- BlackRock (Atlanta, GA)
- **About this role** ** Vice President , 1940 Act Compliance** **The team** The Funds compliance team oversees the compliance program for BlackRock's US ... regulatory requirements and applicable BlackRock policies and procedures relating to 1940 Act products. The individual will provide compliance support to key… more
- BlackRock (Atlanta, GA)
- …with other US federal securities laws, such as CFTC regulations, the Investment Company Act of 1940 , and related regulatory areas such as FINRA and ERISA ... is strongly advantageous but not required. + The candidate should have exceptional analytical, written and verbal communication, strong interpersonal and relationship-building skills, effective contract negotiation skills and drafting experience, and must be… more