- Marex (New York, NY)
- …more information visit www.marex.com Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... Annual Compliance Plan in line with below responsibilities: Provide Compliance Advisory services to broker -dealer business lines. Complete or assist… more
- PJT Partners, Inc. (New York, NY)
- …our website at www.pjtpartners.com. Responsibilities PJT Partners is seeking to hire a Senior Vice President, Compliance , who will serve as the Anti-Money ... of a team. Primary responsibilities include: Serve as the Designated BSA/AML Officer for the US broker -dealer, overseeing execution and continuous enhancement… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... Plan in line with below responsibilities: + Provide Compliance Advisory services to broker -dealer business lines....Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make, support and… more
- SMBC (New York, NY)
- …the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the ... strategic planning within area of coverage. Reports to a senior member of Private Side Compliance Advisory...Core Competencies/Skills: + 4-7 years of regulatory and/or advisory compliance experience at a broker dealer. +… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... Plan in line with below responsibilities: + Provide Compliance Advisory services to US Broker Dealer...Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make, support and… more
- Zurich NA (New York, NY)
- VP, Senior Underwriting Officer 120961 Zurich is currently looking for a Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer to work ... the insurance industry This role will be filled at either the Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer . The hiring manager will… more
- AIG (New York, NY)
- About the role The Senior Reinsurance Officer is responsible for managing technical claims and operations for the Ceded Re Team, reporting to the Global Head of ... on allocation of reinsurance treaty spend + Manage select compliance requirements for the Ceded Re Team to ensure...discretion and confidentiality in all matters + Participate in broker and client meetings, presentations and audits + Ability… more
- Scotiabank (New York, NY)
- …a team leader for Markets Compliance . **What You'll Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary...every future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is...functions **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Santander US (New York, NY)
- Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global ... communication skills, with the ability to effectively influence others and engage senior stakeholders and foster collaboration amongst Compliance , the business… more
- Deloitte (New York, NY)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... on May 31, 2026. What you'll do As a Senior Consultant on our Global Trade Advisory team, you...Responsibilities include: + Helping importers and exporters achieve worldwide compliance and realize efficiencies in their global supply chain.… more
- Deloitte (New York, NY)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing and… more
- TD Bank (New York, NY)
- …participates in routine monitoring plan meetings. The Deputy supports the US Head of Compliance Programs and Chief Compliance Officer (CCO) in ensuring the ... and Experience below as you consider this opportunity.** **Job Summary:** The Senior Manager, Compliance Governance & Operations leads, develops and oversees… more
- Bank of America (New York, NY)
- …(EWI); up-front engagement of Liquidity Risk & LOB team and approval via senior executives and broker -dealer Board of Directors, as appropriate. Monitor and ... including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also… more
- Mizuho Corporate Bank (New York, NY)
- …Further, the team plays a key role (in collaboration with legal, compliance , IT, etc) in the analysis, requirements specifications, and implementation of new ... reporting requirements as relevant to their remit. Summary The Operations Regulatory Reporting Officer position will play a key role in the development of this newly… more
