- SMBC (New York, NY)
- …accounted for in the risk identification inventory. + Lead the governance of the credit risk metrics annual review process to re-evaluate the credit ... to communicate appropriately at every level of the organization, including credit risk peers, business partners, senior executives, and external regulators.… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** SMBC Credit Review Department (CRVD) seeks a VP Senior Data Analytics Officer to ... analysis of the total population and present them through effective visualizations. Prior credit risk experience in retail banking, knowledge of retail banking… more
- SMBC (New York, NY)
- …include supporting senior salespeople in marketing FX products and delivering risk management solutions, as well as participating in all phases of the trade ... Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... work within the Internal Audit Department. The Audit Manager will report to the Risk Stripe Lead and be responsible to design and supervise execution of internal… more
- SMBC (New York, NY)
- …complex structures. + Continuously monitor and manage existing transactions, including the credit review and processing of waivers and amendments, internal ... Prepare and present internal memos for new transactions, assess profitability, prepare credit applications and coordinate, delegate, and review work of Analysts… more
- Banc of California (New York, NY)
- …**Experience** Required: + Twelve (12) or more years of credit , loan, and senior level credit risk administration experience + Banking or commercial ... Manager is responsible for hands on management of all credit risk aspects of the lending process...organizational and time management skills + Extensive knowledge of credit , collateral, and lending regulations + Review … more
- SMBC (New York, NY)
- …pertaining to the account for senior management. Pro actively escalate operational risk , credit risk , and events to management if applicable. + ... Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices… more
- SMBC (New York, NY)
- …investment banking, enterprise valuation, legal, tax, accounting, treasury, capital markets, compliance, credit risk and market risk . **Role Objectives** The ... candidate will work within the deal team to support senior bankers in the origination, execution and monitoring of...credit approval, and closing processes. + Evaluate counterparty risk , propose strategies and tools for portfolio monitoring. +… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... **Role Objectives** - Execute/lead audits including planning, testing, issue identification, workpaper review and reporting. - Act as a subject matter expert in… more
- SMBC (New York, NY)
- …audit issues and reports that clearly articulate results, conclusions and recommendations for review with senior audit management and auditees. + Challenge the ... Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... the internal client base (ranging from junior staff to senior management) on the US regulatory requirements for investment...newly launched investment adviser, initially focusing on loan and credit assets, with the potential to expand to other… more
- Tradeweb (New York, NY)
- …initiatives. + Lead and advise on Data Protection Impact Assessments (DPIAs) and risk assessments for emerging technologies. + Review and draft data-sharing ... Tradeweb is a global leader in electronic trading for rates, credit , equities, and money markets. As financial markets become increasingly interconnected,… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... initiatives within the control office, helping to oversee effective governance, risk management, and compliance across the organization. + Program Management: Assist… more
- Neuberger Berman (New York, NY)
- …Management, Marketing, Portfolio Management, Client Services, Operations, Legal, Compliance, Risk , and Technology) + Lead the implementation for specialty finance ... across internal teams and all external service providers + Participate in the review of complex fund structures to ensure the optimal support model is designed… more
- SMBC (Jersey City, NJ)
- …and provides management reporting and escalation of resilience related risks, issues, and risk events, and program status to senior management and committees as ... frameworks, operating models, and financial services/banking regulations (RCSA, NIST, FFIEC, SR 20-24, etc.) - Prior experience in risk management operating… more
- SMBC (Jersey City, NJ)
- …within the organization. + Understanding of applicable regulatory standards (including Model Risk ( SR 11-7)). **Qualifications and Skills** + Minimum of 10 ... diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more...experienced Audit Director who will lead model and model risk audits from the 3LOD and partner with business… more
- SMBC (Jersey City, NJ)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... business growth strategy, SMBC Finance is executing a major initiative to review and enhance critical Finance processes within its US operations, including financial… more
- SMBC (Jersey City, NJ)
- …within Capital Management through minute-taking, artifact documentation and status reporting to senior leadership; and + Support the drafting, review , and update ... Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices… more
- SMBC (Jersey City, NJ)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... with Director of Regulatory Reporting Change Management Department to ensure proper review of all work under the team's responsibility. **Responsibilities** + Deep… more
- SMBC (Jersey City, NJ)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... identification of strategic Compliance priorities in consultation with Compliance Department senior staff. + Track Annual Compliance Plan progress and prepare… more
