- SMBC (New York, NY)
- …Description** **Overview** We are seeking an experienced and strategic **Executive Director ** to lead the **Payables and Receivables** product portfolio within our ... collaboration with cross-functional teams including Technology, Operations, Sales, Corporate Banking, Compliance , and Finance. This position reports to the Head of… more
- SMBC (New York, NY)
- …+ Reviewing advertisements, disclosures and other matters and transactions having regulatory compliance implications. + Assisting and responding to internal ... a competitive portfolio of benefits to its employees. **Role Description** The Director , Counsel role for Sumitomo Mitsui Banking Corporation will work within the… more
- SMBC (New York, NY)
- …- Proven experience in contract negotiation, vendor performance management, and regulatory compliance . - Excellent communication, negotiation, and stakeholder ... strategy for the Cash Management business. - Establish governance frameworks to ensure compliance with internal policies and regulatory requirements. - Serve as… more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC Special Credits Group is seeking an Executive Director to lead the Corporate Product Team. This is a key leadership role ... Offices, leading a team of 8-10 professionals, and driving strategic initiatives within the group. **Role Objectives: Delivery** Role Responsibilities: The Corporate… more
- CHINESE AMERICAN PLANNING COUNCIL (New York, NY)
- …11229 Reporting to the Director of Childhood Development Services and the Deputy Director of SACC Initiatives , the Program Director is responsible for ... as assigned by the Director of Childhood Development Services and Deputy Director of School Age Child Care (SACC) Initiatives . Collaboration Serve as an… more
- Organon & Co. (Jersey City, NJ)
- …Industries and Associations (EFPIA). + Knowledgeable and active in strategic regulatory initiatives and the application of emerging technologies (eg, ... to disseminate to senior leadership for further action. + Establish an international regulatory intelligence and policy network to ensure compliance with local … more
- SMBC (Jersey City, NJ)
- …programs focused on implementation of processes, methodologies, and systems that meet regulatory requirements and industry best practices. The Director will be ... Working with core Finance teams and other key colleagues (Technology, Risk, Compliance , etc.), Finance Change is primarily responsible for establishing and managing… more
- TD Bank (New York, NY)
- … Compliance Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created team within US ... within TDS. This Director role will focus on driving compliance -owned remediation initiatives and supporting the strategic establishment of centralized… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...advice, guidance and expertise on regulatory requirements and assisting business units… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** The role will be part of TD Securities Business Regulatory Initiatives (BRI) team which plays a lead role in coordinating the ... Reform, Global Codes of Conduct Principles, FMSB Standards, Cross Border activities, Regulatory Compliance Management (RCM), Regulatory Exams, Audits &… more
- TD Bank (New York, NY)
- …of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director , Regulatory and Controls is responsible for leading the ... on the global mandate and business critical projects and initiatives . Depth & Scope: + Acts as practice leader...and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory… more
- TD Bank (New York, NY)
- …and Vice Chair/EMD supervision meetings + Key stakeholders on Global Markets regulatory initiatives related to your businesses; participate in business ... trading and origination activities is a core competency. The Director Trading Business Management TDS is responsible for the...and related systems and infrastructure processes + 15+ years compliance and regulatory experience along with a… more
- Elevance Health (New Hyde Park, NY)
- **Manager, Medical Director - Transformation Initiatives ** Location: This role requires associates to be in-office 3 days per week, fostering collaboration and ... clinical leadership to ensure that large-scale technology, operations, and product initiatives align with clinical best practices, regulatory requirements, and… more
- New York State Civil Service (New York, NY)
- …but are not limited to, the following:* Oversees the activities of the three Regulatory Compliance Units and works with the Assistant Chief who oversees the ... NY HELP No Agency Financial Services, Department of Title Assistant Chief Regulatory Unit ( Director Financial Services Programs 2, SG-33) Occupational Category… more
- TD Bank (New York, NY)
- …banking Functions including M&A, Debt and Equity Capital Markets. The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join...Analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product,… more
- JPMorgan Chase (New York, NY)
- …Chief Compliance Officer (CCO) where you will lead oversight of regulatory compliance for registered closed-end funds in alternative investment strategies in ... status quo and striving to be best-in-class. As a Compliance Executive Director for Retail Alternatives Investment...Capabilities and Skills:** + 10+ years of experience in regulatory compliance , legal, or risk management roles… more
- American Express (New York, NY)
- …delivering superior customer service. Credit & Fraud Risk is looking for a Director , Compliance to lead a diverse team of high-performing professionals focused ... compliance expertise, particularly in relation to identifying where compliance and regulatory risk is present in...impact assessments and required changes, and oversee execution of initiatives to strengthen the BU's compliance risk… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Director , Fair and Responsible ... in the US Compliance Department Mandate; and the Legal and Regulatory Compliance (including Financial Crime) Management Framework ("LRC RMF") + Develops… more
- Ankura (New York, NY)
- …operational, and compliance solutions to complex litigation, enforcement, and regulatory challenges. Role Overview The Senior Director will support the ... for senior level review. + Perform client facing tasks including operational, compliance or regulatory assessments and develop associated deliverables. + Develop… more
- American Express (New York, NY)
- …welcome and recommend us to their customers. We are seeking an experienced and strategic Director - First Line of Defense (1LOD) Compliance professional to lead ... compliance risk assessments and control self-assessments. + Support regulatory exam readiness, issue remediation, and corrective action planning. + Coordinate… more
