- Unknown (Manhattan, NY)
- Vice President of Compliance - Regulatory Exams About the Company Well-established broker dealer Industry Insurance Type Privately Held About the Role ... The Company is seeking a VP Compliance with a focus on Regulatory Exams to join their team. The successful candidate will be responsible for managing … more
- Unknown (Manhattan, NY)
- Vice President of Compliance and Regulatory Exams About the Company Well-established broker dealer Industry Insurance Type Privately Held About the Role ... The Company is seeking a VP Compliance with a focus on Regulatory Exams to join their team. The successful candidate will be responsible for managing … more
- Formation Bio (New York, NY)
- …faster and more efficiently.About the PositionWe are seeking a highly accomplished, strategic Vice President of Quality Assurance. In this pivotal role, you will ... Practices (GPV) and Computer Systems Validation (CSV).The primary responsibilities for the Vice President of Quality Assurance are to develop and implement… more
- Unknown (Manhattan, NY)
- …internal policies and regulatory guidelines. Applicants for the Trade Surveillance Vice President position at the company should have a strong background ... Vice President , Trade Surveillance About the... Vice President , Trade Surveillance About the Company Prestigious investment...the Role The Company is seeking a Trade Surveillance Vice President to join its team. The… more
- Unknown (Manhattan, NY)
- Director and Vice President , Acquisitions About the Company Accomplished real estate company Industry Real Estate Type Privately Held About the Role The Company ... is seeking a Director and Vice President of Acquisitions to spearhead the...to optimize property operations, overseeing property portfolios to ensure regulatory compliance and standards, and leading teams… more
- Unknown (Manhattan, NY)
- Associate Vice President , Corporate Compliance Officer About the Company Prominent commercial bank Industry Banking Type Privately Held About the Role The ... Company is seeking an Associate Vice President , Corporate Compliance Officer...to all relevant federal and state laws, regulations, and regulatory guidance. This includes the establishment of a strong… more
- Unknown (Manhattan, NY)
- Vice President , Financial Crimes Compliance Systems Screening Lead About the Company Prominent retail bank Industry Banking Type Privately Held About the ... Role The Company is seeking a VP, Financial Crimes Compliance Systems Screening Lead to oversee and drive initiatives related to the enhancement and optimization of … more
- HSBC (New York, NY)
- Senior Assistant Vice President Financial Crimes Investigations Brand: HSBC Area of Interest: Finance Location: New York, NY, US, 10001 Work style: Hybrid Worker ... Date: 23 Oct 2025 In compliance with applicable laws, HSBC is committed to employing...factual resolution of investigative cases. As our Senior Assistant Vice President Financial Crime Investigations, you will:… more
- SMBC (New York, NY)
- …Prepare materials for regulator examinations, external and internal audits. . Ensure compliance of all internal and external matters in accordance with banking ... identify the key risk factors and to identify solutions. . Knowledge in regulatory framework in region and fully versed in internal policies and procedures. .… more
- SMBC (New York, NY)
- …employees. **Role Description** SMBC's Global Structured Finance Department is looking for a Vice President to join its Portfolio Management & Agency team ... from borrowers. In preparing applications for credit approval, the Vice President must have a good understanding...sponsors, guarantors, and EPC contractors. - Deep understanding of regulatory and compliance framework. - Knowledge of… more
- Yorktown Search Partners (New York, NY)
- About the job Vice President , Investor Relations - Real Estate Our client is a distinguished real estate investment firm specializing in co-General Partner ... confidential executive search for a highly experienced and strategic Vice President of Investor Relations to lead...such as earnings calls, investor days, and property tours. Regulatory Compliance : Ensure all investor communications are… more
- SMBC (New York, NY)
- …+ Experience working in regulated environments with adherence to banking and regulatory compliance , as well as data governance standards. + Adaptability ... to thrive in a fast-paced, evolving environment with priorities **Additional Requirements** Language + Japanese language is a plus. SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work from home, as well… more
- SMBC (New York, NY)
- …align with organizational objectives and meet established standards for performance, compliance , and risk management. A key responsibility of this position is ... Coordinate the onboarding process for new vendors, including risk assessments, and compliance reviews. + Ensure all vendors meet internal policies and regulatory… more
- Jobleads-US (New York, NY)
- …inclusion to serve as its Chief Diversity Officer. Reporting directly to the Assistant Vice President and Chief Legal/Labor Counsel, the CDO oversees and manages ... the Office of Diversity, Compliance , and Equity Initiatives and serves as a Special...Initiatives and serves as a Special Advisor to the President and Chief Legal/Labor Counsel. The CDO is responsible… more
- HSBC (New York, NY)
- …Chemicals (ETC), Healthcare, Technology/Media/Telecoms (TMT), and Diversified Industrials (DIG). As our Vice President , Senior Sales Manager you will: + Work in ... New York, NY, US, 10001 Work style: Hybrid Worker Date: 25 Oct 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized… more
- Unknown (New York, NY)
- Vice President , Regulatory Counsel About the Company Accomplished insurance brokerage & managing general agent Industry Insurance Type Privately Held About ... responsible for providing expert legal advice on a range of regulatory compliance matters, monitoring and interpreting relevant federal, state, and local… more
- Unknown (New York, NY)
- Assistant Vice President of Compliance About the Company Premier investment bank Industry Investment Banking Type Privately Held About the Role The Company ... is seeking an Assistant Vice President of Compliance to...procedures, as well as providing regulatory and compliance training. Key responsibilities for the Assistant Vice… more
- Unknown (New York, NY)
- Vice President , Regulatory Affairs, Oncology About the Company Globally-recognized pharmaceutical company Industry Pharmaceuticals Type Privately Held ... Products About the Role The Company is seeking a Vice President for Regulatory Affairs...regulatory affairs. The VP will be accountable for regulatory submissions, communications, and compliance across the… more
- Unknown (Jersey City, NJ)
- Vice President , Compliance Training About...the US, as well as a working knowledge of regulatory requirements in other countries in the Americas. The ... B2B B2C Enterprise About the Role The Company is in search of a Compliance Training Vice President to join their dynamic team. The successful candidate will… more
- Unknown (New York, NY)
- Senior Vice President , Compliance About the Company Globally-recognized investment bank Industry Investment Banking Type Public Company Founded 2015 ... Role The Company is in search of a Senior Vice President , Compliance to take...a professional with a strong background in financial crime compliance , legal or regulatory advisory roles within… more
