- TD Bank (New York, NY)
- …US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance of ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Associate - Trading Business Management (TBM) is responsible for helping TD Securities ... requiring escalation + Administering Global Markets Swap Dealer and Volcker Business Compliance Programs; and Codes of Conduct + Assist in administering Global… more