- SMBC (New York, NY)
- …of experience in the broker dealer & financial industry to work within the Internal Audit Department. The Audit Manager will design and supervise ... Description** SMBC is seeking an experienced Vice President - Audit Manager with a minimum of 8...Skills** - Minimum of 8 years internal audit experience in the banking and financial … more
- SMBC (New York, NY)
- …7 years' experience in the banking & finance industry to work within the Internal Audit Department. The Audit Manager will report to the Risk Stripe Lead ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...feedback to audit team which may include internal or co-sourced internal audit … more
- RGP (New York, NY)
- Reference Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of ... engagements for Banking, Insurance, and Capital Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you will lead… more
- SMBC (New York, NY)
- … audits, periodic reviews, and ad-hoc requests. - Support interactions with internal audit and control departments for monitoring and testing activities. ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management. The VP is responsible… more
- Warner Music Group (New York, NY)
- …and Participations expense and balance sheet entries + Oversee SOX compliance and internal controls, respond to audit requests + Build and maintain strong ... Excellence for Shared Services is the home to the financial , legal, and administrative functions that provide critical support...others to execute successfully + You're a caring people manager , who prioritizes the coaching and development of your… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...at the right time. + Partner with Compliance, Risk, Audit , and Technology teams to ensure program objectives align… more
- SMBC (New York, NY)
- …Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit , and Technology. The Regulatory Governance team collaborates with ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...for facilitating efficient coordination between CPAD Advisory and other internal support functions, including CPAD Central Functions, Strategic Planning… more
- Neuberger Berman (New York, NY)
- …pipeline in Salesforce database **Qualifications** + 3+ years' experience in Financial Services, ideally within a finance, audit , and/or operations/servicing ... + Aggregate Private Equity Capital Call and Distribution notices and confirm internal systems accurately reflect Private Equity activity + Support client requests… more
- Neuberger Berman (New York, NY)
- …lens + Partner with various business stakeholders to coordinate and manage internal / external audits and regulatory exams + Monitor industry and regulatory ... **Qualifications** + Bachelor's degree required + 15+ years of experience in financial services, with significant experience in business controls, risk management, … more
- SMBC (Jersey City, NJ)
- … Internal Auditor to work within the Internal Auditing Department's Financial Crimes Compliance team ("the FCC Audit Team") for the Americas function. ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...or related professional certification is preferred. Demonstrates understanding of internal audit techniques, regulatory requirements, internal… more
- PSEG Long Island (Bethpage, NY)
- …for keeping abreast with new technologies, standards and best practices, and assisting the Internal Audit Manager with the annual risk assessment exercise ... **Job Summary** Conduct internal audits, reviews, and internal controls testing of financial and operational...Science, Accounting, Finance and a minimum of 5 years financial /operational audit experience. + In-lieu of a… more
- Equitable (New York, NY)
- Internal Auditor - Lead Audit Manager in Financial Risk Management ( 250000FT ) **Primary Location** : UNITED STATES-NY-New York **Other Locations** : ... management, control and governance processes. The Internal Auditor - Lead Audit Manager , Financial Risk Management team member will be responsible for… more
- Huron Consulting Group (New York, NY)
- …future. Huron is seeking Manager -level candidates with experience in Internal Audit , GRC and SOX 404 within the financial services industry to join our ... process, and technology. **Key Responsibilities:** As a Manager in the Financial Institutions Internal Audit discipline, you will be required to work and… more
- JPMorgan Chase (Jersey City, NJ)
- …senior management, and shape the future of risk management in a dynamic industry. As an Internal Audit Manager on the Asset Wealth and Management team, you ... role that combines leadership, expertise, and innovation? As an Audit Manager , Vice President, you'll be at...Management, collaborate with senior management, and drive innovation in Internal Audit . With a focus on leadership,… more
- JPMorgan Chase (Jersey City, NJ)
- Join us in shaping the future of Internal Audit at JPMorgan Chase! As a User Experience Manager within the Strategy, Innovation, & Practices team, you'll ... processes that support their work. As a User Experience Manager within the Strategy, Innovation, & Practices team, you...you will play a key role in enabling our Internal Audit teams to deliver exceptional value… more
- TD Bank (New York, NY)
- …+ Oversees or leads the facilitation and/or implementation of own internal audit action/remediation plans to address performance/risk/governance issues ... of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a...teams through change + Be a brand ambassador for Internal Audit both internally to the bank… more
- TD Bank (New York, NY)
- …management regarding audit scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures for more critical areas of ... discipline + Works independently but receives assistance/coaching from the audit manager + May be Auditor in...the highest level of Customer service when dealing with internal partners, vendors or our Customers - WOW at… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... and provide coaching and feedback on performance throughout the audit + Evaluates internal and external risks...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- Grant Thornton (New York, NY)
- …CISSP, CIA or CISM preferred + Sarbanes-Oxley compliance and internal audit experience preferred + Experience performing financial and operational audits, as ... the development and execution of Sarbanes-Oxley (SOX) compliance and internal control over financial reporting programs for...for clients + Manage the development and execution of internal audit outsourcing and co-sourcing engagements for… more
- TD Bank (New York, NY)
- …for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Manager is accountable for providing specialized in-depth audit ... has an overall responsibility for the completion of the audit + Evaluates internal and external risks...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
