- SMBC (New York, NY)
- …and operational risk associated with the daily execution of trade finance business in conjunction with GTFD management, BCO of coverage, and Corporate ... Compliance-Advisory group in Compliance Department (CPAD). + Control /minimize various compliance risks arising out of daily execution of trade finance business … more
- Citigroup (New York, NY)
- …the payments industry and contribute to the transformation it is currently undergoing. The Business Risk and Control Officer is a strategic professional who ... control breaches and dissemination and learnings across other business units for process improvement to limit the occurrence...business , products or services to identify and implement control points and processes throughout the business .… more
- MUFG (New York, NY)
- …is within the Japanese Corporate Banking (JCB) Business Unit, reporting to the Business Unit Risk Control Officer . The primary role is to provide ... recruitment team will provide more details. **Job Summary:** The Business Unit Risk & Control Associate position...analytical & technical support to the Risk & Control unit in conformance with the various enterprise-wide risk… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within ... degree preferred. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary Location:** New York New… more
- S&P Global (New York, NY)
- …and apply data analytics and business intelligence skills. **Responsibilities:** As a Control Room Compliance Officer , you will be expected to + Monitor ... **Grade Level (for internal use):** 10 **The Role:** Compliance Officer - Control Room **The Team:** ...with principles set forth in the firm's code of business ethics, policies and operating procedures. **The Impact:** As… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Trade / Export Control - Legal & Compliance **New York, NY** Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, ... with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in...Chief Technology Office, Chief Information Security Office, and other business groups, to provide regulatory oversight of software /… more
- Citigroup (New York, NY)
- …to heightened expectations from regulators and to ensure a strong and consistent control environment, the Global Equities business continues to expand its risk, ... Execution, Consolidated Audit Trail (CAT) + Work with the Business Supervisors, Technology & Control partners to...Work with the Business Supervisors, Technology & Control partners to efficiently build target state controls, system… more
- Citigroup (New York, NY)
- …on a strong legacy of innovation and a unique global trade solution network. The Business Risk Officer for North America cluster is a senior specialist who ... operational, compliance and regulatory risks, and executing risk and control responsibilities for the business as a First Line of Defence function. This role… more
- Citigroup (New York, NY)
- **Citi Commercial Bank - Commercial Lending Management - Credit Officer , Industrials, VP** **Description** Citi's US Commercial Bank (CCB) is a rapidly growing ... business , targeting emerging, mid- and larger-sized companies with annual...the US CLM Industrials Sub-Sector Head. The CLM Credit Officer facilitates the end-to-end lending process for a covered… more
- Citigroup (New York, NY)
- **Global Risk Review Senior Officer (Infrastructure & Strategic Projects)** Global Risk Review (GRR) provides independent, objective, reliable, valued and timely ... to the Boards, the Committees, the Citigroup Chief Risk Officer , the Citigroup Chief Credit Officer , senior...and collateral risk management and the ability of the Business and independent Risk Management to identify, monitor and… more
- Citigroup (New York, NY)
- The Business Risk Officer / Supervisory Principal is a strategic professional who stays abreast of developments within own field and contributes to directional ... Provides advice and counsel related to the Risk and Control framework and supervisory oversight of the business... Control framework and supervisory oversight of the business . **Responsibilities:** + Correspondence reviews + Assist in the… more
- Guardian Life (New York, NY)
- …to translate compliance and regulatory changes into the implications for PAS's business process and control environment + Excellent inter-personal relationship ... The Chief Compliance Officer of Park Avenue Securities (PAS) will be...in leading a team of associates providing guidance to business partners; oversight/surveillance to the firm's daily transactions and… more
- Citigroup (New York, NY)
- …Independent Compliance Risk Management (ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Security Services of Connecticut (Stamford, CT)
- Security Officer /Floater (000120) Stamford, CT, United States of America BackApply Now Back Apply Now Overview SSC is the corporate services provider our clients ... and ability to think critically in any situation. Security Officer - FLOATERS ALL SHIFTS Availability Required - $19/hour-Stamford...for the presence of unauthorized persons + Maintain access control of premises and monitors entrances and exits +… more
- Security Services of Connecticut (Greenwich, CT)
- Security Officer (015800) Greenwich, CT, United States of America BackApply Now Back Apply Now Overview SSC is the corporate services provider our clients rely on to ... and ability to think critically in any situation. Security Officer -Evening shifts & Weekends available- $20.83 -Must have...for the presence of unauthorized persons + Maintain access control of premises and monitors entrances and exits +… more
- Citigroup (New York, NY)
- …+ Implement Data Quality reporting through the definition and implementation of business , data and system related control andremediation frameworks at points ... Masters degree **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary Location:** New York New… more
- Citigroup (New York, NY)
- …to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues ... Serves as a senior compliance risk officer facing WaW/Citigold/CPC for Independent Compliance Risk Management...related sanctions risk exposure, overseeing the quality of sanctions control processes and setting global standards to manage and… more
- Security Services of Connecticut (Larchmont, NY)
- Security Officer (200440) Larchmont, NY, United States of America BackApply Now Back Apply Now Overview SSC is the corporate services provider our clients rely on to ... for the presence of unauthorized persons + Maintain access control of premises and monitors entrances and exits +...+ Must posses a State Issued License as Security Officer (where applicable) or meet qualifications to complete state… more
- Citigroup (New York, NY)
- …of the business , products or services to identify and implement control points and processes throughout the business . + Establish sustainable controls ... Masters degree **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary Location:** New York New… more
- HSBC (New York, NY)
- …management + Support the Compliance Regulation Summary Assessments and Operational Risk and Control Assessments for the MSS business and ensure guidance is ... the region. As our Assistant Vice President Non-Financial Risk Officer you will: + Proactively identify emerging risk areas... and risk management in Markets + Experience in business management or risk/ control roles within a… more