• SMBC (New York, NY)
    …+ Experience working in regulated environments with adherence to banking and regulatory compliance , as well as data governance standards. + Adaptability ... to thrive in a fast-paced, evolving environment with priorities **Additional Requirements** Language + Japanese language is a plus. SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work from home, as well… more
    DirectEmployers Association (10/10/25)
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  • HSBC (New York, NY)
    …Management (RM), the business, and Wholesale Credit and Market Risk (WMR), the Vice President (VP) will participate fully in the collective management of ... credit risk and undertake ad hoc projects as requested. The Vice President , ICG Credit Risk Management will be responsible for composing, reviewing and… more
    DirectEmployers Association (08/22/25)
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  • SMBC (New York, NY)
    …employees. **Role Description** SMBC's Global Structured Finance Department is looking for a Vice President to join its Portfolio Management & Agency team ... from borrowers. In preparing applications for credit approval, the Vice President must have a good understanding...sponsors, guarantors, and EPC contractors. - Deep understanding of regulatory and compliance framework. - Knowledge of… more
    DirectEmployers Association (09/06/25)
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  • HSBC (New York, NY)
    …our people, our investors, our communities and the planet we all share. Our Vice President or Senior Associate will have relevant experience and skills to ... important sector within HSBC's Corporate and Institutional Banking team. As our Vice President /Senior Associate, US Healthcare Coverage - Corporate and… more
    DirectEmployers Association (09/03/25)
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  • Yorktown Search Partners (New York, NY)
    About the job Vice President , Investor Relations - Real Estate Our client is a distinguished real estate investment firm specializing in co-General Partner ... confidential executive search for a highly experienced and strategic Vice President of Investor Relations to lead...such as earnings calls, investor days, and property tours. Regulatory Compliance : Ensure all investor communications are… more
    Upward (08/11/25)
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  • SMBC (New York, NY)
    …portfolio of benefits to its employees. **Role Description** SMBC is seeking a Vice President in the Credit Department with solid foundation in accounting ... risk in various transactions with financial institutions in the Americas. The Vice President 's main responsibility entails the review of credit applications… more
    DirectEmployers Association (07/25/25)
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  • SMBC (New York, NY)
    …part of SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has launched an ... understanding of data management principles, and the ability to navigate complex regulatory and control environments. The role will manage end-to-end delivery for… more
    DirectEmployers Association (08/28/25)
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  • SMBC (New York, NY)
    …align with organizational objectives and meet established standards for performance, compliance , and risk management. A key responsibility of this position is ... Coordinate the onboarding process for new vendors, including risk assessments, and compliance reviews. + Ensure all vendors meet internal policies and regulatory more
    DirectEmployers Association (08/28/25)
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  • SMBC (New York, NY)
    …Prepare materials for regulator examinations, external and internal audits. + Ensure compliance of all internal and external matters in accordance with banking ... from extensive knowledge of transactions to identify solutions. + Knowledge in regulatory framework in region and fully versed in internal policies and procedures.… more
    DirectEmployers Association (07/19/25)
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  • HSBC (New York, NY)
    …Energy & Chems, Global Payments Solutions (GPS), Global Business (GB) Corporates. As our Vice President , Senior Sales Manager you will: + Work in close ... Knowledge of global cash management techniques, market and competitive trends and regulatory environment + Detailed knowledge of day-to-day workings of a Corporate… more
    DirectEmployers Association (09/17/25)
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  • SMBC (Jersey City, NJ)
    …a competitive portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in strengthening ... the Compliance function's risk and control environment by providing expert...management and incident management + Deep understanding of the regulatory environment affecting the financial services industry, with a… more
    DirectEmployers Association (08/05/25)
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  • SMBC (Jersey City, NJ)
    …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Vice President , Governance, Risk, and Controls, plays a key role in ... and implement process improvements. + Familiarity with banking policies and regulatory compliance requirements. \#LI-ME1 SMBC's employees participate in a… more
    DirectEmployers Association (07/23/25)
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  • SMBC (Jersey City, NJ)
    …office, in particular to meet the requirements of the BCBS gap assessment. The Vice President will be responsible for rigorously executing upon and managing a ... + 4-7 years on data analytics, data quality, and compliance of finance or financial regulatory reporting. + Exceptional written and verbal communication skills +… more
    DirectEmployers Association (10/03/25)
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  • Vice President , Compliance

    TD Bank (New York, NY)
    …This VP Compliance role will be a key member of the TDS US Compliance Regulatory Initiatives Team and US Wholesale Compliance Group. The Compliance ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair… more
    TD Bank (09/21/25)
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  • Director, Product Compliance

    Ross Stores, Inc. (New York, NY)
    …legal/business objectives of the Company\. The position will report to the Vice President , Compliance & Regulatory Counsel and will work directly with ... broad range of topics and projects in the areas of product compliance , regulatory compliance , product safety, environmental, and risk management\. The… more
    Ross Stores, Inc. (09/02/25)
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  • Regulatory Reporting Policy - Vice

    JPMorgan Chase (Brooklyn, NY)
    Join our Regulatory Reporting Policy team as a Vice President ! The Regulatory Reporting Policy team sits within Corporate Finance - Corporate Controllers ... Review & Control and SEC Reporting teams. As a Vice President on the Regulatory ...instructions, support our internal stakeholders to ensure the Firm's compliance with reporting requirements, establish the framework for and… more
    JPMorgan Chase (09/23/25)
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  • Vice President , Environmental…

    MTA (New York, NY)
    Vice President , Environmental Compliance Job ID: 11620 Business Unit: Bridges and Tunnels Location: New York, NY, United States Regular/Temporary: Regular ... JOB INFORMATION Resume Due Date: Until Filled Functional Job Title: Vice President , Environmental Compliance Department/Division: Environmental, Safety… more
    MTA (09/17/25)
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  • Assistant Vice President Commercial…

    MTA (New York, NY)
    …are in place to comply with federal grant requirements and obtain necessary regulatory approvals. The Assistant Vice President , Commercial Executive will ... Assistant Vice President Commercial Executive (Interborough Express)...President , Commercial Executive will monitor D-Ber and PM/CM compliance with diversity requirements. Engage with firms to ensure… more
    MTA (08/29/25)
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  • Vice President , Regulatory

    TD Bank (New York, NY)
    …REQUIREMENTS** + University degree or equivalent + CFA or FRM designation an asset The Vice President , Change Delivery - TDS is aligned with the TDS Delivery ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the...closely with senior leaders across TDS, Risk, Legal, HR, Compliance and will work in close alignment with our… more
    TD Bank (10/03/25)
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  • Vice President - US Markets…

    TD Bank (New York, NY)
    …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , US Markets Compliance Advisory to join our ... experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist in the management of the firms compliance more
    TD Bank (09/21/25)
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