- Formation Bio (New York, NY)
- …development plans Medical leadership in the execution of clinical trials - risk assessment, operational considerations, safety and efficacy considerations as ... well as commercial needs. Medical monitoring and oversight of phase 2-4 trials Business Development: Provide medical input to business development candidates… more
- Principal Financial Group (New York, NY)
- …investment trusts (CITs). This hands-on role is responsible for developing and leading operational risk oversight activities for fund operations, shareholder ... to ensure alignment and consistency across global operations. **Funds Operational Risk Oversight ** + Lead...Governance** + Lead the design and execution of the business unit's operational risk framework… more
- HSBC (New York, NY)
- … risk or poor performing assets + Manage and support proposals that control operational risk and assess reasons for operational failures that have given ... Senior Vice President, Global Trade Solutions - Transaction Risk Management Brand: HSBC Area of Interest: Commercial...implementation of amended procedures + To continually reassess the operational risks associated with the business , taking… more
- HSBC (New York, NY)
- …including the assessment of vulnerabilities through stress-testing and scenario analysis + Provide oversight of the business ' overall risk portfolio through ... not limited to investment risk , counterparty credit risk , operational risk , financial crime... risk across all current and potential future risk types, delivering risk oversight … more
- HSBC (New York, NY)
- …in the proposition, including delivering strong investment performance and effectively managing risk . This also includes managing the team of Project Managers and ... construction + Evaluate and optimize portfolios to improve returns and manage risk + Monitor portfolios for necessary adjustments, rebalancing assets based on market… more
- SMBC (New York, NY)
- …Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, and other ... regulators. + Support the production of management reporting for business leadership, CPAD, Risk and other governance...in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation… more
- Capco, a Wipro Company (New York, NY)
- …rapid modernization and change. Whether our clients are seeking enhanced operational performance, reduced risk , accelerated change, or transformed customer ... **About the Team:** Capco is a global business and technology consultancy, focused on the financial...as lending, deposits, account servicing, anti-financial crime, online banking, risk identification & management, and payments. The team offers… more
- Neuberger Berman (New York, NY)
- …construction, compliance). + Familiarity with investment guideline oversight , investment risk , and operational risk frameworks. + Technical proficiency: ... design, documentation, and delivery-partnering closely with portfolio managers, traders, risk , operations, engineering, and strategic vendors to build high-quality,… more
- SMBC (New York, NY)
- …updated Master Service Agreements (MSAs) to maintain alignment with organizational requirements. Risk & Compliance Oversight + Identify and mitigate third-party ... organizational objectives and meet established standards for performance, compliance, and risk management. A key responsibility of this position is leading strategic… more
- Neuberger Berman (New York, NY)
- …Managers. + Work closely with fund administrators to provide support and oversight for derivative valuations. + Perform various daily and monthly reconciliations ... rates. + Assist management with system automation projects (STP), efficiency initiatives, and risk mitigation. + Serve as a central point of contact for internal… more
- SMBC (Jersey City, NJ)
- …8-10 years of BSA/AML/Sanctions compliance experience (eg, compliance, internal audit, AML Risk and Control, AML Governance and Oversight , bank regulator). + ... well as applicable laws and regulations applicable to these risk areas. The Head of FCC M&T will have... areas. The Head of FCC M&T will have oversight of a team of compliance professionals to support… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for ... National Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER...the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or ... Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City...business processes, procedures, and controls to adhere to operational risk governance requirements * Review and… more
- TD Bank (New York, NY)
- …+ Proficiency with Microsoft Word, Excel and PowerPoint. The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides ... specific details for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Global Markets **Reports to:** Director, Financial… more
- TD Bank (New York, NY)
- … processes and procedures to identify opportunities for process improvement, increase operational efficiency, provide business line project support, develop and ... processes and procedures to identify opportunities for process improvement, increases operational efficiency, provides business line project support, develops… more
- TIAA (New York, NY)
- **Actuarial Risk Oversight & Financial Risk Modeling** This job leads the second-line risk management function providing independent oversight of ... and financial risk modeling. This role manages the team responsible for risk oversight of asset-liability management, interest rate risk , product… more
- BMO Financial Group (New York, NY)
- …navigate and mitigate risks within the market environment. Provides market risk oversight , monitoring, and reporting for equity derivative portfolios. ... regulatory requirements. + Provides input into the planning and implementation of ongoing operational programs in support of the market risk framework. +… more
- TD Bank (New York, NY)
- …of a regulatory compliance program and provides independent compliance risk oversight over a broad range of business and corporate functions including, ... continuous enhancement of programs designed to provide effective, independent regulatory compliance risk management and oversight of business line(s)… more
- TD Bank (New York, NY)
- … risk and conduct risk ;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice to assigned ... Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will provide compliance advisory ... availability and individual circumstances._ **Job Description Summary** The Senior Compliance Business Oversight Manager provides advice, support and objective… more
