- Neuberger Berman (New York, NY)
- …Charles River, Eze) and investment workflows (trading, portfolio construction, compliance ). + Familiarity with investment guideline oversight , investment ... + Product leadership + Serve as the primary liaison between business stakeholders and engineering, translating complex requirements into clear, prioritized product… more
- SMBC (New York, NY)
- …The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, ... range of compliance and regulatory issues and works hand-in-hand with business /function partners to advise on compliance matters, frequently in real time… more
- Neuberger Berman (New York, NY)
- …address root causes and ensure timely resolution + Establish and manage business -wide governance routines, ensuring ongoing oversight and escalation of control ... 15+ years of experience in financial services, with significant experience in business controls, risk management, audit, or compliance within Wealth Management,… more
- HSBC (New York, NY)
- …partners, developing proactive strategies, plans and policies that align with People and business goals. The team also provide 'second-line' oversight to two ... People Advisory and People Investigations. The remit will cover Policy, People Risk, Business Change and Employee Relations. The purpose of the role is to provide… more
- SMBC (New York, NY)
- …risks. Assess and respond to regulatory changes impacting the investment management business . Collaborate closely with legal and compliance colleagues across ... seasoned inhouse attorney to provide comprehensive legal coverage and oversight for its affiliated US investment adviser. This is...The position presents an opportunity to help build a business from the ground up, design and implement a… more
- Neuberger Berman (New York, NY)
- …of the finance team responsible for the accounting and financial reporting oversight for Neuberger Berman's Specialty Finance business + Experience managing ... certificates, covenant reporting, etc. + Managing all communication with lenders + Oversight and compliance of fund credit facilities by accurately comprehending… more
- Neuberger Berman (New York, NY)
- …team overseeing accounting and financial reporting for Neuberger Berman's Secondary Funds business + Support accounting and financial reporting oversight for ... equity funds across the Neuberger Berman platform, as well as providing oversight of fund administrators in recording and reconciling transactions within the… more
- Capco, a Wipro Company (New York, NY)
- …revenue growth, cost control, operational efficiency, and regulatory compliance within their marketing function: Marketing technology, artificial intelligence, ... by our leadership team to meet short- and long-term business goals. We're looking for a leader to help...management processes + Define marketing measurement strategies and provide oversight for the creation and implementation of dashboards and… more
- SMBC (New York, NY)
- …control office, helping to oversee effective governance, risk management, and compliance across the organization. + Program Management: Assist with managing multiple ... Develop and implement governance frameworks and processes to ensure effective oversight and management of control office activities. Prepare regular reports on… more
- Neuberger Berman (New York, NY)
- …Investment Risk group in our New York office, supporting independent risk oversight for the firm's Equity, Fixed Income, Alternatives, and Multi-Asset Class ... asset types) + Prepare presentation materials for reviews with portfolio managers, senior management and the firm's Investment Risk and Liquidity Committees + Solve… more
- SMBC (Jersey City, NJ)
- …and regulations applicable to these risk areas. The Head of FCC M&T will have oversight of a team of compliance professionals to support the execution of ... its employees. **Role Description** Reporting to the Head of Compliance Monitoring & Testing ("M&T") in the Compliance...group companies throughout SMBC's Americas Division. + Provide direct oversight of assigned M&T staff and act as a… more
- SMBC (Jersey City, NJ)
- …(LoD) Risk Management Department Americas Division's (RMDAD) Operational Resilience and Business Continuity risk management for the Combined US Operations (CUSO) in ... Department is the 2nd LoD and has the role of monitoring and assessing business practices in relation to the non-financial risk framework of SMBC. RMDAD implements a… more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, ... risk management activities, leveraging the third-party's regulatory intelligence to strengthen compliance oversight of applicable laws, rules, and regulations,… more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will ... may vary depending on availability and individual circumstances._ **Job Description Summary** The Senior Compliance Business Oversight Manager provides… more
- TD Bank (New York, NY)
- …on availability and individual circumstances. **Job Profile Summary** The Senior Manager, Compliance Business Oversight manages and leads a team of ... Compliance laws + Works with executive team, senior business unit management/partners to develop proactive...subject matter expertise and Compliance advice to business management + Maintains oversight (via review… more
- MTA (New York, NY)
- Senior Associate, Office of Construction Oversight and Audit Job ID: 13002 Business Unit: MTA Headquarters Location: New York, NY, United States ... Date Posted: Sep 12, 2025 Description POSTING NO. 13002 JOB TITLE: Senior Associate, Office of Construction Oversight and Audit Services DEPT/DIV: Office… more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of ... that can pivot quickly and adapt to changing priorities.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (New York, NY)
- …a culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will provide ... vary depending on availability and individual circumstances._ **Job Profile Summary** The Compliance Business Oversight Manager provides advice, support and… more
- JPMorgan Chase (Jersey City, NJ)
- …organization, unlocking your potential in a dynamic and impactful environment. As a Senior Associate in the Corporate Third Party Oversight Risk Management team, ... to detail, and commitment to quality. + 3+ years of experience in audit, compliance , oversight & controls, Third Party Risk Management, IT risk, + Ability… more
- MTA (New York, NY)
- Senior Director Safety (Safety Oversight ) Job ID: 13228 Business Unit: MTA Construction & Development Location: New York, NY, United States ... Regular/Temporary: Regular Department: Safety Oversight Date Posted: Oct 15, 2025 Description This position...days after their effective date of hire. JOB TITLE: Senior Safety Director (Security) AGENCY: Construction & Development DEPT/DIV:… more
