more
- Nuvance Health (Danbury, CT)
- …Activities across Nuvance Health, ensuring accurate quality processes and supporting SACO and Senior Compliance Officer ("SCO") in evaluating adequacy and ... *Description* *Summary:* *Associate Compliance Officer ("ACO"), Clinical Audit, Quality...communicates audit results to SACO and SCO; 7.Follows-up on issues noted, areas of potential risk, and post audit… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... to compliance risk assessments, and monitoring of compliance related issues . + Partnering, collaborating and...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more