• SMBC (New York, NY)
    …Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other Communications Governance and Reporting: The Regulatory ... Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** + Provide … more
    DirectEmployers Association (10/09/25)
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  • Neuberger Berman (New York, NY)
    …routines, ensuring ongoing oversight and escalation of control matters + Partner with Compliance , Risk, Legal, Operations , and other control partners to ensure ... **Head of Business Control & Governance - Private Wealth** **Location:** New York, NY...Exceptional partnership and influencing skills, with experience collaborating across Compliance , Risk, Legal, and Operations functions +… more
    DirectEmployers Association (09/09/25)
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  • RGP (New York, NY)
    …and deliver strategic solutions. + Deep knowledge of regulatory frameworks, risk governance , and compliance operations across banking, insurance, and ... an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance ...insurance, and capital markets. + Design and implement risk governance frameworks, compliance programs, and control testing… more
    DirectEmployers Association (08/28/25)
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  • Neuberger Berman (New York, NY)
    We are seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg, ... documentation, and delivery-partnering closely with portfolio managers, traders, risk, operations , engineering, and strategic vendors to build high-quality, scalable… more
    DirectEmployers Association (10/14/25)
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  • SMBC (New York, NY)
    …The role requires close collaboration with cross-functional teams including Technology, Operations , Sales, Corporate Banking, Compliance , and Finance. This ... institutional clients with comprehensive payment and liquidity solutions. The Product Manager will be responsible for the end-to-end management of Payables and… more
    DirectEmployers Association (10/08/25)
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  • SMBC (New York, NY)
    …programs and initiatives within the control office, helping to oversee effective governance , risk management, and compliance across the organization. + Program ... + Collaboration: Work closely with cross-functional teams, including front office, compliance , risk management, operations , and IT, to gather information… more
    DirectEmployers Association (08/14/25)
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  • PSEG Long Island (Hicksville, NY)
    …**Desired** + MBA or advanced management training. + Experience in Utility Operations ; Compliance with Sarbanes-Oxley. + Familiar with regulatory frameworks and ... for this position. **Job Summary** This position provides strategic leadership and governance for the Investment Delivery Assurance organization and the broader Long… more
    DirectEmployers Association (08/21/25)
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  • Port Authority of New York and New Jersey (Jersey City, NJ)
    …Cisco Unified Wireless Network (CUWN) Subject Matter Expert (SME). Reporting to the Manager of Network Operations , the Senior Wi-Fi Engineer will be responsible ... controller-based wireless policies. The role demands close collaboration with cybersecurity, operations , and project management teams to ensure compliance ,… more
    DirectEmployers Association (08/21/25)
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  • PSEG Long Island (Bethpage, NY)
    …**Job Summary** The Technology Product Consultant - Security Engineering and Operations support specialist performs his engineering resource collaborates with Cyber ... Governance & risk to integrate technical data protection mechanisms....changes that suggest a security risk or undermine regulatory compliance . Alerting will be configured to send emails to… more
    DirectEmployers Association (07/18/25)
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  • Compliance Governance

    TD Bank (New York, NY)
    …outlined in the general description below. **Job Summary** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a dynamic ... operations and in the design of a future-focused compliance program. This not just about implementing a new...these Program requirements and to promptly escalate instances of non- compliance . + Works independently as the senior manager more
    TD Bank (09/21/25)
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  • Senior Manager , Compliance

    TD Bank (New York, NY)
    …outlined in the general description below. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a dynamic ... at big-picture thinking, thrives in fast-paced environments, and has a strong grasp of compliance operations .** **This role will not have direct reports but will… more
    TD Bank (10/07/25)
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  • Compliance Audit and Exam Manager US

    TD Bank (New York, NY)
    …depending on availability and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the development and ... operations and in the design of a future-focused compliance program. This not just about implementing a new...of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer,… more
    TD Bank (09/30/25)
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  • Compliance Manager (US)

    TD Bank (New York, NY)
    compliance with all applicable federal rules and regulations. The Compliance Governance & Operations Manager leads the development and implementation ... operations and in the design of a future-focused compliance program. This not just about implementing a new...Senior Manager , Global Regulatory Change & Library Governance , the Compliance Business Oversight Manager more
    TD Bank (10/05/25)
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  • Manager , Regulatory Change Management

    TD Bank (New York, NY)
    …depending on availability and individual circumstances._ **Job Summary:** The Compliance Governance & Operations Manager leads the development and ... operations and in the design of a future-focused compliance program. This not just about implementing a new...internal groups + Leads development of team procedures and governance processes and advises the Compliance stakeholders… more
    TD Bank (10/03/25)
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  • Compliance and Data Governance Group…

    Citigroup (New York, NY)
    ** Compliance & Data Governance Group Manager (SVP) - Hybrid** The Compliance & Data Governance Group Manager (Data Governance Foundation ... to interpret them. + Working knowledge of Data Operating Model practices, Data Governance and Data Compliance within large, financial services firms, **with a… more
    Citigroup (10/08/25)
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  • Lead Analyst, Digital Data Governance

    Fox Rothschild LLP (New York, NY)
    …to business units, legal, compliance , and IT teams. **ESSENTIAL FUNCTIONS:** **Data Governance ** + Work closely with the Senior Manager , Digital Data ... As a member of the Information Services department, the Lead Analyst, Digital Data Governance & Compliance will drive and support our firm-wide electronic … more
    Fox Rothschild LLP (10/03/25)
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  • Corporate Secretary / Governance

    Insight Global (New York, NY)
    …Description We are seeking a highly organized and experienced Corporate Secretary / Governance Manager to support the Legal Department in administering corporate ... governance processes, signing authority management, and business operations...international entities, manage time-sensitive approvals and documentation, and ensure compliance with corporate governance standards and policies.… more
    Insight Global (10/16/25)
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  • VP, Data Strategy & Governance

    Aflac (New York, NY)
    VP, Data Strategy & Governance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8073 ... of Aflac, Inc., the Vice President, Data Strategy and Governance Manager is a member of the...Governance GI Business Partners: GI Front Office, Investment Compliance , GI Data Management (Japan), Investment Accounting, Tax, Treasury,… more
    Aflac (07/31/25)
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  • Data Governance Foundation Sr Group…

    Citigroup (New York, NY)
    …join us. We'll enable growth and progress together. **Overview of the Role:** The Data Governance Foundation Sr. Group Manager is a senior level role managing a ... every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission...responsible for facilitating all aspects of the Enterprise Data Governance Strategy, and/or Data Risk and Control Framework and… more
    Citigroup (09/26/25)
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  • Senior Manager , Internal Fraud…

    American Express (New York, NY)
    …help us define the future of American Express. **Position Summary** The Senior Manager , Internal Fraud Governance plays a key leadership role in strengthening ... related field required; Master's preferred. + 8 years of experience in risk governance , compliance , fraud risk management, or audit, ideally within financial… more
    American Express (10/11/25)
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