- DWS Group (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer ) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: ... DWS clients` activities or transactions. Role Details As a/an AFC & Compliance officer , you will (be): Acting as AFC advisor for DWS including Sanctions… more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** +… more
- Tradeweb (New York, NY)
- …compliance /posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a mid-to-senior level Compliance Officer with deep expertise in data privacy, privacy ... privacy and ethical AI practices across business operations. This role will champion compliance with global privacy laws (eg, GDPR, CCPA), drive privacy by design in… more
- Skanska (Queens, NY)
- Skanska is searching for a dynamic Unit DBE Compliance Officer . This is a great opportunity to start a career with a company that builds things that matter and ... is why our values support and drive our D&I efforts. The Unit DBE Compliance Officer will administer Skanska's DBE compliance program for the Civil Operating… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in ... environment. **SCOPE** The role will report to Functions Control Officer Lead for Compliance . The incumbent will be responsible for supporting and leading… more
- HSBC (New York, NY)
- …by policy. Contain compliance risks in liaison with the Head of Group Compliance , Global Business Compliance Officer , Area Compliance Officer ... or Local Compliance Officer , ensuring adequate compliance resources and training, fostering a compliance culture and optimizing relations with… more
- Rockefeller University (New York, NY)
- …conduct program assessments; conduct routine and emergency monitoring for compliance with occupational exposure limits. Responsibilities The Assistant Safety ... Officer II will serve as the primary back-up to the Associate Safety Officer . In addition, the ASO II will assist in the following capacity: Industrial… more
- Rockefeller University (New York, NY)
- …University is seeking a strategic and forward-thinking Chief Information Security Officer (CISO) to lead and manage the university's information security program. ... Reporting to the Chief Information Officer (CIO), and working with the IT leadership team...implement, and maintain policies and procedures aligned with research compliance , grant requirements, and federal regulations (eg, NIST 800-171,… more
- SMBC (New York, NY)
- …Advises and records all Wall Crossings. + Liaises with EMEA and Tokyo Compliance to ensure global consistency where necessary and/or desirable. + Performs local ... Conflicts of Interest (COI) checks **Qualifications and Skills** + Prior Control Room experience preferred. + Ability and confidence to successfully interact with management and senior bankers. + Ability to analyze complex situations and provide guidance in… more
- SMBC (New York, NY)
- …Provide feedback and guidance, as necessary, to business units to ensure compliance with internal policies and procedures standards. + Monitor and supervise problem ... loan reviews and pass watch or any special credit reviews. + Manage compliance with internal policies, workflow procedures and ensure US regulatory requirements are… more
- SMBC (New York, NY)
- …to front office to ensure consistent and complete credit applications and compliance with internal policies and procedures + Ensure US Regulatory requirements are ... met with each credit application + Other credit related works/projects as assigned **Qualifications and Skills** + Minimum 3 years of relevant work experience in the financial services industry within the credit function as a credit analyst, including… more
- Skanska (Queens, NY)
- …The DBE Compliance Manager reports directly to the Business Unit DBE Compliance Officer (UDCO) or Project Manager, as determined. The DBE Compliance ... Skanska is searching for a dynamic DBE Compliance Manager. This is a great opportunity to...support and drive our D&I efforts. The Senior DBE Compliance Manager will take part in administering Skanska's DBE… more
- Reklame Health, Inc (New York, NY)
- …the effective alignment of provider satisfaction, member outcomes, and regulatory compliance . You will be responsible for driving strategic innovation, relentlessly ... environment where providers are well-supported, members receive outstanding care, and compliance is achieved with precision and integrity. This position ensures that… more
- Money Source Inc (Melville, NY)
- …eligibility. ? Provide loan quality feedback to the VP of Quality Control and Compliance Officer . ? Ensure reviews meet acceptable risk parameters. ? Maintain ... issues. ? Discuss audit results with VP of Quality Control and Compliance Officer . ? Review approved criteria loans for quality assurance. ? Alert management… more
- SMBC (New York, NY)
- …to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and coordination ... trackers, and organizational diagnostics to support strategic initiatives. + Monitor compliance with policies and procedures related to problematic assets, including… more
- HSBC (New York, NY)
- …budget for the global team. Prepare for Quarterly Business Reviews with Chief Legal Officer . Partner with lawyers and law firms to ensure all external legal spend is ... across the global team comply with all internal global policies, compliance , and audit requirements. Continually reassess and address any operational, regulatory… more
- SMBC (New York, NY)
- …real property appraisals Reporting Relationships + Reports to the Chief Risk Officer + Direct Reports: + Deputy Chief Appraiser + Appraisal Administrator **Principal ... reviewed appraisals and evaluations for accuracy, completeness, logic, and regulatory compliance . + Resolves appraisal and/or valuation issues for SMBC departments… more
- Principal Financial Group (New York, NY)
- …agility, and innovation in close partnership with the Chief Information Officer , investment and operations professionals, and business stakeholders. This leader will ... environments is highly valued. + Experience working with regulatory officials and compliance professionals + Proven ability to operate effectively in a global… more
- Port Authority of New York and New Jersey (Jersey City, NJ)
- …redacting, and safeguarding both evidentiary and non-evidentiary material, ensuring compliance with agency and state confidentiality policies, and using GIS ... data resources to facilitate proactive and targeted investigations, preventive enforcement, and officer training. + Work with the Police Department's BWC Unit team… more
- The New York Community Trust (New York, NY)
- …and Strategic Initiatives REPORTS TO: President & EVP, Chief Operating and Financial Officer DIRECT REPORTS: None LOCATION: New York, NY FLSA STATUS: Exempt WEBSITE: ... systems. Reporting to the EVP, Chief Operating and Financial Officer , the Project Director will collaborate closely with the...to support The Trust's mission, vision, and values. In compliance with federal law, all individuals hired must verify… more
