- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- SMBC (New York, NY)
- …+ Policies and Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- Tutor Perini (New York, NY)
- … monitoring construction activities** + Experience in collecting, analyzing, and testing field samples + Experienced monitoring concrete pours + Experience ... and audits of construction activities, materials, and processes to verify compliance with project specifications and regulatory requirements. + Document and report… more
- Rockefeller University (New York, NY)
- …and safety issues; conduct program assessments; conduct routine and emergency monitoring for compliance with occupational exposure limits. Responsibilities The ... assist in the following capacity: Industrial Hygiene/Occupational Safety + Perform air monitoring as needed/requested + Calibrate oxygen monitors as needed + Assist… more
- Neuberger Berman (New York, NY)
- …of portfolio management teams. The role also covers regulatory Liquidity Risk monitoring for the firm's 1940-Act mutual funds, along with supporting other Liquidity ... risk, performance and attribution analysis, including scenario analysis and back testing as needed + Monitor regulatory liquidity risk requirements and assist… more
- HSBC (New York, NY)
- …quality and manage any issues through appropriate vendor governance channels + Ensure compliance with regulatory and bank policies, monitoring audit and risk ... & Control** + Support the consistent and high-quality local testing , customisation, and execution of global learning and development...organisations is a critical part of the job In compliance with applicable laws, HSBC is committed to employing… more
- RVO Health (New York, NY)
- …internal documentation, including ad specs, system workflows, and operational FAQs + ** Monitoring & Compliance -** Run checks using tools like ObservePoint ... or Confiant to ensure proper delivery and compliance + **Cross-Team Support -** Collaborate with Product, Engineering,...with Product, Engineering, and Ad Ops to support ad testing , site releases, and campaign QA + **Project Assistance… more
- DIRECTV (New York, NY)
- …+ Seasonal calendar development including event support and coordination + Industry monitoring and insight summation **Strategy** + Pull, analyze and develop reports ... for implementing Inventory Management system and approval process. + Owns testing new software/application feature enabling employees to interact and Save Order… more
- SMBC (Jersey City, NJ)
- …Internal Auditor to work within the Internal Auditing Department's Financial Crimes Compliance team ("the FCC Audit Team") for the Americas function. It reports ... responsible for assisting with the planning of internal audits, sampling, testing , issue validations and the preparation of work papers. **Role Responsibilities:**… more
- PSEG Long Island (Hicksville, NY)
- …transparency in capital project intake, evaluation, approval, and performance monitoring . + Prepare executive-level presentations and analysis to support internal ... experience that also includes performing financial, operational, quality, and/or compliance audits. + Demonstrated leadership and technical skills with experience… more
- PSEG Long Island (Bethpage, NY)
- …Advocate for exploring and leveraging standard solutions first. Ensure compliance with government and corporate security guidelines. Develop, administer and ... SAP environments in addition to providing solution recommendations. + Ensure compliance with government and corporate security guidelines including Segregation of… more
- PSEG Long Island (Bethpage, NY)
- …and alerting on changes that suggest a security risk or undermine regulatory compliance . Alerting will be configured to send emails to system owners and support ... and security risks. + Manage, support and administer integrity monitoring systems and tools. + Correlating file audit events...the company. For all roles, PSEGLI's drug and alcohol testing program includes pre-employment testing , testing… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... also support other aspects of the Core Compliance program as needed. Compliance Monitoring and Testing + Develop and design annual and cycle-based … more
- TD Bank (New York, NY)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US … more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing + Assist with developing and executing the annual … more
- TD Bank (New York, NY)
- …**Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the ... + Assist with the development, implementation and coordination of the Compliance Monitoring program, including evaluating program design elements, analyzing… more
- TD Bank (New York, NY)
- …This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on developing, ... and coordinate with our Risk Owners to assist and show coverage alongside the Compliance testing and monitoring plan coverage of key risks and business units… more
- TD Bank (New York, NY)
- …CRA, UDAAP, GLBA; familiarity with securities regulations a plus. + Experience in compliance monitoring , testing , and control mapping. + Hands-on experience ... business reports, and key risk indicators to identify trends, gaps, and potential compliance risks. + Review and validate first-line testing to ensure gaps… more
- JPMorgan Chase (New York, NY)
- …+ Experience using Python, AI, and other technology resources to design and implement compliance monitoring and testing + MBA or professional certification ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...harmonizing policy and practices across regions + Conduct targeted monitoring activities and identify processes that could be automated… more
- Google (New York, NY)
- …in a complex environment. + Experience with control frameworks, including risk assessment, compliance testing , monitoring , and governance. **About the job** ... Program Manager, Risk and Compliance _corporate_fare_ Google _place_ Reston, VA, USA; New...management. + 8 years of experience in risk or compliance . **Preferred qualifications:** + 8 years of experience managing… more
