- Formation Bio (New York, NY)
- …CMOs, software vendors, and other biotech service providers. Knowledge of contract law, risk management , and compliance in vendor agreements. Ability to ... has deep experience in procurement, strategic sourcing, and vendor management within the biotech, pharmaceutical, or life sciences industry.Responsibilities Develop… more
- NorthMark Strategies (New York, NY)
- …This role will support the development and execution of best-in-class insurance and risk management strategies across the organization, with a focus on Owner ... and alternative risk transfer strategies. Requirements: Bachelor's degree in risk management , Insurance, Finance, Business Administration, or a related… more
- RGP (New York, NY)
- …compliant and forward thinking. + Lead and manage client engagements focused on risk management , regulatory compliance , and audit remediation across banking, ... accounting firm or a strategy consulting firm (required). + Extensive experience in risk management , regulatory compliance , and digital technology within the… more
- HSBC (New York, NY)
- …and operational loss events ** Management of Risk ** + Apply compliance , operational risk controls in accordance with HSBC or regulatory standards ... hoc projects as requested. The Vice President, ICG Credit Risk Management will be responsible for composing,...place activity to resolve these + Adhere strictly to compliance and operational risk controls… more
- SMBC (New York, NY)
- …Responsibilities include supporting senior salespeople in marketing FX products and delivering risk management solutions, as well as participating in all phases ... periodically to assess derivatives activity and opportunities. + Coordinate with Legal, Risk , KYC, and Settlements teams to ensure compliance with statutory… more
- Capco, a Wipro Company (New York, NY)
- …prides itself on our industry-leading expertise from strategy through implementation within risk management and regulatory advisory. Our team combines expert ... **About the Team:** As a member of the Finance, Risk , and Compliance ("FRC") group at Capco...consulting or financial services experience, with a focus on operational resilience or business continuity. Management consulting… more
- SMBC (New York, NY)
- …Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... program enhancements with respect to each of the below-listed Compliance Program areas: + Policies and Procedures Management...management reporting for senior business leadership, CPAD Senior Management , Risk Management , and other… more
- Neuberger Berman (New York, NY)
- … Risk , Product, and other control groups to support effective operational risk management and regulatory compliance . + Contribute to fostering a ... and Operations team will provide critical support in executing the operational strategy for Neuberger Berman's Alternatives platform. This Operations Project Manager… more
- Reklame Health, Inc (New York, NY)
- …and implement initiatives to enhance clinical workflows, patient outcomes, and satisfaction rates. Risk Management : Identify and address operational risks in ... operational efficiency in clinical environments. Knowledge of healthcare compliance and regulatory standards (eg, HIPAA) Leadership and Communication: A… more
- SMBC (New York, NY)
- …and regulatory expectations. + Ensure effective operational risk management by maintaining strict adherence to compliance policies and regulatory ... and updates, and enhanced due diligence. This role ensures compliance with regulatory requirements while supporting seamless client experiences...level of trust and confidence by senior line and risk management . + Demonstrates a high degree… more
- SMBC (New York, NY)
- …with Legal, Compliance , and Procurement teams. - Monitor vendor risk , including operational , financial, and reputational risks, and implement mitigation ... ensuring that vendor relationships align with business goals, regulatory requirements, and risk management standards. The ideal candidate will bring deep… more
- Principal Financial Group (New York, NY)
- …of Principal AM. + Advance the firm's digital capabilities, enhancing its risk posture, and accelerating decision-making, operational efficiency, and speed to ... That Will Help You Stand Out** + Deep understanding of the asset management industry, including financial, operational , and system-related aspects across both… more
- SMBC (New York, NY)
- …attention to detail, and knowledge of regulatory requirements related to risk management **Role Objectives** + Governance Frameworks: Develop, implement, ... Governance Manager will be integral in maintaining the integrity, compliance , and performance of financial and operational ...+ Experience: Minimum of 10 years of experience in risk management , project management , … more
- Neuberger Berman (New York, NY)
- …construction, compliance ). + Familiarity with investment guideline oversight, investment risk , and operational risk frameworks. + Technical proficiency: ... seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg,… more
- SMBC (New York, NY)
- …The team is responsible for developing, recommending, communicating and implementing credit risk management policies, strategies and operational guidelines ... management , head office, and regulators. **Role Responsibilities:** Credit Planning & Risk Management + Maintain and update planning templates, project… more
- SMBC (New York, NY)
- …engagements align with organizational objectives and meet established standards for performance, compliance , and risk management . A key responsibility of ... & Due Diligence + Coordinate the onboarding process for new vendors, including risk assessments, and compliance reviews. + Ensure all vendors meet internal… more
- HSBC (New York, NY)
- …possible supported by automation, measures and analytics + Ensure regulatory and risk management outcomes are being maintained or robustly managed. Ownership ... risk - risk trade-offs are managed, particularly risk mitigation and operational needs + Empower...trade-offs + Knowledge and exposure of the application of Risk and Control Management and associated frameworks,… more
- Banc of California (New York, NY)
- …TOGETHER WE WIN(R) **THE OPPORTUNITY** The SVP, Credit Manager is responsible for hands on management of all credit risk aspects of the lending process and the ... relationship-based business banks focused on providing banking and treasury management services to small, middle-market, and venture-backed businesses. Banc of… more
- Neuberger Berman (New York, NY)
- …This individual will ensure operational processes, governance structures, and risk management practices support both regulatory requirements and business ... of experience in financial services, with significant experience in business controls, risk management , audit, or compliance within Wealth Management ,… more
- SMBC (New York, NY)
- …escalating issues to the right stakeholders at the right time. + Partner with Compliance , Risk , Audit, and Technology teams to ensure program objectives align ... complex, cross-functional programs involving multiple stakeholders across lines of business, risk , compliance , and technology. + Understanding of enterprise data… more
