- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... US Compliance Monitoring ...businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... compliance initiatives to help manage regulatory risk. Compliance Monitoring and Testing + Assist with...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for ... team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:**...compliance issue management, new product/business review, complaint handling, compliance monitoring and reporting, compliance … more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to join the CIB Fixed Income Business Aligned Compliance Team. This role ... Trading Compliance Team is a Business Aligned Compliance Officer (BACO) who will serve as...role is responsible for establishing policy requirements, training, and monitoring activities, as well and providing advice and credible… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage ... a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance … more
- TD Bank (New York, NY)
- …along with the ability to handle multiple assignments at the same time. The Senior Compliance Office provides advice, guidance and support to business units in ... work and statuses to a variety of audiences (including senior management), coordination with other Compliance workstreams...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Arena Investors LP (New York, NY)
- In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's risk management framework. ... This position requires close collaboration with the Chief Risk Officer , where you will provide vital insights and contribute to strategic decision-making processes… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's ... before submission + Provide strategic guidance and regular updates to senior management regarding significant matters being handled, including but not limited… more
- City of New York (New York, NY)
- …and building owners. Job Description: Reporting to the First Deputy Commissioner, the Chief Compliance Officer (CCO) will lead the Office of Compliance & ... policies, and procedures. The CCO will also work with senior management to identify potential compliance and...and accountability within the agency, helping program areas manage compliance autonomously. The Chief Compliance Officer… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer in Corporate and Investment Banking (CIB) Compliance to support the Electronic Trading ... Program on the Cross Asset Team. The Lead Compliance Officer will be responsible for managing...**In this role, you will:** + Provide oversight and monitoring of business group risk based compliance … more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior VP for Equities Independent Compliance Risk Management (ICRM)** responsible ... a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance … more
- Trexquant Investment (Stamford, CT)
- …pushes the boundaries of quantitative finance. We are seeking a Chief Compliance Officer (CCO) to join our senior leadership team, overseeing compliance ... investment adviser for private funds. + Maintain and enhance compliance frameworks, policies, and monitoring systems. +...risk assessments and report findings to the CEO and senior leadership. + Represent compliance in investor… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... and processes established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... Orientation/Gender Identity Share this job (https://uscareers-nyu.icims.com/jobs/14670/chief-global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... the compliance program at an asset management firm in Manhattan,...manuals, policies, and procedures. + Engage with and advise senior management and staff on all issues concerning US… more
- City of New York (New York, NY)
- …integration, and operational strategy; - Supporting the Senior Program Officer in liaising with nonprofit service providers, monitoring operations and ... predatory practices and strives to create a culture of compliance . Through its community outreach and the work of...Adams Administration's State of the City Address. The Program Officer will work closely with the Senior … more
- Citigroup (New York, NY)
- …US CLM Business & Professional Services Sub-Sector Head. The CLM Credit Officer facilitates the end-to-end lending process for a covered industry vertical through ... CLM include credit underwriting, due diligence, structuring and documentation, and portfolio monitoring . As part of the business and in direct partnership with… more
- City of New York (New York, NY)
- …include, but are not limited to: - Assisting the Senior Program Officer in liaising with nonprofit service providers, monitoring operations and service ... predatory practices and strives to create a culture of compliance . Through its community outreach and the work of...improve their financial health and economic mobility. The Program Officer will report to the Senior Program… more
- MTA (New York, NY)
- Cybersecurity Officer - Manager Cloud Security Job ID: 9705 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... IT CISO Date Posted: Mar 11, 2025 Description JOB TITLE: Cybersecurity Officer - Manager Cloud Security SALARY RANGE: $144,450.00 - $191,000.00 HAY POINTS: 805… more
- MTA (New York, NY)
- Cybersecurity Officer - Application Security Job ID: 9939 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: ... IT CISO Date Posted: Jan 15, 2025 Description JOB TITLE: Cybersecurity Officer - Application Security SALARY RANGE: $144,450.00 - $191,000.00 HAY POINTS: 805… more